Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | Chief Legal & Corp Affairs Ofc | September 15, 2026 | September 17, 2026 |
| Broadcom LtdAVGO · Entity 167990 | Chief Legal Officer | March 15, 2018 | March 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 186,930 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Tax withholding · Disposed 8,059 · Balance 186,930 F1: Includes 107,500 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 107,500 restricted stock units.
Broadcom Ltd
Report date March 15, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 25,125 |
Reported balance
After 2018-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-15 · Grant · Acquired 3,125 · Balance 25,125 F1: On March 15, 2018, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index, and the number of restricted share units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance share unit award granted on April 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on April 15, 2018, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) ordinary share for each one (1) RSU. F2: Represents 25,125 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 15, 2018, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index, and the number of restricted share units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance share unit award granted on April 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on April 15, 2018, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) ordinary share for each one (1) RSU.
F2: Represents 25,125 RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,332 | $345.19 | $1,150,186.41 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 11 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,468 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F12 · price: Transaction executed in multiple trades at prices ranging from $344.61 to $345.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,460 | $344.13 | $502,432.72 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 10 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,800 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F11 · price: Transaction executed in multiple trades at prices ranging from $343.61 to $344.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 600 | $343.13 | $205,879.80 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 9 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,260 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F10 · price: Transaction executed in multiple trades at prices ranging from $342.59 to $343.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 100 | $365.15 | $36,515.00 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 8 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,860 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 180 | $364.11 | $65,540.34 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 7 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,960 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F9 · price: Transaction executed in multiple trades at prices ranging from $363.98 to $364.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 500 | $363.15 | $181,574.50 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 6 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,140 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F8 · price: Transaction executed in multiple trades at prices ranging from $362.71 to $363.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,422 | $362.16 | $514,995.79 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 5 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,640 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F7 · price: Transaction executed in multiple trades at prices ranging from $361.71 to $362.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,590 | $360.76 | $573,602.04 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 4 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,062 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F6 · price: Transaction executed in multiple trades at prices ranging from $360.50 to $361.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 4,354 | $360.06 | $1,567,692.53 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 3 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,652 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F5 · price: Transaction executed in multiple trades at prices ranging from $359.50 to $360.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,860 | $358.92 | $667,594.92 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,006 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F4 · price: Transaction executed in multiple trades at prices ranging from $358.50 to $359.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| September 16, 2025 Filed Sep 19, 2025 01:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 640 | $358.02 | $229,132.80 |
DisclosureSEC source: 0001730168-25-000108 · wk-form4_1758244933.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,866 F1 · shares: Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. F2 · price: Transaction executed in multiple trades at prices ranging from $357.49 to $358.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 283,125 RSUs. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 20:54 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 9,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-25-000084 · wk-form4_1751057649.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,506 F1 · balance_after: Includes 336,250 restricted stock units. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 21:35 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 50,000 | $262.10 | $13,105,050.00 |
DisclosureSEC source: 0001730168-25-000080 · wk-form4_1750973701.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,956 F1 · price: Transaction executed in multiple trades at prices ranging from $262.00 to $262.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 336,250 restricted stock units. Read SEC document |
| June 23, 2025 Filed Jun 25, 2025 20:57 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 50,000 | $253.29 | $12,664,250.00 |
DisclosureSEC source: 0001730168-25-000076 · wk-form4_1750885020.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 415,956 F1 · balance_after: Includes 336,250 restricted stock units. Read SEC document |
| April 11, 2025 Filed Apr 15, 2025 21:19 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 25,000 | $180.00 | $4,500,000.00 |
DisclosureSEC source: 0001730168-25-000031 · wk-form4_1744751940.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,956 F1 · balance_after: Includes 336,250 restricted stock units. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:51 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 30,000 | $194.65 | $5,839,500.00 |
DisclosureSEC source: 0001730168-25-000029 · wk-form4_1743022290.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 490,956 F1 · price: Transaction executed in multiple trades at prices ranging from $194.63 to $194.73 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 336,250 restricted stock units. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 00:00 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 123,204 | $195.54 | $24,091,310.16 |
DisclosureSEC source: 0001730168-25-000023 · wk-form4_1742342444.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,956 F2 · balance_after: Includes 336,250 RSUs. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:00 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-25-000023 · wk-form4_1742342444.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 644,160 F1 · shares: Restricted Stock Units ("RSUs") award granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated that consists of two grants, each for 30,000 RSUs that vest annually over four years with vesting commencement dates on March 15, 2025 and March 15, 2026, and subject to continued service with the Issuer. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 336,250 RSUs. Read SEC document |
| March 04, 2025 Filed Mar 7, 2025 00:31 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 262,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-25-000011 · wk-form4_1741307473.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 584,160 F1 · shares: Restricted Stock Units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 526,250 RSUs Read SEC document |
| December 24, 2024 Filed Dec 27, 2024 22:49 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 20,168 | $238.79 | $4,815,936.89 |
DisclosureSEC source: 0001730168-24-000145 · wk-form4_1735339765.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,660 F1 · price: Transaction executed in multiple trades at prices ranging from $238.77 to $238.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 263,750 restricted stock units. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 22:52 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 19,832 | $224.80 | $4,458,233.60 |
DisclosureSEC source: 0001730168-24-000127 · wk-form4_1734562335.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,828 F1 · balance_after: Includes 263,750 restricted stock units. Read SEC document |
| October 11, 2024 Filed Oct 16, 2024 22:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 18,900 | $181.45 | $3,429,405.00 |
