organization · Reporting owner
Index Venture Associates V Ltd
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Robinhood Markets, Inc.HOOD · Entity 584 | Director · 10% owner | August 02, 2021 | August 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Robinhood Markets, Inc.
Report date August 02, 2021 · Filed August 03, 2021
Jointly reported with Index Ventures VI (Jersey) LP, Index Ventures Growth III (Jersey), L.P., Index Venture Growth Associates III Ltd, Index Ventures Growth V (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP, Index Venture Associates VI Ltd, Yucca (Jersey) SLP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Index Ventures Growth III (Jersey) L.P. | 0 |
Last balance in matching sequence
After 2021-08-02 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-08-02 · Conversion · Acquired 7,156,340 · Balance 10,296,520 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F2: The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Row 5 · 2021-08-02 · Other · Disposed 10,296,520 · Balance 0 F6: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F2: The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2021-08-02 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2021-08-02 · Conversion · Acquired 67,469,440 · Balance 70,022,080 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F3: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. Row 6 · 2021-08-02 · Other · Disposed 70,022,080 · Balance 0 F6: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F3: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectBy Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. | 0 |
Last balance in matching sequence
After 2021-08-02 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2021-08-02 · Conversion · Acquired 1,361,860 · Balance 1,413,380 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F4: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Row 7 · 2021-08-02 · Other · Disposed 1,413,380 · Balance 0 F6: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F4: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectBy Yucca (Jersey) SLP | 0 |
Last balance in matching sequence
After 2021-08-02 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2021-08-02 · Conversion · Acquired 980,240 · Balance 1,061,020 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F5: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Row 8 · 2021-08-02 · Other · Disposed 1,061,020 · Balance 0 F6: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F5: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Index Ventures Growth III (Jersey) L.P. | 10,296,520 |
Reported balance
After 2021-08-02 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2021-08-02 · Other · Acquired 10,296,520 · Balance 10,296,520 F6: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F2: The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | Direct | 70,022,080 |
Reported balance
After 2021-08-02 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2021-08-02 · Other · Acquired 70,022,080 · Balance 70,022,080 F6: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F3: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. | 1,413,380 |
Reported balance
After 2021-08-02 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2021-08-02 · Other · Acquired 1,413,380 · Balance 1,413,380 F6: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F4: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Yucca (Jersey) SLP | 1,119,004 |
Last balance in matching sequence
After 2021-08-02 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 12 · 2021-08-02 · Other · Acquired 1,061,020 · Balance 1,061,020 F6: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F5: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Row 13 · 2021-08-02 · Conversion · Acquired 57,984 · Balance 1,119,004 F5: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Index Ventures Growth V (Jersey) L.P. | 1,874,816 |
Reported balance
After 2021-08-02 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2021-08-02 · Conversion · Acquired 1,874,816 · Balance 1,874,816 F7: The securities are held by Index Ventures Growth V (Jersey), L.P. ("Index Growth V"). Index Venture Growth Associates V Limited ("IVGA V") is the managing general partner of Index Growth V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. |
| Series A Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-08-02 · Conversion · Disposed 55,798,140 · Balance 0 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F3: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. |
| Series A Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. | 0 |
Reported balance
After 2021-08-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-08-02 · Conversion · Disposed 1,126,280 · Balance 0 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F4: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. |
| Series A Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Yucca (Jersey) SLP | 0 |
Reported balance
After 2021-08-02 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2021-08-02 · Conversion · Disposed 720,560 · Balance 0 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F5: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. |
| Series B Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-02 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2021-08-02 · Conversion · Disposed 11,671,300 · Balance 0 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F3: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. |
| Series B Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. | 0 |
Reported balance
After 2021-08-02 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2021-08-02 · Conversion · Disposed 235,580 · Balance 0 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F4: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. |
| Series B Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Yucca (Jersey) SLP | 0 |
Reported balance
After 2021-08-02 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2021-08-02 · Conversion · Disposed 150,720 · Balance 0 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F5: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. |
| Series C Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Index Ventures Growth III (Jersey) L.P. | 0 |
Reported balance
After 2021-08-02 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2021-08-02 · Conversion · Disposed 7,156,340 · Balance 0 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F2: The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. |
| Series C Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Yucca (Jersey) SLP | 0 |
Reported balance
After 2021-08-02 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2021-08-02 · Conversion · Disposed 108,960 · Balance 0 F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F5: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. |
| Tranche I Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $26.60 | IndirectBy Yucca (Jersey) SLP | 0 |
Reported balance
After 2021-08-02 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2021-08-02 · Conversion · Disposed Not disclosed · Balance 0 F8: Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. F5: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. |
| Tranche I Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $26.60 | IndirectBy Index Ventures Growth V (Jersey) L.P. | 0 |
Reported balance
After 2021-08-02 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2021-08-02 · Conversion · Disposed Not disclosed · Balance 0 F8: Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. F7: The securities are held by Index Ventures Growth V (Jersey), L.P. ("Index Growth V"). Index Venture Growth Associates V Limited ("IVGA V") is the managing general partner of Index Growth V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date.
