Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | President and CEO | September 15, 2026 | September 16, 2026 |
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 706,924.5499 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 72,019 · Balance 706,924.5499 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025. F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.
F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date September 11, 2019 · Filed September 13, 2019
Section 16 reporting ended · disclosed 2019-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,210 |
Ending reported balance
After 2019-09-11 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-09-11 · Exercise / conversion · Acquired 9,166 · Balance 16,298 Row 2 · 2019-09-11 · Exercise / conversion · Acquired 5,922 · Balance 22,220 Row 3 · 2019-09-11 · Exercise / conversion · Acquired 7,916 · Balance 30,136 Row 4 · 2019-09-11 · Exercise / conversion · Acquired 6,150 · Balance 36,286 Row 5 · 2019-09-11 · Exercise / conversion · Acquired 2,924 · Balance 39,210 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,912 |
Reported balance
After 2019-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-09-11 · Exercise / conversion · Disposed 9,166 · Balance 22,912 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 16,990 |
Reported balance
After 2019-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-09-11 · Exercise / conversion · Disposed 5,922 · Balance 16,990 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,074 |
Reported balance
After 2019-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-09-11 · Exercise / conversion · Disposed 7,916 · Balance 9,074 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,924 |
Reported balance
After 2019-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-09-11 · Exercise / conversion · Disposed 6,150 · Balance 2,924 F1: Restricted stock units convert into common stock on a one-for-one basis. F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-09-11 · Exercise / conversion · Disposed 2,924 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.
F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.
F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
PROOFPOINT INC
Report date August 31, 2021 · Filed August 31, 2021
Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 10,796 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,329 Unvested Company RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.
F3: Includes 1,329 Unvested Company RSUs.
SPLUNK INC
Report date March 18, 2024 · Filed March 21, 2024
Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-18 · Disposition to issuer · Disposed 6,125 · Balance 3,673 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 2 · 2024-03-18 · Disposition to issuer · Disposed 3,673 · Balance 0 F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2024 Filed Aug 6, 2024 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,944.032 | $696.17 | $1,353,376.76 |
DisclosureSEC source: 0000950170-24-091755 · ownership.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,061.812 F1 · shares: On August 3, 2023, the Reporting Person was granted restricted stock units ("RSUs") for 15,684.000 shares of KLA common stock. On August 3, 2024, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2024. F2 · balance_after: The number of shares of KLA common stock includes 115,530.721 shares issuable upon vesting of RSUs. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 8,241.21 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-090721 · ownership.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,005.844 F8 · shares: On August 4, 2022, in addition to the RSUs granted that were subject to only service-based vesting conditions, the reporting person was also granted RSUs with both performance-based and service-based vesting conditions ("PRSUs") divided into three tranches. The first tranche was for a target number of shares equal to 6,291.000 shares of KLA common stock. The maximum number of shares issuable under the first tranche of these PRSUs is 250% of the target shares if the sum of KLA's non-GAAP earnings per diluted share for fiscal year 2023 and fiscal year 2024 equaled or exceeded $56.62. On August 1, 2024, KLA's Board of Directors and Compensation and Talent Committee determined that the performance conditions applicable to the first tranche of these PRSUs were satisfied at 131% of target shares. The first tranche of these PRSUs will vest on June 30, 2025, subject to continued service of the reporting person. F9 · balance_after: The number of shares of KLA common stock includes 119,451.721 shares issuable upon vesting of RSUs. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 38,920.5 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-090721 · ownership.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,764.634 F6 · shares: On August 5, 2021, in addition to the RSUs granted that were subject to only service-based vesting conditions, the reporting person was also granted RSUs with both performance-based and service-based vesting conditions ("PRSUs") for a target number of shares equal to 25,947.000 shares of KLA common stock. The maximum number of shares issuable under these PRSUs is 150% of the target shares if KLA's free cash flow relative to its peers was at the 75th percentile or greater for the three years in the period ended June 30, 2024. On August 1, 2024, KLA's Board of Directors and Compensation and Talent Committee determined that the performance conditions applicable to these PRSUs were satisfied at the maximum level. Fifty percent (50%) of the PRSUs will vest on August 5, 2024, and the remaining 50% of the PRSUs will vest on August 5, 2025, subject to continued service of the reporting person. F7 · balance_after: The number of shares of KLA common stock includes 111,210.511 shares issuable upon vesting of RSUs. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 10,658.011 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-090721 · ownership.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,844.134 F4 · shares: On August 1, 2024, the Reporting Person received a grant of RSUs. The RSUs vest 25% annually from the date of grant. F5 · balance_after: The number of shares of KLA common stock includes 72,290.011 shares issuable upon vesting of RSUs. Read SEC document |
