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person · Reporting owner

WALLACE RICHARD P

Disclosed activity across 5 companies

Tapewire entity
10475
SEC CIK
0001196898

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KLA CORPKLAC · Entity 2838President and CEOSeptember 15, 2026September 16, 2026
Marvell Technology, Inc.MRVL · Entity 521DirectorJune 25, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KLA CORP

Report date September 15, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect706,924.5499 Reported balance After 2026-09-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-15 · Sale · Disposed 72,019 · Balance 706,924.5499

F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.

F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.

F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").

Marvell Technology, Inc.

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,034 Reported balance After 2026-06-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NetApp, Inc.

Report date September 11, 2019 · Filed September 13, 2019

Section 16 reporting ended · disclosed 2019-09-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,210 Ending reported balance After 2019-09-11 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2019-09-11 · Exercise / conversion · Acquired 9,166 · Balance 16,298

Row 2 · 2019-09-11 · Exercise / conversion · Acquired 5,922 · Balance 22,220

Row 3 · 2019-09-11 · Exercise / conversion · Acquired 7,916 · Balance 30,136

Row 4 · 2019-09-11 · Exercise / conversion · Acquired 6,150 · Balance 36,286

Row 5 · 2019-09-11 · Exercise / conversion · Acquired 2,924 · Balance 39,210

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct22,912 Reported balance After 2019-09-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-09-11 · Exercise / conversion · Disposed 9,166 · Balance 22,912

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct16,990 Reported balance After 2019-09-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-09-11 · Exercise / conversion · Disposed 5,922 · Balance 16,990

F1: Restricted stock units convert into common stock on a one-for-one basis.

F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct9,074 Reported balance After 2019-09-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-09-11 · Exercise / conversion · Disposed 7,916 · Balance 9,074

F1: Restricted stock units convert into common stock on a one-for-one basis.

F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,924 Reported balance After 2019-09-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-09-11 · Exercise / conversion · Disposed 6,150 · Balance 2,924

F1: Restricted stock units convert into common stock on a one-for-one basis.

F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-09-11 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-09-11 · Exercise / conversion · Disposed 2,924 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.

F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.

F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.

F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.

F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

PROOFPOINT INC

Report date August 31, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-08-31 transaction · row 1
1 source row

Row 1 · 2021-08-31 · Disposition to issuer · Disposed 10,796 · Balance 0

F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F3: Includes 1,329 Unvested Company RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F3: Includes 1,329 Unvested Company RSUs.

SPLUNK INC

Report date March 18, 2024 · Filed March 21, 2024

Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-03-18 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-03-18 · Disposition to issuer · Disposed 6,125 · Balance 3,673

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

Row 2 · 2024-03-18 · Disposition to issuer · Disposed 3,673 · Balance 0

F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 16, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 72,019 $171.88 $12,378,625.72
Disclosure

SEC source: 0001193125-26-393053 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 706,924.5499

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.

F2 · balance_after: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
August 11, 2026 Filed Aug 12, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 87,568 $198.95 $17,421,653.60
Disclosure

SEC source: 0001193125-26-346811 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 778,943.5499

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.

F2 · balance_after: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
August 07, 2026 Filed Aug 10, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 12,761.893 $193.22 $2,465,852.97
Disclosure

SEC source: 0001193125-26-342341 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866,511.5499

F1 · shares: On August 7, 2025, the Reporting Person was granted restricted stock units ("RSUs") of shares of KLA common stock. On August 7, 2026, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2026.

F2 · balance_after: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of RSUs.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 40,841.235 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-340226 · ownership.xml · nonDerivative · entry 5

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 879,273.4429

F7 · shares: On August 6, 2026, the Reporting Person received a grant of RSUs. The RSUs vest 25% annually from the date of grant.

F8 · balance_after: The number of shares of KLA common stock includes 412,710.215 shares issuable upon vesting of RSUs.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 46,466.872 $192.80 $8,958,812.92
Disclosure

SEC source: 0001193125-26-340226 · ownership.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,432.2079

F3 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2026.

F4 · balance_after: The number of shares of KLA common stock includes 371,868.980 shares issuable upon vesting of RSUs.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 93,721 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-340226 · ownership.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 884,899.0799

F5 · shares: On August 4, 2022, the Reporting Person was granted PRSUs divided into three tranches. On August 6, 2026, KLA's Board of Directors and Compensation and Talent Committee determined that the performance conditions applicable to the third tranche of these PRSUs were satisfied. On August 6, 2026, 93,721.000 shares vested.