F2: The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
F3: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any.
F4: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
F5: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose.
F6: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification").
F7: The securities are held by Index Ventures Growth V (Jersey), L.P. ("Index Growth V"). Index Venture Growth Associates V Limited ("IVGA V") is the managing general partner of Index Growth V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
F8: Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Minerva Neurosciences, Inc.
Report date June 24, 2019 · Filed June 26, 2019
Jointly reported with Index Venture Associates III Ltd, Index Venture Associates IV Ltd, Yucca (Jersey) SLP
Section 16 reporting ended · disclosed 2019-06-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,899,189 |
Reported balance
After 2019-06-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-06-24 · Sale · Disposed 197,000 · Balance 3,899,189 F1: Represents 31,147 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 69,365 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 1,236 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 47,434 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 4,502 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 37,511 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 304 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 2,501 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $6.26. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Represents 675,863 shares held directly by Index III Jersey, 1,372,944 shares held directly by Index III Delaware, 24,458 shares held directly by Index III Parallel, 938,845 shares held directly by Index IV Jersey, 89,115 shares held directly by Index IV Parallel, 742,447 shares held directly by Index V Jersey, 6,016 shares held directly by Index V Parallel and 49,501 shares held directly by Yucca Jersey. F4: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 31,147 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 69,365 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 1,236 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 47,434 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 4,502 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 37,511 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 304 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 2,501 shares sold by Yucca (Jersey) SLP ("Yucca Jersey").
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $6.26. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Represents 675,863 shares held directly by Index III Jersey, 1,372,944 shares held directly by Index III Delaware, 24,458 shares held directly by Index III Parallel, 938,845 shares held directly by Index IV Jersey, 89,115 shares held directly by Index IV Parallel, 742,447 shares held directly by Index V Jersey, 6,016 shares held directly by Index V Parallel and 49,501 shares held directly by Yucca Jersey.
F4: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose.
Shapeways Holdings, Inc.
Report date April 13, 2022 · Filed April 15, 2022
Jointly reported with Index Ventures V (Jersey), L.P., Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P., Yucca (Jersey) SLP
Section 16 reporting ended · disclosed 2022-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,748,187 |
Last balance in matching sequence
After 2022-04-14 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-04-13 · Sale · Disposed 513,804 · Balance 4,793,933 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 - $2.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F3: Shares held directly by Index Ventures V (Jersey), L.P. ("Index V"). Index Venture Associates V Limited ("IVA V") is the managing general partner of Index V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. Row 4 · 2022-04-14 · Sale · Disposed 45,746 · Balance 4,748,187 F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 - $2.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F3: Shares held directly by Index Ventures V (Jersey), L.P. ("Index V"). Index Venture Associates V Limited ("IVA V") is the managing general partner of Index V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Index Ventures V Parallel Entrepreneur Fund (Jersey) L.P. | 38,461 |
Last balance in matching sequence
After 2022-04-14 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2022-04-13 · Sale · Disposed 4,162 · Balance 38,832 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 - $2.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F4: Shares held directly by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel"). IVA V is the managing general partner of Index V Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. Row 5 · 2022-04-14 · Sale · Disposed 371 · Balance 38,461 F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 - $2.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F4: Shares held directly by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel"). IVA V is the managing general partner of Index V Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Yucca (Jersey) SLP | 60,588 |
Last balance in matching sequence
After 2022-04-14 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2022-04-13 · Sale · Disposed 6,556 · Balance 61,172 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 - $2.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F5: Shares held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index V and Index V Parallel). IVA V disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by IVA V for Section 16 or any other purpose. Row 6 · 2022-04-14 · Sale · Disposed 584 · Balance 60,588 F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 - $2.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F5: Shares held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index V and Index V Parallel). IVA V disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by IVA V for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 - $2.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares.
F3: Shares held directly by Index Ventures V (Jersey), L.P. ("Index V"). Index Venture Associates V Limited ("IVA V") is the managing general partner of Index V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.
F4: Shares held directly by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel"). IVA V is the managing general partner of Index V Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.
F5: Shares held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index V and Index V Parallel). IVA V disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by IVA V for Section 16 or any other purpose.