DisclosureSEC source: 0001730168-24-000117 · wk-form4_1729118440.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,660 F1 · balance_after: Includes 303,750 restricted stock units. Read SEC document |
| October 09, 2024 Filed Oct 11, 2024 20:48 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 18,900 | $182.88 | $3,456,337.50 |
DisclosureSEC source: 0001730168-24-000115 · wk-form4_1728679684.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,560 F1 · balance_after: Includes 303,750 restricted stock units. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 21:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 20,280 | $177.10 | $3,591,547.44 |
DisclosureSEC source: 0001730168-24-000113 · wk-form4_1728508185.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,460 F1 · price: Transaction executed in multiple trades at prices ranging from $177.09 to $177.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 303,750 restricted stock units. Read SEC document |
| April 10, 2024 Filed Apr 13, 2024 00:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,500 | $1,316.46 | $3,291,150.00 |
DisclosureSEC source: 0001730168-24-000049 · wk-form4_1712967880.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,974 F1 · balance_after: Includes 30,375 restricted stock units. Read SEC document |
| April 03, 2024 Filed Apr 6, 2024 00:31 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,500 | $1,367.52 | $3,418,800.00 |
DisclosureSEC source: 0001730168-24-000043 · wk-form4_1712363485.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,474 F1 · balance_after: Includes 30,375 restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:37 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,500 | $1,318.98 | $3,297,437.50 |
DisclosureSEC source: 0001730168-24-000037 · wk-form4_1712011025.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,974 F1 · balance_after: Includes 30,375 restricted stock units. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 22:29 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,500 | $1,352.35 | $3,380,875.00 |
DisclosureSEC source: 0001730168-24-000033 · wk-form4_1711578563.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,474 F1 · balance_after: Includes 30,375 restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:39 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 10,419 | $1,235.50 | $12,872,674.50 |
DisclosureSEC source: 0001730168-24-000027 · wk-form4_1710887966.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,974 F2 · balance_after: Includes 30,375 RSUs. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:39 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000027 · wk-form4_1710887966.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,393 F1 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each anniversary of March 15, 2024, subject to continued service with the Issuer. F2 · balance_after: Includes 30,375 RSUs. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:21 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000015 · wk-form4_1709853670.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,393 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 41,625 RSUs. Read SEC document |
| December 20, 2023 Filed Dec 23, 2023 00:22 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000108 · wk-form4_1703290956.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,018 F1 · balance_after: Includes 25,250 restricted stock units. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:39 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,016 | $1,130.04 | $2,278,158.62 |
DisclosureSEC source: 0001730168-23-000104 · wk-form4_1703021958.xml · nonDerivative · entry 3 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,868 F1 · balance_after: Includes 25,250 restricted stock units. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:39 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,016 | $1,123.45 | $2,264,883.26 |
DisclosureSEC source: 0001730168-23-000104 · wk-form4_1703021958.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,884 F2 · price: Transaction executed in multiple trades at prices ranging from $1,123.40 to $1,123.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 25,250 restricted stock units. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:39 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 1,984 | $1,129.74 | $2,241,404.16 |
DisclosureSEC source: 0001730168-23-000104 · wk-form4_1703021958.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,900 F1 · balance_after: Includes 25,250 restricted stock units. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:23 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 10,962 | $626.04 | $6,862,650.48 |
DisclosureSEC source: 0001730168-23-000023 · wf-form4_167908819361924.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,884 F2 · balance_after: Includes 29,250 RSUs. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:23 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000023 · wf-form4_167908819361924.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,846 F1 · shares: Restricted stock unit ("RSU") award that consists of two grants, each for 5,000 RSUs that vest over four years and with vesting commencement dates on March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 29,250 RSUs. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:50 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 17,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000013 · wf-form4_167848500390963.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,846 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 41,830 RSUs. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:55 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 1,984 | $558.00 | $1,107,072.00 |
DisclosureSEC source: 0001730168-22-000122 · wf-form4_167148693813686.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,766 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 24,750 RSUs. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 20:59 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 11,214 | $610.00 | $6,840,540.00 |
DisclosureSEC source: 0001730168-22-000046 · wf-form4_164850111957329.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 F1 · balance_after: Represents 28,750 restricted stock units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:48 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 10,164 | $592.76 | $6,024,812.64 |
DisclosureSEC source: 0001730168-22-000038 · wf-form4_164755010209722.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,964 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 28,750 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 8,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 5 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,128 F9 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F10 · balance_after: Includes 49,750 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 4 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,003 F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F8 · balance_after: Includes 41,625 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 3 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,128 F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F6 · balance_after: Includes 39,750 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,253 F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the first of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F4 · balance_after: Includes 37,875 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,378 F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on December 15, 2021, under the Broadcom Inc. 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on December 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 36,000 RSUs. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 02:18 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 372 | $639.86 | $238,027.92 |
DisclosureSEC source: 0001730168-21-000165 · wf-form4_163979392592230.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,378 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person. F4 · balance_after: Includes 34,000 RSUs. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 02:18 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000165 · wf-form4_163979392592230.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,750 F1 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2021, subject to continued service with the Issuer. F2 · balance_after: Represents 34,750 RSUs. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 20:23 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,150 | $504.09 | $1,587,889.80 |
DisclosureSEC source: 0001730168-21-000141 · wf-form4_163294696777783.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,750 F1 · price: Transaction executed in multiple trades at prices ranging from $504.04 to $504.17 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Represents 26,750 restricted stock units. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 9,453 | $502.38 | $4,748,998.14 |
DisclosureSEC source: 0001730168-21-000127 · wf-form4_163165345981342.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,900 F1 · balance_after: Includes 26,750 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.