Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JPMORGAN CHASE & COJPM · Entity 2795 | Co-President; CEO CIB | July 24, 2026 | July 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JPMORGAN CHASE & CO
Report date July 24, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 223,755 |
Reported balance
After 2026-07-24 transaction · row 1
1 source rowRow 1 · 2026-07-24 · Gift · Disposed 864 · Balance 223,755 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 70,457 |
Reported balance
Holding disclosure · report date 2026-07-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 70,457 |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 16,502 |
Reported balance
Holding disclosure · report date 2026-07-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 16,502 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 135,027 |
Reported balance
Holding disclosure · report date 2026-07-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 135,027 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2016 Filed Nov 14, 2016 21:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 75,000 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001225208-16-041690 · doc4.xml · derivative · entry 4 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported was effected pursuant to a 10b5-1 Plan dated November 8, 2016. F3 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 21:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 61,545 | $72.74 | $4,476,475.58 |
DisclosureSEC source: 0001225208-16-041690 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,668 F2 · ownership.direct: Balance reflects shares transferred from indirect to direct ownership from a GRAT distribution on November 10, 2016. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 21:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 75,000 | $45.79 | $3,434,250.00 |
DisclosureSEC source: 0001225208-16-041690 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported was effected pursuant to a 10b5-1 Plan dated November 8, 2016. Read SEC document |
| August 10, 2016 Filed Aug 11, 2016 21:47 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 0.519 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-037746 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,036 Read SEC document |
| August 09, 2016 Filed Aug 11, 2016 21:47 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | OtherCommon Stock | 2,434.117 | $65.87 | $160,335.29 |
DisclosureSEC source: 0001225208-16-037746 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 Read SEC document |
| January 29, 2016 Filed Jan 29, 2016 22:54 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 10,566 | $59.00 | $623,408.79 |
DisclosureSEC source: 0001225208-16-025194 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,954.9743 F1 · kind: Sale pursuant to 10b5-1 Plan dated October 27, 2015. Read SEC document |
| January 20, 2016 Filed Jan 21, 2016 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 1,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024624 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,520.9743 Read SEC document |
| January 20, 2016 Filed Jan 21, 2016 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 10,566 | $55.71 | $588,584.31 |
DisclosureSEC source: 0001225208-16-024624 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,325.9743 F1 · kind: Sale pursuant to 10b5-1 Plan dated October 27, 2015. Read SEC document |
| January 19, 2016 Filed Jan 21, 2016 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 48,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024624 · doc4.xml · derivative · entry 5 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,481 Underlying: Common Stock · 48,481 shares Expires 2019-01-13 F2 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 40,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024265 · doc4.xml · derivative · entry 7 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,173 Underlying: Common Stock · 40,173 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 41,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024265 · doc4.xml · derivative · entry 6 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,864 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 39,870 | $58.29 | $2,324,121.98 |
DisclosureSEC source: 0001225208-16-024265 · doc4.xml · nonDerivative · entry 3 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,891.9743 Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 40,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024265 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,761.9743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 41,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024265 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,588.9743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 88,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001774 · doc4.xml · derivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,541 Underlying: Common Stock · 88,541 shares Expires 2018-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $55.9066 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on January 20, 2015, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 15, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 17,378 | $55.37 | $962,244.19 |
DisclosureSEC source: 0001225208-15-001446 · doc4.xml · nonDerivative · entry 4 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,468.0727 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 13, 2014. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 41,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001446 · doc4.xml · derivative · entry 7 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,864 Underlying: Common Stock · 41,863 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 42,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001446 · doc4.xml · derivative · entry 6 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,972 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 41,344 | $59.04 | $2,440,743.04 |
DisclosureSEC source: 0001225208-15-001446 · doc4.xml · nonDerivative · entry 3 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,846.0727 Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 41,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001446 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,190.0727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 42,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001446 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,327.0727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 20:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 21,110 | $54.91 | $1,159,133.21 |
DisclosureSEC source: 0001225208-14-010760 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,283.4349 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 21,110 | $55.26 | $1,166,445.72 |