F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 - $2.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2022 Filed Apr 15, 2022 21:00 UTC | Shapeways Holdings, Inc. SHPW · Entity 90701 | SaleCommon Stock | 584 | $2.45 | $1,428.93 |
DisclosureSEC source: 0000899243-22-014888 · doc4.xml · nonDerivative · entry 6 Index Ventures V (Jersey), L.P. · CIK 0001611775 · 10% owner Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001611750 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 60,588 F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 - $2.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F5 · ownership.nature: Shares held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index V and Index V Parallel). IVA V disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by IVA V for Section 16 or any other purpose. Read SEC document |
| April 14, 2022 Filed Apr 15, 2022 21:00 UTC | Shapeways Holdings, Inc. SHPW · Entity 90701 | SaleCommon Stock | 371 | $2.45 | $907.76 |
DisclosureSEC source: 0000899243-22-014888 · doc4.xml · nonDerivative · entry 5 Index Ventures V (Jersey), L.P. · CIK 0001611775 · 10% owner Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001611750 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures V Parallel Entrepreneur Fund (Jersey) L.P. Disclosed balance after: 38,461 F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 - $2.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F4 · ownership.nature: Shares held directly by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel"). IVA V is the managing general partner of Index V Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. Read SEC document |
| April 14, 2022 Filed Apr 15, 2022 21:00 UTC | Shapeways Holdings, Inc. SHPW · Entity 90701 | SaleCommon Stock | 45,746 | $2.45 | $111,931.31 |
DisclosureSEC source: 0000899243-22-014888 · doc4.xml · nonDerivative · entry 4 Index Ventures V (Jersey), L.P. · CIK 0001611775 · 10% owner Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001611750 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,748,187 F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 - $2.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F3 · ownership.direct: Shares held directly by Index Ventures V (Jersey), L.P. ("Index V"). Index Venture Associates V Limited ("IVA V") is the managing general partner of Index V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 21:00 UTC | Shapeways Holdings, Inc. SHPW · Entity 90701 | SaleCommon Stock | 6,556 | $2.33 | $15,284.66 |
DisclosureSEC source: 0000899243-22-014888 · doc4.xml · nonDerivative · entry 3 Index Ventures V (Jersey), L.P. · CIK 0001611775 · 10% owner Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001611750 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 61,172 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 - $2.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F5 · ownership.nature: Shares held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index V and Index V Parallel). IVA V disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by IVA V for Section 16 or any other purpose. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 21:00 UTC | Shapeways Holdings, Inc. SHPW · Entity 90701 | SaleCommon Stock | 4,162 | $2.33 | $9,703.29 |
DisclosureSEC source: 0000899243-22-014888 · doc4.xml · nonDerivative · entry 2 Index Ventures V (Jersey), L.P. · CIK 0001611775 · 10% owner Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001611750 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures V Parallel Entrepreneur Fund (Jersey) L.P. Disclosed balance after: 38,832 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 - $2.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F4 · ownership.nature: Shares held directly by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel"). IVA V is the managing general partner of Index V Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 21:00 UTC | Shapeways Holdings, Inc. SHPW · Entity 90701 | SaleCommon Stock | 513,804 | $2.33 | $1,197,882.65 |
DisclosureSEC source: 0000899243-22-014888 · doc4.xml · nonDerivative · entry 1 Index Ventures V (Jersey), L.P. · CIK 0001611775 · 10% owner Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001611750 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,793,933 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 - $2.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: As disclosed in the reporting persons' Form 3, the amounts listed in column 5 include an aggregate of 541,844 Earnout Shares. F3 · ownership.direct: Shares held directly by Index Ventures V (Jersey), L.P. ("Index V"). Index Venture Associates V Limited ("IVA V") is the managing general partner of Index V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionTranche I Convertible Promissory Note · Derivative | Not disclosed | $0.00 Strike: $26.60 | $48,500,000.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 24 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth V (Jersey) L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 1,874,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. F8 · derivative.exercise_date: Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. F8 · derivative.expiration_date: Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. F7 · ownership.nature: The securities are held by Index Ventures Growth V (Jersey), L.P. ("Index Growth V"). Index Venture Growth Associates V Limited ("IVGA V") is the managing general partner of Index Growth V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionTranche I Convertible Promissory Note · Derivative | Not disclosed | $0.00 Strike: $26.60 | $1,500,000.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 23 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 0 Underlying: Class A Common Stock · 57,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. F8 · derivative.exercise_date: Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. F8 · derivative.expiration_date: Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. F5 · ownership.nature: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionSeries C Redeemable Convertible Preferred Stock · Derivative | 108,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 22 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 0 Underlying: Common Stock · 108,960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F5 · ownership.nature: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionSeries C Redeemable Convertible Preferred Stock · Derivative | 7,156,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 21 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth III (Jersey) L.P. Disclosed balance after: 0 Underlying: Common Stock · 7,156,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F2 · ownership.nature: The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionSeries B Redeemable Convertible Preferred Stock · Derivative | 