| June 28, 2024 Filed Aug 5, 2024 20:05 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 44.612 | $476.33 | $21,250.12 |
DisclosureSEC source: 0000950170-24-090721 · ownership.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,186.123 F1 · shares: Purchased under the registrant's employee stock purchase plan. F2 · price: Represents 85% of the closing price of the registrant's common stock on January 2, 2024, the first day of the offering period under the employee stock purchase plan. F3 · balance_after: The number of shares of KLA common stock includes 61,632.000 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 22:51 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 3,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001835632-24-000109 · wk-form4_1719010294.xml · derivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,289 Underlying: Common Stock · 3,289 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual meeting of Marvell stockholders or the one year anniversary of the RSU grant. F4 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual meeting of Marvell stockholders or the one year anniversary of the RSU grant. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 22:51 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001835632-24-000109 · wk-form4_1719010294.xml · derivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F3 · derivative.exercise_date: RSUs vested on the date of the 2024 Annual Meeting of Stockholders. F3 · derivative.expiration_date: RSUs vested on the date of the 2024 Annual Meeting of Stockholders. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 22:51 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001835632-24-000109 · wk-form4_1719010294.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2024 Filed May 9, 2024 20:05 UTC | KLA CORP KLAC · Entity 2838 | GiftCommon Stock | 3,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-056873 · ownership.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 5,435 F3 · shares: This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023. F4 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| May 07, 2024 Filed May 9, 2024 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 14,009 | $716.63 | $10,039,269.67 |
DisclosureSEC source: 0000950170-24-056873 · ownership.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,141.511 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023. F2 · balance_after: The number of shares of KLA common stock includes 61,632 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 23:05 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001835632-24-000042 · wk-form4_1714431927.xml · derivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498 Underlying: Common Stock · 498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F2 · derivative.exercise_date: RSUs vest on the date of the 2024 Annual Meeting of Stockholders. F2 · derivative.expiration_date: RSUs vest on the date of the 2024 Annual Meeting of Stockholders. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 16,894.881 | $700.61 | $11,836,722.58 |
DisclosureSEC source: 0000950170-24-044400 · ownership.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,150.511 F1 · shares: Pursuant to the terms of the restricted stock unit ("RSU") grant by the registrant on April 11, 2019, shares of KLA common stock were automatically withheld to cover required tax withholding on the 34,076 shares of KLA common stock that vested. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on April 11, 2024. F2 · balance_after: The number of shares of KLA common stock includes 61,632 shares issuable upon vesting of RSUs. Read SEC document |
| March 18, 2024 Filed Mar 21, 2024 00:00 UTC | SPLUNK INC SPLK · Entity 92815 | Disposition to issuerCommon Stock | 3,673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008796 · form4-03202024_080323.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. Read SEC document |
| March 18, 2024 Filed Mar 21, 2024 00:00 UTC | SPLUNK INC SPLK · Entity 92815 | Disposition to issuerCommon Stock | 6,125 | $157.00 | $961,625.00 |
DisclosureSEC source: 0001415889-24-008796 · form4-03202024_080323.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,673 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | GiftCommon Stock | 692 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-058812 · ownership.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 8,490 F1 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 100 | $507.08 | $50,708.00 |
DisclosureSEC source: 0001209191-23-045160 · doc4.xml · nonDerivative · entry 8 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,045.392 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F3 · balance_after: The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,346 | $506.22 | $1,693,812.12 |
DisclosureSEC source: 0001209191-23-045160 · doc4.xml · nonDerivative · entry 7 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,145.392 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F9 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $506.05 to $507.02. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,282 | $505.37 | $2,669,364.34 |
DisclosureSEC source: 0001209191-23-045160 · doc4.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 127,491.392 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F8 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $504.98 to $505.88. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 15,012 | $504.43 | $7,572,503.16 |
