Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AFFILIATED MANAGERS GROUP, INC.AMG · Entity 3556 | Director | March 05, 2024 | March 07, 2024 |
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | August 13, 2026 | August 17, 2026 |
| RTX CorpRTX · Entity 2823 | Director | July 27, 2026 | July 28, 2026 |
| STATE STREET CORPSTT · Entity 242 | Executive Vice President | February 27, 2020 | March 02, 2020 |
| UNITED STATES STEEL CORPX · Entity 78343 | Director | June 18, 2025 | June 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AFFILIATED MANAGERS GROUP, INC.
Report date March 05, 2024 · Filed March 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,020 |
Reported balance
After 2024-03-05 transaction · row 1
1 source rowRow 1 · 2024-03-05 · Exercise / conversion · Acquired 544 · Balance 4,020 F1: Reflects the vesting of previously reported awards. Awards vest 2022-2027. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,609 |
Reported balance
After 2024-03-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-05 · Exercise / conversion · Disposed 544 · Balance 3,609 F1: Reflects the vesting of previously reported awards. Awards vest 2022-2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the vesting of previously reported awards. Awards vest 2022-2027.
CITIZENS FINANCIAL GROUP INC/RI
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,716.477 |
Reported balance
After 2026-08-13 transaction · row 1
1 source rowRow 1 · 2026-08-13 · Grant · Acquired 78.444 · Balance 12,716.477 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
RTX Corp
Report date July 27, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,785 |
Reported balance
After 2026-07-27 transaction · row 1
1 source rowRow 1 · 2026-07-27 · Sale · Disposed 2,295 · Balance 1,785 |
STATE STREET CORP
Report date February 27, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,207 |
Reported balance
After 2020-02-27 transaction · row 1
1 source rowRow 1 · 2020-02-27 · Grant · Acquired 9,444 · Balance 31,207 F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
UNITED STATES STEEL CORP
Report date June 18, 2025 · Filed June 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-06-18 transaction · row 1
1 source rowRow 1 · 2025-06-18 · Disposition to issuer · Disposed 41,342.155 · Balance 0 F2: Reflects (i) shares of common stock of the Company, par value $1.00 (the "Shares"), held directly by the reporting person, (ii) restricted stock units of the Company held by the reporting person, and (iii) deferred restricted stock units of the Company held by the reporting person that, in each case, as of immediately prior to the Effective Time, were converted into the right to receive $55 in cash per Share in accordance with the terms of the Merger Agreement. F1: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time". |
Filing footnotes · ownership attribution and instrument terms
F1: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time".
F2: Reflects (i) shares of common stock of the Company, par value $1.00 (the "Shares"), held directly by the reporting person, (ii) restricted stock units of the Company held by the reporting person, and (iii) deferred restricted stock units of the Company held by the reporting person that, in each case, as of immediately prior to the Effective Time, were converted into the right to receive $55 in cash per Share in accordance with the terms of the Merger Agreement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 07, 2020
Section 16 reporting ended · disclosed 2020-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 4,376 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-03 · Disposition to issuer · Disposed 858 · Balance 0 F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 25, 2017. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 25, 2017. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2021 Filed Jul 29, 2021 21:09 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantDirector Stock Option (Right to Buy) · Derivative | 559 | $0.00 Strike: $155.83 | $0.00 |
DisclosureSEC source: 0001127602-21-022608 · form4.xml · derivative · entry 2 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559 Underlying: Common Stock · 559 shares Expires 2028-07-28 F2 · derivative.exercise_date: This option is exercisable in 25% increments on each of August 15, 2022, 2023, 2024 and 2025. Read SEC document |
| July 28, 2021 Filed Jul 29, 2021 21:09 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantStock Units · Derivative | 819 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-022608 · form4.xml · derivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819 Underlying: Common Stock · 819 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2022, 2023, 2024 and 2025. F1 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2022, 2023, 2024 and 2025. F1 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2022, 2023, 2024 and 2025. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 21:11 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,703.7037 | $81.00 | $219,000.00 |
DisclosureSEC source: 0001225208-21-007122 · doc4.xml · derivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,929.1778 Underlying: Common Stock · 2,703.7037 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 08:37 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011631 · doc4.xml · nonDerivative · entry 2 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,176.686 F1 · kind: Shares acquired under the terms of the United States Steel Corporation Non-Employee Director Stock Program Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 08:37 UTC | UNITED STATES STEEL CORP X · Entity 78343 | PurchaseUnited States Steel Corporation Common Stock | 1,468 | $17.07 | $25,058.76 |
DisclosureSEC source: 0001209191-21-011631 · doc4.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,176.686 Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 21:48 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantStock Units · Derivative | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004727 · form4.xml · derivative · entry 2 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909 Underlying: Common Stock · 909 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025. F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025. F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 21:48 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantDirector Stock Option (Right to Buy) · Derivative | 636 | $0.00 Strike: $132.10 | $0.00 |