F6 · balance_after: The number of shares of KLA common stock includes 465,589.980 shares issuable upon vesting of RSUs.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 87,481.432 $192.80 $16,866,420.09
Disclosure

SEC source: 0001193125-26-340226 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,178.0799

F3 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2026.

F4 · balance_after: The number of shares of KLA common stock includes 371,868.980 shares issuable upon vesting of RSUs.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 352,875 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-340226 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 878,659.5119

F1 · shares: On August 3, 2023, in addition to the restricted stock units ("RSUs") granted that were subject to only service-based vesting conditions, the Reporting Person was also granted RSUs with both performance-based and service-based vesting conditions ("PRSUs") for a target number of shares equal to 235,250.000 shares of KLA common stock. The maximum number of shares issuable under these PRSUs is 150% of the target shares if KLA's free cash flow relative to its peers was at the 75th percentile or greater for the three years in the period ended June 30, 2026. On August 6, 2026, KLA's Board of Directors and Compensation and Talent Committee determined that the performance conditions applicable to these PRSUs were satisfied at the maximum level. Fifty percent (50%) of the PRSUs will vest today, August 6, 2026, and the remaining fifty percent (50%) of the PRSUs will vest on August 3, 2027, subject to the continued service of the Reporting Person.

F2 · balance_after: The number of shares of KLA common stock includes 548,313.980 shares issuable upon vesting of RSUs.

Read SEC document
August 04, 2026 Filed Aug 4, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 89,786.901 $182.75 $16,408,556.16
Disclosure

SEC source: 0001193125-26-332754 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,784.5119

F3 · shares: On August 4, 2022, in addition to the RSUs granted that were subject to only service-based vesting conditions, the Reporting Person was also granted RSUs with both performance-based and service-based vesting conditions ("PRSUs") for a target number of shares of KLA common stock. On August 7, 2025, KLA's Board of Directors and Compensation and Talent Committee determined that the performance conditions applicable to these PRSUs were satisfied. The remaining fifty percent (50%) of the PRSUs vested on August 4, 2026. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2026.

F4 · balance_after: The number of shares of KLA common stock includes 195,438.980 shares issuable upon vesting of RSUs.

Read SEC document
August 04, 2026 Filed Aug 4, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 19,950.993 $182.75 $3,646,043.97
Disclosure

SEC source: 0001193125-26-332754 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,571.4129

F1 · shares: On August 4, 2022, the Reporting Person was granted restricted stock units ("RSUs") of shares of KLA common stock. On August 4, 2026, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2026.

F2 · balance_after: The number of shares of KLA common stock includes 376,533.980 shares issuable upon vesting of RSUs.

Read SEC document
August 03, 2026 Filed Aug 3, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 19,440.319 $182.82 $3,554,079.12
Disclosure

SEC source: 0001193125-26-330536 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 635,522.4059

F3 · shares: On August 3, 2023, the Reporting Person was granted RSUs of shares of KLA common stock. On August 3, 2026, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2026.

F4 · balance_after: The number of shares of KLA common stock includes 416,773.980 shares issuable upon vesting of RSUs.

Read SEC document
August 01, 2026 Filed Aug 3, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 13,213.071 $182.82 $2,415,613.64
Disclosure

SEC source: 0001193125-26-330536 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,962.7249

F1 · shares: On August 1, 2024, the Reporting Person was granted restricted stock units ("RSUs") of shares of KLA common stock. On August 1, 2026, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2026.

F2 · balance_after: The number of shares of KLA common stock includes 455,983.980 shares issuable upon vesting of RSUs.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 45,850.444 $278.39 $12,764,305.11
Disclosure

SEC source: 0001193125-26-294470 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,175.7959

F4 · shares: On August 4, 2022, the reporting person was granted RSUs with both performance-based and service-based vesting conditions ("PRSUs") divided into three tranches. On August 7, 2025, KLA's Board of Directors and Compensation and Talent Committee determined that the performance conditions applicable to the second tranche of these PRSUs were satisfied. On June 30, 2026, 92,477.700 shares vested.

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld to cover required tax withholding on the 92,477.700 shares of KLA common stock that vested. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on June 29, 2026

F6 · balance_after: The number of shares of KLA common stock includes 482,633.980 shares issuable upon vesting of RSUs.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:05 UTC KLA CORP KLAC · Entity 2838 OtherCommon Stock 196.1599 $108.33 $21,250.00
Disclosure

SEC source: 0001193125-26-294470 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,026.2399

F1 · shares: Purchased under the registrant's employee stock purchase plan.