DisclosureSEC source: 0001209191-23-045160 · doc4.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 132,773.392 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F7 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $503.95 to $504.94. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,634 | $503.46 | $2,333,033.64 |
DisclosureSEC source: 0001209191-23-045160 · doc4.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 147,785.392 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $502.95 to $503.90. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,201 | $502.30 | $1,105,562.30 |
DisclosureSEC source: 0001209191-23-045160 · doc4.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,419.392 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $501.92 to $502.87. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,273 | $501.53 | $1,641,507.69 |
DisclosureSEC source: 0001209191-23-045160 · doc4.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,620.392 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $500.91 to $501.87. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,152 | $500.26 | $576,299.52 |
DisclosureSEC source: 0001209191-23-045160 · doc4.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 157,893.392 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $499.83 to $500.71. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 06, 2023 Filed Aug 8, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 10,235 | $496.47 | $5,081,370.45 |
DisclosureSEC source: 0001209191-23-044950 · doc4.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,045.392 F7 · shares: The Reporting Person vested 50% of the performance-based restricted stock units ("RSUs") granted on August 6, 2020. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2023. F8 · balance_after: The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of RSUs. Read SEC document |
| August 06, 2023 Filed Aug 8, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,275 | $496.47 | $1,129,469.25 |
DisclosureSEC source: 0001209191-23-044950 · doc4.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,280.392 F5 · shares: On August 6, 2020, the Reporting Person was granted RSUs for 18,348 shares of KLA common stock. On August 6, 2023, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2023. F6 · balance_after: The number of shares of KLA common stock includes 116,351 shares issuable upon vesting of RSUs. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,145 | $496.47 | $1,064,928.15 |
DisclosureSEC source: 0001209191-23-044950 · doc4.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,555.392 F3 · shares: On August 5, 2021, the Reporting Person was granted RSUs for 17,298 shares of KLA common stock. On August 5, 2023, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2023. F4 · balance_after: The number of shares of KLA common stock includes 120,938 shares issuable upon vesting of RSUs. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,996 | $496.47 | $990,954.12 |
DisclosureSEC source: 0001209191-23-044950 · doc4.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,700.392 F1 · shares: On August 4, 2022, the Reporting Person was granted restricted stock units ("RSUs") for 16,097 shares of KLA common stock. On August 4, 2023, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2023. F2 · balance_after: The number of shares of KLA common stock includes 125,263 shares issuable upon vesting of RSUs. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 41,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044781 · doc4.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,696.392 F3 · shares: On August 6, 2020, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on a Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 41,284 shares (based on 150% of the target shares of 27,523) of KLA common stock, subject to both performance-vesting and service-vesting requirements. On August 3, 2023, the Compensation and Talent Committee of KLA's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 41,284. F4 · balance_after: The number of shares of KLA common stock includes 129,288 shares issuable upon vesting of RSUs. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 15,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044781 · doc4.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,412.392 F1 · shares: On August 3, 2023, the Reporting Person received a grant of restricted stock units ("RSUs"). The RSUs vest 25% annually from the date of grant. F2 · balance_after: The number of shares of KLA common stock includes 88,004 shares issuable upon vesting of RSUs. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,189 | $514.28 | $1,640,038.92 |
DisclosureSEC source: 0001209191-23-044401 · doc4.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,728.392 F6 · shares: On August 1, 2019, the Reporting Person was granted RSUs for 25,726 shares of KLA common stock. On August 1, 2023, the remaining 25% of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 1, 2023. F7 · balance_after: The number of shares of KLA common stock includes 72,320 shares issuable upon vesting of RSUs. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 14,350 | $514.28 | $7,379,918.00 |
DisclosureSEC source: 0001209191-23-044401 · doc4.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,917.392 F4 · shares: The Reporting Person vested the remaining 50% of the performance-based RSUs, upon his completion of four years of service (August 1, 2023) following the award on August 1, 2019. The Compensation Committee of KLA's Board of Directors determined the level at which the underlying performance goals were attained (August 4, 2022). The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 1, 2023. F5 · balance_after: The number of shares of KLA common stock includes 78,751 shares issuable upon vesting of RSUs. Read SEC document |