DisclosureSEC source: 0001127602-21-004727 · form4.xml · derivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636 Underlying: Common Stock · 636 shares Expires 2028-02-08 F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of March 5, 2022, 2023, 2024 and 2025. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 18:01 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 8,691.115 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004078 · doc4.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,708.686 F1 · kind: Shares awarded pursuant to the Corporation's Non-Employee Director Deferred Compensation Program through a transaction exempt under Rule 16b-3. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 21:06 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantStock Units · Derivative | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027665 · form4.xml · derivative · entry 2 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042 Underlying: Common Stock · 1,042 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025. F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025. F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 21:06 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantDirector Stock Option (Right to Buy) · Derivative | 2,029 | $0.00 Strike: $76.89 | $0.00 |
DisclosureSEC source: 0001127602-20-027665 · form4.xml · derivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,029 Underlying: Common Stock · 2,029 shares Expires 2027-10-27 F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2022, 2023, 2024 and 2025. Read SEC document |
| September 09, 2020 Filed Sep 10, 2020 12:06 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | PurchaseCommon Stock | 1,469 | $68.46 | $100,567.74 |
DisclosureSEC source: 0001127602-20-024864 · form4.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469 Read SEC document |
| August 15, 2020 Filed Aug 17, 2020 15:00 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 7,004.25 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-046912 · doc4.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,004.25 F1 · kind: Shares awarded pursuant to the Corporation's Non-Employee Director Deferred Compensation Program through a transaction exempt under Rule 16b-3. Read SEC document |
| May 12, 2020 Filed May 14, 2020 21:29 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,136.9295 | $65.07 | $204,120.00 |
DisclosureSEC source: 0001225208-20-007674 · doc4.xml · derivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,136.9295 Underlying: Common Stock · 3,136.9295 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:56 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerDeferred Restricted Stock Units · Derivative | 858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000086 · wf-form4_158630736222050.xml · derivative · entry 2 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 858 shares Expires not disclosed F3 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 25, 2017. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 25, 2017. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 25, 2017. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 25, 2017. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:56 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 4,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000086 · wf-form4_158630736222050.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · shares: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 17:06 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 12,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000345 · ownership.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,220 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:14 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 9,444 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000716 · wf-form4_158318364655985.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,207 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:33 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,282 | $77.85 | $99,803.70 |
DisclosureSEC source: 0000093751-20-000666 · wf-form4_158214798990768.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,763 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:07 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,364 | $72.54 | $98,944.56 |
DisclosureSEC source: 0000093751-19-000655 · wf-form4_157419764865744.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,045 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 17:51 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 500 | $215.48 | $107,737.50 |
DisclosureSEC source: 0001047122-19-000195 · wf-form4_157411745149393.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,376 Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,363 | $48.81 | $66,528.03 |
DisclosureSEC source: 0000093751-19-000556 · wf-form4_156624524742313.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,409 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 17:57 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-19-000149 · wf-form4_155959903690077.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,876 F1 · shares: Shares of restricted stock that vest on the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 20, 2018 Filed Nov 28, 2018 18:20 UTC | RAYTHEON CO/ RTN · Entity 149943 | GiftCommon Stock | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-18-000225 · wf-form4_154344719593956.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,998 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:42 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-18-000166 · wf-form4_152814852985868.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,281 F1 · shares: Shares of restricted stock that vest on the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 19:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | GiftCommon Stock | 272 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-17-000173 · wf-form4_151130898316297.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,613 Read SEC document |
| May 25, 2017 Filed May 30, 2017 17:40 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantDeferred Restricted Stock Units · Derivative | 858 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-17-000105 · wf-form4_149618041008603.xml · derivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858 Underlying: Common Stock · 858 shares Expires 2022-05-25 F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: These deferred RSUs vest on the date of the Issuer's 2018 annual meeting of stockholders and become payable in common stock upon the earlier of the date that is five (5) years from the date of grant or the Reporting Person's termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.