F2 · price: Represents 85% of the closing price of the registrant's common stock on January 2, 2026, the first day of the offering period under the employee stock purchase plan.

F3 · balance_after: The number of shares of KLA common stock includes 575,111.680 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
June 25, 2026 Filed Jun 29, 2026 19:13 UTC Marvell Technology, Inc. MRVL · Entity 521 GrantRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-045954 · wk-form4_1782760400.xml · derivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2 · derivative.exercise_date: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

F2 · derivative.expiration_date: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

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June 13, 2026 Filed Jun 15, 2026 20:15 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,940 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-043195 · wk-form4_1781554547.xml · derivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F3 · derivative.exercise_date: This restricted stock unit vested in full on June 13, 2026.

F3 · derivative.expiration_date: This restricted stock unit vested in full on June 13, 2026.

Read SEC document
June 13, 2026 Filed Jun 15, 2026 20:15 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,940 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-043195 · wk-form4_1781554547.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2026 Filed Jun 11, 2026 22:08 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 4,512 $2,213.37 $9,986,725.44
Disclosure

SEC source: 0001193125-26-268015 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,383.008

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.

F2 · balance_after: The number of shares of KLA common stock includes 57,511.168 shares issuable upon vesting of restricted stock units ("RSUs").

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May 12, 2026 Filed May 12, 2026 21:25 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 4,512 $1,794.00 $8,094,528.00
Disclosure

SEC source: 0001193125-26-219897 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,895.008

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.

F2 · balance_after: The number of shares of KLA common stock includes 57,511.168 shares issuable upon vesting of restricted stocck units ("RSUs").

Read SEC document
November 11, 2025 Filed Nov 13, 2025 21:05 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 804 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-280130 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,407.008

F3 · shares: This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2024.

F2 · balance_after: The number of shares of KLA common stock includes 57,511.168 shares issuable upon vesting of restriced stock units ("RSUs").

Read SEC document
November 11, 2025 Filed Nov 13, 2025 21:05 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 10,803 $1,203.10 $12,997,089.30
Disclosure

SEC source: 0001193125-25-280130 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,211.008

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2024.

F2 · balance_after: The number of shares of KLA common stock includes 57,511.168 shares issuable upon vesting of restriced stock units ("RSUs").

Read SEC document
August 12, 2025 Filed Aug 14, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 804 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-108847 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,014.008

F3 · shares: This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2024.

F2 · balance_after: The number of shares of KLA common stock includes 57,511.168 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
August 12, 2025 Filed Aug 14, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 10,801 $913.68 $9,868,657.68
Disclosure

SEC source: 0000950170-25-108847 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,818.008

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2024.

F2 · balance_after: The number of shares of KLA common stock includes 57,511.168 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 10,294.887 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-105817 · ownership.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,619.008

F7 · shares: On August 7, 2025, the Reporting Person received a grant of restricted stock units ("RSUs"). The RSUs vest 25% annually from the date of grant.

F8 · balance_after: The number of shares of KLA common stock includes 57,511.168 shares issuable upon vesting of RSUs.

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August 07, 2025 Filed Aug 8, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 9,247.77 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-105817 · ownership.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,324.121

F5 · shares: On August 4, 2022, in addition to the RSUs granted that were subject to only service-based vesting conditions, the Reporting Person was also granted RSUs with both performance-based and service-based vesting conditions ("PRSUs") divided into three tranches. The second tranche was for a target number of shares equal to 6,291.000 shares of KLA common stock. The maximum number of shares issuable under the second tranche of these PRSUs is 250% of the target shares if the sum of KLA's non-GAAP earnings per diluted share for fiscal years 2023, 2024 and 2025 equaled or exceeded $93.00. On August 7, 2025, KLA's Board of Directors and Compensation and Talent Committee determined that the performance conditions applicable to the second tranche of these PRSUs were satisfied at 147% of target shares. The second tranche of these PRSUs will vest on June 30, 2026, subject to continue service of the Reporting Person.

F6 · balance_after: The number of shares of KLA common stock includes 47,216.281 shares issuable upon vesting of RSUs.

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August 07, 2025 Filed Aug 8, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 8,978.691 $888.28 $7,975,591.64
Disclosure

SEC source: 0000950170-25-105817 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,076.351

F3 · shares: On August 7, 2025, fifty percent (50%) of the performance-based restricted stock units granted on August 4, 2022 vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2025.

F4 · balance_after: The number of shares of KLA common stock includes 37,968.511 shares issuable upon vesting of RSUs.