| June 30, 2023 Filed Aug 3, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 66.392 | $320.07 | $21,249.95 |
DisclosureSEC source: 0001209191-23-044401 · doc4.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,267.392 F1 · shares: Purchased under the registrant's employee stock purchase plan. F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan on January 3, 2023. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 20:24 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 2,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039394 · doc4.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,798 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2023, December 10, 2023, March 10, 2024 and June 10, 2024 (or the Issuer's next annual meeting if earlier). Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 200 | $387.74 | $77,548.00 |
DisclosureSEC source: 0001209191-23-028232 · doc4.xml · nonDerivative · entry 7 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 136,201 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F9 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $387.57 to $387.91. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,000 | $386.22 | $386,220.00 |
DisclosureSEC source: 0001209191-23-028232 · doc4.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 136,401 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F8 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $385.73 to $386.66. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 955 | $384.65 | $367,340.75 |
DisclosureSEC source: 0001209191-23-028232 · doc4.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,401 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F7 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $384.18 to $385.12. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 996 | $383.55 | $382,015.80 |
DisclosureSEC source: 0001209191-23-028232 · doc4.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 138,356 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $383.13 to $383.90. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 500 | $382.61 | $191,305.00 |
DisclosureSEC source: 0001209191-23-028232 · doc4.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 139,352 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $382.09 to $382.99. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 700 | $381.81 | $267,267.00 |
DisclosureSEC source: 0001209191-23-028232 · doc4.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 139,852 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $381.08 to $382.01. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 231 | $380.41 | $87,874.71 |
DisclosureSEC source: 0001209191-23-028232 · doc4.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 140,552 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $380.07 to $381.00. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 300 | $385.52 | $115,656.00 |
DisclosureSEC source: 0001209191-23-027639 · doc4.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 140,783 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F8 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $385.27 to $385.64. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,149 | $384.52 | $826,333.48 |
DisclosureSEC source: 0001209191-23-027639 · doc4.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 141,083 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F7 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $384.24 to $385.07. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,378 | $383.74 | $912,533.72 |
DisclosureSEC source: 0001209191-23-027639 · doc4.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 143,232 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $383.20 to $384.19. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,449 | $382.32 | $553,981.68 |
DisclosureSEC source: 0001209191-23-027639 · doc4.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 145,610 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $382.05 to $382.71. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,729 | $381.42 | $1,040,895.18 |
DisclosureSEC source: 0001209191-23-027639 · doc4.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 147,059 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $381.05 to $382.03. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,914 | $380.38 | $1,488,807.32 |
DisclosureSEC source: 0001209191-23-027639 · doc4.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 149,788 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $380.00 to $380.97. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,400 | $385.82 | $540,148.00 |
DisclosureSEC source: 0001209191-23-027317 · doc4.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,702 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F7 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $385.28 to $386.11. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,100 | $384.79 | $808,059.00 |
DisclosureSEC source: 0001209191-23-027317 · doc4.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,102 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $384.27 to $385.26. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,100 | $382.57 | $420,827.00 |
DisclosureSEC source: 0001209191-23-027317 · doc4.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 157,202 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $382.18 to $382.84. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 801 | $381.34 | $305,453.34 |
DisclosureSEC source: 0001209191-23-027317 · doc4.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 158,302 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $381.00 to $381.92. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.