150,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 20 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 0 Underlying: Common Stock · 150,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F5 · ownership.nature: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionSeries B Redeemable Convertible Preferred Stock · Derivative | 235,580 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 19 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Disclosed balance after: 0 Underlying: Common Stock · 235,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F4 · ownership.nature: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionSeries B Redeemable Convertible Preferred Stock · Derivative | 11,671,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 18 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,671,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F3 · ownership.direct: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionSeries A Redeemable Convertible Preferred Stock · Derivative | 720,560 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 17 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 0 Underlying: Common Stock · 720,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F5 · ownership.nature: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionSeries A Redeemable Convertible Preferred Stock · Derivative | 1,126,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 16 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,126,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F4 · ownership.nature: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionSeries A Redeemable Convertible Preferred Stock · Derivative | 55,798,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · derivative · entry 15 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,798,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F3 · ownership.direct: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 1,874,816 | $26.60 | $49,870,105.60 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 14 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth V (Jersey) L.P. Disclosed balance after: 1,874,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: The securities are held by Index Ventures Growth V (Jersey), L.P. ("Index Growth V"). Index Venture Growth Associates V Limited ("IVGA V") is the managing general partner of Index Growth V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 57,984 | $26.60 | $1,542,374.40 |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 13 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 1,119,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 1,061,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 12 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 1,061,020 F6 · kind: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F6 · price: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F5 · ownership.nature: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 1,413,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 11 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Disclosed balance after: 1,413,380 F6 · kind: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F6 · price: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F4 · ownership.nature: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 70,022,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 10 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,022,080 F6 · kind: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F6 · price: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F3 · ownership.direct: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 10,296,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 9 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth III (Jersey) L.P. Disclosed balance after: 10,296,520 F6 · kind: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F6 · price: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F2 · ownership.nature: The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 1,061,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 8 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 0 F6 · kind: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F6 · price: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F5 · ownership.nature: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 1,413,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 7 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Disclosed balance after: 0 F6 · kind: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F6 · price: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F4 · ownership.nature: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 70,022,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 6 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · kind: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F6 · price: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F3 · ownership.direct: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 10,296,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 5 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth III (Jersey) L.P. Disclosed balance after: 0 F6 · kind: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F6 · price: Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). F2 · ownership.nature: The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionCommon Stock | 980,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 4 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 1,061,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F5 · ownership.nature: The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionCommon Stock | 1,361,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 3 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Disclosed balance after: 1,413,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F4 · ownership.nature: The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionCommon Stock | 67,469,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 2 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,022,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F3 · ownership.direct: The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 17:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionCommon Stock | 7,156,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031313 · doc4.xml · nonDerivative · entry 1 Index Ventures VI (Jersey) LP · CIK 0001754862 · Director · 10% owner Index Ventures Growth III (Jersey), L.P. · CIK 0001638260 · Director · 10% owner Index Venture Growth Associates III Ltd · CIK 0001785453 · Director · 10% owner Index Ventures Growth V (Jersey), L.P. · CIK 0001808239 · Director · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · Director · 10% owner Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP · CIK 0001754871 · Director · 10% owner Index Venture Associates VI Ltd · CIK 0001755035 · Director · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Index Ventures Growth III (Jersey) L.P. Disclosed balance after: 10,296,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. F2 · ownership.nature: The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 16:12 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 197,000 | $6.01 | $1,184,836.80 |