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 36,219 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-105817 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,055.042

F1 · shares: On August 4, 2022, in addition to the RSUs granted that were subject to only service-based vesting conditions, the Reporting Person was also granted RSUs with both performance-based and service-based vesting conditions ("PRSUs") for a target number of shares equal to 24,146.000 shares of KLA common stock. The maximum number of shares issuable under these PRSUs is 150% of the target shares if KLA's free cash flow relative to its peers was at the 75th percentile or greater for the three years in the period ended June 30, 2025. On August 7, 2025, KLA's Board of Directors and Compensation and Talent Committee determined that the performance conditions applicable to these PRSUs were satisfied at the maximum level. Fifty percent (50%) of the PRSUs will vest today, August 7, 2025, and the remaining fifty percent (50%) of the PRSUs will vest on August 4, 2026, subject to continued service of the Reporting Person.

F2 · balance_after: The number of shares of KLA common stock includes 56,078.011 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 2,143.84 $915.62 $1,962,942.78
Disclosure

SEC source: 0000950170-25-104984 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,836.042

F3 · shares: On August 5, 2021, the Reporting Person was granted restricted stock units ("RSUs") for 17,298.000 shares of KLA common stock. On August 5, 2025, the remaining twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2025.

F4 · balance_after: The number of shares of KLA common stock includes 19,859.011 shares issuable upon vesting of RSUs.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 9,648.021 $915.62 $8,833,920.99
Disclosure

SEC source: 0000950170-25-104984 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,979.882

F1 · shares: On August 5, 2025, the remaining fifty percent (50%) of the performance-based restricted stock units granted on August 5, 2021 vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2025.

F2 · balance_after: The number of shares of KLA common stock includes 24,183.011 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
August 04, 2025 Filed Aug 5, 2025 20:30 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,995.1 $886.64 $1,768,935.46
Disclosure

SEC source: 0000950170-25-103109 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,627.903

F3 · shares: On August 4, 2022, the Reporting Person was granted restricted stock units ("RSUs") for 16,097.000 shares of KLA common stock. On August 4, 2025, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 1, 2025.

F4 · balance_after: The number of shares of KLA common stock includes 43,642.511 shares issuable upon vesting of RSUs.

Read SEC document
August 03, 2025 Filed Aug 5, 2025 20:30 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,944.032 $886.64 $1,723,656.53
Disclosure

SEC source: 0000950170-25-103109 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,623.003

F1 · shares: On August 3, 2023, the Reporting Person was granted restricted stock units ("RSUs") for 15,684.000 shares of KLA common stock. On August 3, 2025, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 1, 2025.

F2 · balance_after: The number of shares of KLA common stock includes 47,666.511 shares issuable upon vesting of RSUs.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,321.307 $879.03 $1,161,468.49
Disclosure

SEC source: 0000950170-25-102996 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,567.035

F1 · shares: On August 1, 2024, the Reporting Person was granted restricted stock units ("RSUs") for 10,658.011 shares of KLA common stock. On August 1, 2025, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2025.

F2 · balance_after: The number of shares of KLA common stock includes 51,587.511 shares issuable upon vesting of RSUs.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 4,085.992 $889.87 $3,636,001.70
Disclosure

SEC source: 0000950170-25-092935 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,888.342

F4 · shares: On August 4, 2022, the reporting person was granted RSUs with both performance-based and service-based vesting conditions ("PRSUs") divided into three tranches. The first tranche was for a target number of shares equal to 6,291.000 shares of KLA common stock. The maximum number of shares issuable under the first tranche of these PRSUs is 250% of the target shares if the sum of KLA's non-GAAP earnings per diluted share for fiscal year 2023 and fiscal year 2024 equaled or exceeded $56.62. On August 1, 2024, KLA's Board of Directors and Compensation and Talent Committee determined that the performance conditions applicable to the first tranche of these PRSUs were satisfied at 131% of target shares. The first tranche of these PRSUs (8,241.210) vested on June 30, 2025, and were subject to the continued service of the reporting person.

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld to cover required tax withholding on the 8.241.210 shares of KLA common stock that vested. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on June 30, 2025.

F6 · balance_after: The number of shares of KLA common stock includes 54,252.511 shares issuable upon vesting of RSUs.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 OtherCommon Stock 39.269 $541.13 $21,249.52
Disclosure

SEC source: 0000950170-25-092935 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,974.334

F1 · shares: Purchased under the registrant's employee stock purchase plan.