DisclosureSEC source: 0001225208-14-002693 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,369.6794 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 80,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002238 · doc4.xml · derivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,346 Underlying: Common Stock · 80,346 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 80,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-14-002105 · doc4.xml · derivative · entry 4 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 80,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 54,136 | $58.63 | $3,173,993.68 |
DisclosureSEC source: 0001225208-14-002105 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,479.6794 Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 80,000 | $19.49 | $1,559,200.00 |
DisclosureSEC source: 0001225208-14-002105 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,615.6794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 42,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001809 · doc4.xml · derivative · entry 6 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,972 Underlying: Common Stock · 42,971 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 36,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001809 · doc4.xml · derivative · entry 5 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,616 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 38,597 | $58.10 | $2,242,485.70 |
DisclosureSEC source: 0001225208-14-001809 · doc4.xml · nonDerivative · entry 3 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,615.6794 Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 36,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001809 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,212.6794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 42,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001809 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,596.6794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 21, 2013 Filed Oct 22, 2013 22:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 7,508 | $0.00 Strike: $39.96 | $0.00 |
DisclosureSEC source: 0001225208-13-022184 · doc4.xml · derivative · entry 4 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,508 shares Expires 2014-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. Read SEC document |
| October 21, 2013 Filed Oct 22, 2013 22:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 6,545 | $54.37 | $355,851.65 |
DisclosureSEC source: 0001225208-13-022184 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,600.513 Read SEC document |
| October 21, 2013 Filed Oct 22, 2013 22:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 7,508 | $39.96 | $300,019.68 |
DisclosureSEC source: 0001225208-13-022184 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,145.513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 378,452 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-13-001721 · doc4.xml · derivative · entry 2 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,452 Underlying: Common Stock · 378,452 shares Expires 2023-01-17 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 83,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001721 · doc4.xml · derivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,727 Underlying: Common Stock · 83,727 shares Expires 2016-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 36,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001601 · doc4.xml · derivative · entry 6 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,616 Underlying: Common Stock · 36,615 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 41,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001601 · doc4.xml · derivative · entry 5 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,151 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 36,997 | $45.81 | $1,694,832.57 |
DisclosureSEC source: 0001225208-13-001601 · doc4.xml · nonDerivative · entry 3 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,571.781 Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 36,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001601 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,568.781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 41,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001601 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,953.781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| September 14, 2012 Filed Sep 14, 2012 19:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 15,337 | $42.00 | $644,187.74 |
DisclosureSEC source: 0001225208-12-019642 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,778.4933 F1 · shares: Shares sold pursuant to 10b5-1 Plan dated August 6, 2012. Read SEC document |
| September 12, 2012 Filed Sep 12, 2012 21:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 15,337 | $40.04 | $614,058.20 |
DisclosureSEC source: 0001225208-12-019508 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,115.4933 Read SEC document |
| August 21, 2012 Filed Aug 21, 2012 19:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 15,337 | $38.00 | $582,827.47 |
DisclosureSEC source: 0001225208-12-018311 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,424.8498 F1 · shares: Shares sold pursuant to 10b5-1 Plan dated August 6, 2012. Read SEC document |
| August 06, 2012 Filed Aug 6, 2012 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 15,338 | $36.24 | $555,878.26 |
DisclosureSEC source: 0001225208-12-017282 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,761.8438 F1 · shares: Shares sold pursuant to 10b5-1 Plan effective Augsut 6, 2012. Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 73,116 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-12-001778 · doc4.xml · derivative · entry 2 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,116 Underlying: Common Stock · 73,116 shares Expires 2022-01-18 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 85,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001778 · doc4.xml · derivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,943 Underlying: Common Stock · 85,943 shares Expires 2015-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:29 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 41,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001569 · doc4.xml · derivative · entry 6 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,151 Underlying: Common Stock · 41,151 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:29 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 44,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001569 · doc4.xml · derivative · entry 5 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,137 shares Expires 2012-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.