DisclosureSEC source: 0000899243-19-018204 · doc4.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,899,189 F1 · shares: Represents 31,147 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 69,365 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 1,236 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 47,434 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 4,502 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 37,511 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 304 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 2,501 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $6.26. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents 675,863 shares held directly by Index III Jersey, 1,372,944 shares held directly by Index III Delaware, 24,458 shares held directly by Index III Parallel, 938,845 shares held directly by Index IV Jersey, 89,115 shares held directly by Index IV Parallel, 742,447 shares held directly by Index V Jersey, 6,016 shares held directly by Index V Parallel and 49,501 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 16:12 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 33,575 | $4.34 | $145,759.15 |
DisclosureSEC source: 0000899243-19-017798 · doc4.xml · nonDerivative · entry 2 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,096,189 F5 · shares: Represents 5,818 shares sold by Index III Jersey, 11,823 shares sold by Index III Delaware, 211 shares sold by Index III Parallel, 8,084 shares sold by Index IV Jersey, 768 shares sold by Index IV Parallel, 6,395 shares sold by Index V Jersey, 51 shares sold by Index V Parallel and 425 shares sold by Yucca Jersey. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.60. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: Represents 710,010 shares held directly by Index III Jersey, 1,442,309 shares held directly by Index III Delaware, 25,694 shares held directly by Index III Parallel, 986,279 shares held directly by Index IV Jersey, 93,617 shares held directly by Index IV Parallel, 779,958 shares held directly by Index V Jersey, 6,320 shares held directly by Index V Parallel and 52,002 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:12 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 77,243 | $4.44 | $343,152.03 |
DisclosureSEC source: 0000899243-19-017798 · doc4.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,129,764 F1 · shares: Represents 13,389 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 27,198 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 484 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 18,599 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 1,765 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 14,708 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 119 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 981 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.555. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents 715,828 shares held directly by Index III Jersey, 1,454,132 shares held directly by Index III Delaware, 25,905 shares held directly by Index III Parallel, 994,363 shares held directly by Index IV Jersey, 94,385 shares held directly by Index IV Parallel, 786,353 shares held directly by Index V Jersey, 6,371 shares held directly by Index V Parallel and 52,427 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 16:10 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 49,675 | $4.44 | $220,522.23 |
DisclosureSEC source: 0000899243-19-017418 · doc4.xml · nonDerivative · entry 2 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,207,007 F5 · shares: Represents 8,610 shares sold by Index III Jersey, 17,491 shares sold by Index III Delaware, 311 shares sold by Index III Parallel, 11,961 shares sold by Index IV Jersey, 1,135 shares sold by Index IV Parallel, 9,459 shares sold by Index V Jersey, 77 shares sold by Index V Parallel and 631 shares sold by Yucca Jersey. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.51. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: Represents 729,217 shares held directly by Index III Jersey, 1,481,330 shares held directly by Index III Delaware, 26,389 shares held directly by Index III Parallel, 1,012,962 shares held directly by Index IV Jersey, 96,150 shares held directly by Index IV Parallel, 801,061 shares held directly by Index V Jersey, 6,490 shares held directly by Index V Parallel and 53,408 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 16:10 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 56,243 | $4.45 | $250,208.23 |
DisclosureSEC source: 0000899243-19-017418 · doc4.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,256,682 F1 · shares: Represents 9,749 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 19,804 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 353 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 13,542 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 1,285 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 10,709 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 87 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 714 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.365 to $4.55. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents 737,827 shares held directly by Index III Jersey, 1,498,821 shares held directly by Index III Delaware, 26,700 shares held directly by Index III Parallel, 1,024,923 shares held directly by Index IV Jersey, 97,285 shares held directly by Index IV Parallel, 810,520 shares held directly by Index V Jersey, 6,567 shares held directly by Index V Parallel and 54,039 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 16:26 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 25,169 | $4.50 | $113,187.51 |
DisclosureSEC source: 0000899243-19-017189 · doc4.xml · nonDerivative · entry 2 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,312,925 F5 · shares: Represents 4,363 shares sold by Index III Jersey, 8,862 shares sold by Index III Delaware, 158 shares sold by Index III Parallel, 6,060 shares sold by Index IV Jersey, 575 shares sold by Index IV Parallel, 4,792 shares sold by Index V Jersey, 39 shares sold by Index V Parallel and 320 shares sold by Yucca Jersey. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.60. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: Represents 747,576 shares held directly by Index III Jersey, 1,518,625 shares held directly by Index III Delaware, 27,053 shares held directly by Index III Parallel, 1,038,465 shares held directly by Index IV Jersey, 98,570 shares held directly by Index IV Parallel, 821,229 shares held directly by Index V Jersey, 6,654 shares held directly by Index V Parallel and 54,753 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 16:26 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 53,298 | $4.51 | $240,549.86 |