F2 · price: Represents 85% of the closing price of the registrant's common stock on January 2, 2025, the first day of the offering period under the employee stock purchase plan.

F3 · balance_after: The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:08 UTC Marvell Technology, Inc. MRVL · Entity 521 GrantRestricted Stock Units · Derivative 3,940 $0.00 $0.00
Disclosure

SEC source: 0001835632-25-000141 · wk-form4_1750108085.xml · derivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,940

Underlying: Common Stock · 3,940 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual stockholder meeting of Marvell or the one year anniversary of the RSU grant.

F4 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual stockholder meeting of Marvell or the one year anniversary of the RSU grant.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:08 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,289 $0.00 $0.00
Disclosure

SEC source: 0001835632-25-000141 · wk-form4_1750108085.xml · derivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F3 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 13, 2025.

F3 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 13, 2025.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:08 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,289 $0.00 $0.00
Disclosure

SEC source: 0001835632-25-000141 · wk-form4_1750108085.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2025 Filed May 8, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 805 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-066904 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,935.065

F3 · shares: This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2024.

F2 · balance_after: The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
May 06, 2025 Filed May 8, 2025 20:05 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 10,802 $683.30 $7,381,006.60
Disclosure

SEC source: 0000950170-25-066904 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,740.065

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2024.

F2 · balance_after: The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
February 11, 2025 Filed Feb 13, 2025 21:05 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 805 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-019860 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,542.065

F1 · shares: This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 4, 2024.

F2 · balance_after: The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:05 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 2,380 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-127026 · ownership.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · shares: This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023.

F4 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:05 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 14,306 $663.01 $9,485,021.06
Disclosure

SEC source: 0000950170-24-127026 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,347.065

F3 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023.

F2 · balance_after: The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:05 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 676 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-127026 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,653.065

F1 · shares: This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023.

F2 · balance_after: The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of restricted stock units ("RSUs").

Read SEC document
August 06, 2024 Filed Aug 8, 2024 20:05 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 3,055 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-093881 · ownership.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 2,380

F6 · shares: This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023.

F7 · balance_after: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 20:05 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 17,437 $705.01 $12,293,259.37
Disclosure

SEC source: 0000950170-24-093881 · ownership.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,329.065

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023.

F4 · balance_after: The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of RSUs.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 10,233.808 $703.48 $7,199,279.25
Disclosure

SEC source: 0000950170-24-093881 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,766.065

F3 · shares: On August 6, 2024, the remaining fifty percent (50%) of the performance-based restricted stock units granted on August 6, 2020 vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2024.

F4 · balance_after: The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of RSUs.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 2,274.235 $703.48 $1,599,878.84
Disclosure

SEC source: 0000950170-24-093881 · ownership.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,999.873

F1 · shares: On August 6, 2020, the Reporting Person was granted restricted stock units ("RSUs") for 18,348.000 shares of KLA common stock. On August 6, 2024, the remaining twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2024.

F2 · balance_after: The number of shares of KLA common stock includes 83,134.721 shares issuable upon vesting of RSUs.

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August 05, 2024 Filed Aug 6, 2024 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 9,648.764 $696.17 $6,717,180.03
Disclosure

SEC source: 0000950170-24-091755 · ownership.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,274.108

F7 · shares: On August 5, 2024, 50% of the performance-based restricted stock units granted on August 5, 2021 vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld to cover required tax withholding. The fair value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2024.

F8 · balance_after: The number of shares of KLA common stock includes 87,721.721 shares issuable upon vesting of RSUs.

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August 05, 2024 Filed Aug 6, 2024 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 2,143.84 $696.17 $1,492,477.09
Disclosure

SEC source: 0000950170-24-091755 · ownership.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,922.872

F5 · shares: On August 5, 2021, the Reporting Person was granted restricted stock units ("RSUs") for 17,298.000 shares of KLA common stock. On August 5, 2024, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2024.

F6 · balance_after: The number of shares of KLA common stock includes 107,182.721 shares issuable upon vesting of RSUs.

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August 04, 2024 Filed Aug 6, 2024 20:05 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,995.1 $696.17 $1,388,928.77
Disclosure

SEC source: 0000950170-24-091755 · ownership.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,066.712

F3 · shares: On August 4, 2022, the Reporting Person was granted restricted stock units ("RSUs") for 16,097.000 shares of KLA common stock. On August 4, 2024, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2024.

F4 · balance_after: The number of shares of KLA common stock includes 111,506.721 shares issuable upon vesting of RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.