Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | Chief Legal & Corp Affairs Ofc | September 15, 2026 | September 17, 2026 |
| Broadcom LtdAVGO · Entity 167990 | Chief Legal Officer | March 15, 2018 | March 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 186,930 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Tax withholding · Disposed 8,059 · Balance 186,930 F1: Includes 107,500 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 107,500 restricted stock units.
Broadcom Ltd
Report date March 15, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 25,125 |
Reported balance
After 2018-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-15 · Grant · Acquired 3,125 · Balance 25,125 F1: On March 15, 2018, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index, and the number of restricted share units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance share unit award granted on April 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on April 15, 2018, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) ordinary share for each one (1) RSU. F2: Represents 25,125 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 15, 2018, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index, and the number of restricted share units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance share unit award granted on April 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on April 15, 2018, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) ordinary share for each one (1) RSU.
F2: Represents 25,125 RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2021 Filed Apr 16, 2021 21:01 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 9,297 | $480.00 | $4,462,560.00 |
DisclosureSEC source: 0001730168-21-000093 · wf-form4_161860689716441.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,353 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 26,750 RSUs. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,037 | $473.78 | $3,333,989.86 |
DisclosureSEC source: 0001730168-21-000059 · wf-form4_161670386597091.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,650 F1 · balance_after: Includes 45,500 restricted stock units. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:41 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 5,018 | $470.77 | $2,362,323.86 |
DisclosureSEC source: 0001730168-21-000049 · wf-form4_161601724477742.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,687 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including PSU awards, previously granted to the Reporting Person. F4 · balance_after: Includes 45,500 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:41 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000049 · wf-form4_161601724477742.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,705 F1 · shares: On March 15, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award ("PSU award") granted on April 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on April 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 56,250 RSUs. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:01 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000028 · wf-form4_161489526922424.xml · nonDerivative · entry 3 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,080 F5 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F6 · balance_after: Includes 40,625 RSUs. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:01 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000028 · wf-form4_161489526922424.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,455 F3 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F4 · balance_after: Includes 39,000 RSUs. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:01 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000028 · wf-form4_161489526922424.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,580 F1 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 37,125 RSUs. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:44 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 4,000 | $415.46 | $1,661,840.00 |
DisclosureSEC source: 0001730168-20-000207 · wf-form4_160824144609974.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,705 F2 · balance_after: Includes 35,250 RSUs. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:44 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 372 | $418.06 | $155,518.32 |
DisclosureSEC source: 0001730168-20-000207 · wf-form4_160824144609974.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,705 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 35,250 RSUs. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:54 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $367.54 | $735,080.00 |
DisclosureSEC source: 0001730168-20-000172 · wf-form4_160046243962995.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,077 F1 · balance_after: Includes 36,000 restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:03 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,000 | $310.62 | $931,860.00 |
DisclosureSEC source: 0001730168-20-000113 · wf-form4_159251419735545.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,077 F1 · balance_after: Includes 36,000 restricted stock units. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:33 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 3,100 | $257.44 | $798,064.00 |
DisclosureSEC source: 0001730168-20-000088 · wf-form4_158715557559206.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,077 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units, previously granted to the Reporting Person. F2 · balance_after: Includes 36,000 RSUs. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:54 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $257.25 | $514,506.00 |
DisclosureSEC source: 0001730168-20-000084 · wf-form4_158646566263102.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,177 F1 · price: Transaction executed in multiple trades at prices ranging from $257.18 to $257.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 42,250 restricted stock units. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 00:16 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 2,802 | $234.22 | $656,284.44 |
DisclosureSEC source: 0001730168-20-000057 · wf-form4_158457696999002.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,177 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units, previously granted to the Reporting Person. F2 · balance_after: Includes 39,125 RSUs. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 21:22 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-20-000047 · wf-form4_158448011349059.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,979 F1 · shares: On March 15, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the third of four performance periods pursuant to the terms of a performance stock unit award granted on April 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on April 15, 2020, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 39,125 RSUs. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:06 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-20-000030 · wf-form4_158405077692099.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,854 F3 · shares: On March 10, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on March 15, 2018 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2020, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 42,625 RSUs. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:06 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-20-000030 · wf-form4_158405077692099.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,229 F1 · shares: On March 10, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019 under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2020, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 42,625 RSUs. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:30 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 372 | $315.42 | $117,336.24 |
DisclosureSEC source: 0001730168-19-000130 · wf-form4_157670818504309.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,434 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 42,625 RSUs. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 20:56 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $280.00 | $560,000.00 |
DisclosureSEC source: 0001730168-19-000122 · wf-form4_157117295472886.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,806 F1 · balance_after: Includes 43,375 Restricted Stock Units. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 21:38 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 3,073 | $316.40 | $972,297.20 |
DisclosureSEC source: 0001730168-19-000090 · wf-form4_155553711262848.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,806 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units, previously granted to the Reporting Person. F2 · balance_after: Includes 43,375 RSUs. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:41 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-19-000052 · wf-form4_155311806560154.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,879 F1 · shares: On March 18, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the second of four performance periods pursuant to the terms of a performance stock unit award granted on April 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and vest in full on April 15, 2019, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 49,625 RSUs. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 22:45 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 1,132 | $290.29 | $328,608.28 |
DisclosureSEC source: 0001730168-19-000038 · wf-form4_155303549499514.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,754 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units, previously granted to the Reporting Person. F2 · balance_after: Includes 46,500 RSUs. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 01:25 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-19-000018 · wf-form4_155192191900135.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,886 F1 · shares: On March 4, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2018 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2019, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 49,750 RSUs. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 22:01 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 372 | $254.83 | $94,796.76 |
DisclosureSEC source: 0001730168-18-000069 · wf-form4_154525685939067.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,261 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 48,125 RSUs. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 23:51 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-18-000051 · wf-form4_154422665216995.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,633 F1 · date: Award approved on December 4, 2018 with an effective grant date of January 15, 2019. F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 7,500 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer. F3 · balance_after: Includes 48,875 RSUs. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 22:43 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 2,492 | $246.94 | $615,374.48 |
DisclosureSEC source: 0001730168-18-000007 · wf-form4_152409138391266.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,633 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") and performance stock units previously granted to the Reporting Person. F2 · balance_after: Includes 18,875 RSUs. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:06 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000033 · wf-form4_152123435831573.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,125 F1 · shares: On March 15, 2018, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index, and the number of restricted share units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance share unit award granted on April 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on April 15, 2018, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) ordinary share for each one (1) RSU. F2 · balance_after: Represents 25,125 RSUs. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 21:45 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000012 · wf-form4_152106389461391.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 F1 · date: Award approved on March 13, 2018 with an effective grant date of March 15, 2018. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of March 15, 2018. F3 · balance_after: Represents 22,000 RSUs. Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 00:51 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000129 · wf-form4_151260786952014.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 F1 · date: Award approved on December 4, 2017 with an effective grant date of December 15, 2017. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2017. F3 · balance_after: Represents 15,500 RSUs. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:16 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000074 · wf-form4_149082218556364.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · date: Award has an effective grant date of April 15, 2017. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each anniversary of April 15, 2017. F3 · balance_after: Represents 12,500 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.