DisclosureSEC source: 0000899243-19-017189 · doc4.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,338,094 F1 · shares: Represents 9,238 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 18,767 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 334 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 12,833 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 1,218 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 10,148 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 83 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 677 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.46 to $4.595. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents 751,939 shares held directly by Index III Jersey, 1,527,487 shares held directly by Index III Delaware, 27,211 shares held directly by Index III Parallel, 1,044,525 shares held directly by Index IV Jersey, 99,145 shares held directly by Index IV Parallel, 826,021 shares held directly by Index V Jersey, 6,693 shares held directly by Index V Parallel and 55,073 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 16:55 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 26,901 | $4.57 | $122,988.68 |
DisclosureSEC source: 0000899243-19-016830 · doc4.xml · nonDerivative · entry 2 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,391,392 F5 · shares: Represents 4,663 shares sold by Index III Jersey, 9,472 shares sold by Index III Delaware, 169 shares sold by Index III Parallel, 6,477 shares sold by Index IV Jersey, 615 shares sold by Index IV Parallel, 5,122 shares sold by Index V Jersey, 41 shares sold by Index V Parallel and 342 shares sold by Yucca Jersey. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.63. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: Represents 761,177 shares held directly by Index III Jersey, 1,546,254 shares held directly by Index III Delaware, 27,545 shares held directly by Index III Parallel, 1,057,358 shares held directly by Index IV Jersey, 100,363 shares held directly by Index IV Parallel, 836,169 shares held directly by Index V Jersey, 6,776 shares held directly by Index V Parallel and 55,750 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 16:55 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 33,150 | $4.78 | $158,354.24 |
DisclosureSEC source: 0000899243-19-016830 · doc4.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,418,293 F1 · shares: Represents 5,746 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 11,672 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 208 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 7,982 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 758 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 6,312 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 51 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 421 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.95. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents 765,840 shares held directly by Index III Jersey, 1,555,726 shares held directly by Index III Delaware, 27,714 shares held directly by Index III Parallel, 1,063,835 shares held directly by Index IV Jersey, 100,978 shares held directly by Index IV Parallel, 841,291 shares held directly by Index V Jersey, 6,817 shares held directly by Index V Parallel and 56,092 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 20, 2019 Filed May 21, 2019 16:10 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 200 | $6.08 | $1,215.00 |
DisclosureSEC source: 0000899243-19-014268 · doc4.xml · nonDerivative · entry 2 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,451,443 F5 · shares: Represents 35 shares sold by Index III Jersey, 70 shares sold by Index III Delaware, 1 share sold by Index III Parallel, 48 shares sold by Index IV Jersey, 5 shares sold by Index IV Parallel, 38 shares sold by Index V Jersey, 0 shares sold by Index V Parallel and 3 shares sold by Yucca Jersey. F6 · balance_after: Represents 771,586 shares held directly by Index III Jersey, 1,567,398 shares held directly by Index III Delaware, 27,922 shares held directly by Index III Parallel, 1,071,817 shares held directly by Index IV Jersey, 101,736 shares held directly by Index IV Parallel, 847,603 shares held directly by Index V Jersey, 6,868 shares held directly by Index V Parallel and 56,513 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:10 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 22,718 | $6.02 | $136,680.58 |
DisclosureSEC source: 0000899243-19-014268 · doc4.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,451,643 F1 · shares: Represents 3,938 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 7,999 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 143 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 5,470 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 519 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 4,326 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 35 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 288 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.25. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents 771,621 shares held directly by Index III Jersey, 1,567,468 shares held directly by Index III Delaware, 27,923 shares held directly by Index III Parallel, 1,071,865 shares held directly by Index IV Jersey, 101,741 shares held directly by Index IV Parallel, 847,641 shares held directly by Index V Jersey, 6,868 shares held directly by Index V Parallel and 56,516 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 16, 2019 Filed May 16, 2019 18:09 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 44,836 | $6.37 | $285,672.57 |
DisclosureSEC source: 0000899243-19-013815 · doc4.xml · nonDerivative · entry 3 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,474,361 F8 · shares: Represents 7,772 shares sold by Index III Jersey, 15,787 shares sold by Index III Delaware, 281 shares sold by Index III Parallel, 10,796 shares sold by Index IV Jersey, 1,025 shares sold by Index IV Parallel, 8,537 shares sold by Index V Jersey, 69 shares sold by Index V Parallel and 569 shares sold by Yucca Jersey. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.26 to $6.525. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10 · balance_after: Represents 775,559 shares held directly by Index III Jersey, 1,575,467 shares held directly by Index III Delaware, 28,066 shares held directly by Index III Parallel, 1,077,335 shares held directly by Index IV Jersey, 102,260 shares held directly by Index IV Parallel, 851,967 shares held directly by Index V Jersey, 6,903 shares held directly by Index V Parallel and 56,804 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 15, 2019 Filed May 16, 2019 18:09 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 53,418 | $6.64 | $354,465.82 |
DisclosureSEC source: 0000899243-19-013815 · doc4.xml · nonDerivative · entry 2 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,519,197 F5 · shares: Represents 9,259 shares sold by Index III Jersey, 18,809 shares sold by Index III Delaware, 335 shares sold by Index III Parallel, 12,862 shares sold by Index IV Jersey, 1,221 shares sold by Index IV Parallel, 10,171 shares sold by Index V Jersey, 83 shares sold by Index V Parallel and 678 shares sold by Yucca Jersey. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.79. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: Represents 783,331 shares held directly by Index III Jersey, 1,591,254 shares held directly by Index III Delaware, 28,347 shares held directly by Index III Parallel, 1,088,131 shares held directly by Index IV Jersey, 103,285 shares held directly by Index IV Parallel, 860,504 shares held directly by Index V Jersey, 6,972 shares held directly by Index V Parallel and 57,373 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 14, 2019 Filed May 16, 2019 18:09 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 36,574 | $7.05 | $258,022.26 |
DisclosureSEC source: 0000899243-19-013815 · doc4.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,572,615 F1 · shares: Represents 6,340 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 12,878 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 229 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 8,806 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 836 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 6,964 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 57 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 464 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.41. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents 792,590 shares held directly by Index III Jersey, 1,610,063 shares held directly by Index III Delaware, 28,682 shares held directly by Index III Parallel, 1,100,993 shares held directly by Index IV Jersey, 104,506 shares held directly by Index IV Parallel, 870,675 shares held directly by Index V Jersey, 7,055 shares held directly by Index V Parallel and 58,051 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 12:38 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 15,444 | $12.35 | $190,747.30 |
DisclosureSEC source: 0000899243-18-025985 · doc4.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,609,189 F1 · shares: Represents 2,677 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 5,438 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 97 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 3,718 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 353 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 2,941 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 24 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 196 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.80. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents 798,930 shares held directly by Index III Jersey, 1,622,941 shares held directly by Index III Delaware, 28,911 shares held directly by Index III Parallel, 1,109,799 shares held directly by Index IV Jersey, 105,342 shares held directly by Index IV Parallel, 877,639 shares held directly by Index V Jersey, 7,112 shares held directly by Index V Parallel and 58,515 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 14:14 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 34,589 | $12.62 | $436,343.69 |
DisclosureSEC source: 0000899243-18-025642 · doc4.xml · nonDerivative · entry 2 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,624,633 F5 · shares: Represents 5,996 shares sold by Index III Jersey, 12,179 shares sold by Index III Delaware, 217 shares sold by Index III Parallel, 8,328 shares sold by Index IV Jersey, 791 shares sold by Index IV Parallel, 6,586 shares sold by Index V Jersey, 53 shares sold by Index V Parallel and 439 shares sold by Yucca Jersey. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.45 to $12.75. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: Represents 801,607 shares held directly by Index III Jersey, 1,628,379 shares held directly by Index III Delaware, 29,008 shares held directly by Index III Parallel, 1,113,517 shares held directly by Index IV Jersey, 105,695 shares held directly by Index IV Parallel, 880,580 shares held directly by Index V Jersey, 7,136 shares sold by Index V Parallel and 58,711 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 14:14 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | SaleCommon Stock | 31,684 | $12.57 | $398,274.22 |
DisclosureSEC source: 0000899243-18-025642 · doc4.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,659,222 F1 · shares: Represents 5,492 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 11,156 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 199 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 7,629 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 724 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 6,033 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 49 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 402 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.375 to $12.95. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents 807,603 shares held directly by Index III Jersey, 1,640,558 shares held directly by Index III Delaware, 29,225 shares held directly by Index III Parallel, 1,121,845 shares held directly by Index IV Jersey, 106,486 shares held directly by Index IV Parallel, 887,166 shares held directly by Index V Jersey, 7,189 shares sold by Index V Parallel and 59,150 shares held directly by Yucca Jersey. F4 · ownership.nature: Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 14:17 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | OtherWarrant Shares · Derivative | 202,634 | $0.00 Strike: $5.77 | $0.00 |
DisclosureSEC source: 0001140361-16-089635 · doc1.xml · derivative · entry 2 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Shares · 202,634 shares Expires 2017-03-18 F4 · shares: Composed of 35,376 warrant shares exercised by Index Ventures III (Jersey), L.P., 71,862 warrant shares exercised by Index Ventures III (Delaware), L.P., 1,280 warrant shares exercised by Index Ventures III Parallel Entrepreneur Fund (Jersey), L.P., 48,790 warrant shares exercised by Index Ventures IV (Jersey), L.P., 4,631 warrant shares exercised by Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., 38,584 warrant shares exercised by Index Ventures V (Jersey), L.P., 313 warrant shares exercised by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P., and 1,798 warrant shares exercised by Yucca (Jersey) SLP. F2 · derivative.underlying_shares: Composed of 35,376 common shares acquired by Index Ventures III (Jersey), L.P., 71,862 common shares acquired by Index Ventures III (Delaware), L.P., 1,280 common shares acquired by Index Ventures III Parallel Entrepreneur Fund (Jersey), L.P., 48,790 common shares acquired by Index Ventures IV (Jersey), L.P., 4,631 common shares acquired by Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., 38,584 common shares acquired by Index Ventures V (Jersey), L.P., 313 common shares acquired by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P., and 1,798 common shares acquired by Yucca (Jersey) SLP. F1 · ownership.nature: Index Venture Associates III Limited is the general partner of Index Ventures III (Jersey), L.P., Index Ventures III (Delaware), L.P., and Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Elian Employee Benefit Services Limited. Index Venture Associates IV Limited is the general partner of Index Ventures IV (Jersey) L.P. and Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. Index Venture Associates V Limited is the general partner of Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. and Index Ventures V (Jersey), L.P. F3 · ownership.nature: Composed of 813,095 common shares held by Index Ventures III (Jersey), L.P., 1,651,714 common shares held by Index Ventures III (Delaware), L.P., 29,424 common shares held by Index Ventures III Parallel Entrepreneur Fund (Jersey), L.P., 1,129,474 common shares held by Index Ventures IV (Jersey), L.P., 107,210 common shares held by Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., 893,199 common shares held by Index Ventures V (Jersey), L.P., 7,238 common shares held by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P., and 59,552 common shares held by Yucca (Jersey) SLP. F5 · ownership.nature: Michele Ollier, Director of the Issuer, is a partner of Medicxi Ventures (Jersey) Limited Succursale de Geneve which provides sub-advisory services to the foregoing funds and Dr. Ollier disclaims beneficial ownership of all such shares held by the foregoing funds, except to the extent of her proportionate pecuniary interest therein. Francesco De Rubertis, Director of the Issuer, is a partner of Medicxi Ventures (UK) LLP which provides sub-advisory services to the foregoing funds and Dr. De Rubertis disclaims beneficial ownership of all such shares held by the foregoing funds, except to the extent of his proportionate pecuniary interest therein. Index Venture Associates III Limited, Index Venture Associates IV Limited, Index Venture Associates V Limited and Yucca (Jersey) SLP (collectively, the "Index Entities") are members of a "group" for purposes of Section 13(d) of the Exchange Act. F6 · ownership.nature: This Statement Form 4 is being filed jointly by the Index Entities. Each of the Index Entities disclaims beneficial ownership held of record by any of the other Index Entities, except to the extent of their respective proportionate pecuniary interest(s) therein. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 14:17 UTC | Minerva Neurosciences, Inc. NERV · Entity 6245 | OtherCommon Stock | 202,634 | $5.77 | $1,169,603.45 |
DisclosureSEC source: 0001140361-16-089635 · doc1.xml · nonDerivative · entry 1 Index Venture Associates III Ltd · CIK 0001503683 · 10% owner Index Venture Associates IV Ltd · CIK 0001447962 · 10% owner Index Venture Associates V Ltd · CIK 0001611751 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,690,906 F2 · shares: Composed of 35,376 common shares acquired by Index Ventures III (Jersey), L.P., 71,862 common shares acquired by Index Ventures III (Delaware), L.P., 1,280 common shares acquired by Index Ventures III Parallel Entrepreneur Fund (Jersey), L.P., 48,790 common shares acquired by Index Ventures IV (Jersey), L.P., 4,631 common shares acquired by Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., 38,584 common shares acquired by Index Ventures V (Jersey), L.P., 313 common shares acquired by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P., and 1,798 common shares acquired by Yucca (Jersey) SLP. F3 · balance_after: Composed of 813,095 common shares held by Index Ventures III (Jersey), L.P., 1,651,714 common shares held by Index Ventures III (Delaware), L.P., 29,424 common shares held by Index Ventures III Parallel Entrepreneur Fund (Jersey), L.P., 1,129,474 common shares held by Index Ventures IV (Jersey), L.P., 107,210 common shares held by Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., 893,199 common shares held by Index Ventures V (Jersey), L.P., 7,238 common shares held by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P., and 59,552 common shares held by Yucca (Jersey) SLP. F1 · ownership.nature: Index Venture Associates III Limited is the general partner of Index Ventures III (Jersey), L.P., Index Ventures III (Delaware), L.P., and Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Elian Employee Benefit Services Limited. Index Venture Associates IV Limited is the general partner of Index Ventures IV (Jersey) L.P. and Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. Index Venture Associates V Limited is the general partner of Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. and Index Ventures V (Jersey), L.P. F3 · ownership.nature: Composed of 813,095 common shares held by Index Ventures III (Jersey), L.P., 1,651,714 common shares held by Index Ventures III (Delaware), L.P., 29,424 common shares held by Index Ventures III Parallel Entrepreneur Fund (Jersey), L.P., 1,129,474 common shares held by Index Ventures IV (Jersey), L.P., 107,210 common shares held by Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., 893,199 common shares held by Index Ventures V (Jersey), L.P., 7,238 common shares held by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P., and 59,552 common shares held by Yucca (Jersey) SLP. F5 · ownership.nature: Michele Ollier, Director of the Issuer, is a partner of Medicxi Ventures (Jersey) Limited Succursale de Geneve which provides sub-advisory services to the foregoing funds and Dr. Ollier disclaims beneficial ownership of all such shares held by the foregoing funds, except to the extent of her proportionate pecuniary interest therein. Francesco De Rubertis, Director of the Issuer, is a partner of Medicxi Ventures (UK) LLP which provides sub-advisory services to the foregoing funds and Dr. De Rubertis disclaims beneficial ownership of all such shares held by the foregoing funds, except to the extent of his proportionate pecuniary interest therein. Index Venture Associates III Limited, Index Venture Associates IV Limited, Index Venture Associates V Limited and Yucca (Jersey) SLP (collectively, the "Index Entities") are members of a "group" for purposes of Section 13(d) of the Exchange Act. F6 · ownership.nature: This Statement Form 4 is being filed jointly by the Index Entities. Each of the Index Entities disclaims beneficial ownership held of record by any of the other Index Entities, except to the extent of their respective proportionate pecuniary interest(s) therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.