Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | EVP & Chief Financial Officer | August 12, 2026 | August 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date August 12, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 307,815.4359 |
Reported balance
After 2026-08-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-12 · Sale · Disposed 31,500 · Balance 307,815.4359 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2026. F2: The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2026.
F2: The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of restricted stock units ("RSUs").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2017 Filed Aug 9, 2017 00:11 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,194 | $92.01 | $109,859.94 |
DisclosureSEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 6 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,514 F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 1,194 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 00:11 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 9,150 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs. Read SEC document |
| August 06, 2017 Filed Aug 9, 2017 00:11 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 6,952 | $88.83 | $617,546.16 |
DisclosureSEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,421 F4 · shares: Pursuant to such terms of the August 6, 2013, August 6, 2013, August 6, 2013 and August 6, 2015 grants, 6,952 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 06, 2017 Filed Aug 9, 2017 00:11 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 14,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2013, August 6, 2013, August 6, 2013 and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 7,150 (RSU), 7,150 (PRSU), 10,000 (RSU) and 13,250 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25%, 50%, 50% and 25% of such RSUs and PRSUs, respectively. Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 00:11 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,371 | $88.83 | $210,615.93 |
DisclosureSEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804 F2 · shares: Pursuant to such terms of the August 4, 2016 RSU grant, 2,371 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 00:11 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 4, 2016, the Reporting Person received a grant of RSUs covering 20,700 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs. Read SEC document |
| August 03, 2017 Filed Aug 3, 2017 22:25 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 11,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008053 · wf-form4_150179910005718.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,832 F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:25 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 314 | $92.85 | $29,154.90 |
DisclosureSEC source: 0001628280-17-008053 · wf-form4_150179910005718.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017. Read SEC document |
| July 03, 2017 Filed Aug 3, 2017 22:25 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 314 | $67.50 | $21,194.69 |
DisclosureSEC source: 0001628280-17-008053 · wf-form4_150179910005718.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314 F1 · shares: Represents shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on July 3, 2017. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:06 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,610 | $85.47 | $394,012.09 |
DisclosureSEC source: 0001628280-17-000876 · wf-form4_148615957516512.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $85.45 to $85.47. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 13:39 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 30,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-021230 · wf-form4_147913074011371.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,576 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 11, 2016, the Reporting Person was granted RSUs for 30,109 shares of KLA-Tencor common stock which vest 25% annually beginning November 11, 2017, subject to continued service on each vesting date. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:11 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,812 | $74.94 | $360,630.53 |
DisclosureSEC source: 0001628280-16-020377 · wf-form4_147759909718309.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,610 Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:20 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 738 | $70.80 | $52,250.40 |
DisclosureSEC source: 0001628280-16-019495 · wf-form4_147346320816213.xml · nonDerivative · entry 9 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,422 F13 · shares: Pursuant to such terms of the September 7, 2012 RSU grant, 738 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:20 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019495 · wf-form4_147346320816213.xml · nonDerivative · entry 8 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · shares: Represents vesting of 50% of an award of RSUs granted on September 7, 2012 with both performance vesting and service vesting requirements. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:20 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 607 | $70.80 | $42,975.60 |
DisclosureSEC source: 0001628280-16-019495 · wf-form4_147346320816213.xml · nonDerivative · entry 7 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,198 F11 · shares: Pursuant to such terms of the September 7, 2012 RSU grant, 607 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:20 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019495 · wf-form4_147346320816213.xml · nonDerivative · entry 6 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: On September 7, 2012, the Reporting Person received a grant of restricted stock units covering 3,140 shares of KLA-Tencor common stock. On September 7, 2016, the Reporting Person vested in 50% of such RSUs. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:20 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 296 | $70.80 | $20,956.80 |
DisclosureSEC source: 0001628280-16-019495 · wf-form4_147346320816213.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,235 F9 · shares: Pursuant to such terms of the September 7, 2012 RSU grant, 296 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:20 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019495 · wf-form4_147346320816213.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: On September 7, 2012, the Reporting Person received a grant of restricted stock units covering 3,140 shares of KLA-Tencor common stock. On September 7, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:20 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,332 | $70.80 | $165,105.60 |
DisclosureSEC source: 0001628280-16-019495 · wf-form4_147346320816213.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,746 F7 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 2332 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:20 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 4,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019495 · wf-form4_147346320816213.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: As noted in Footnote 2, on August 6, 2013, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2016, was determined by the Compensation Committee of KLA-Tencor's Board of directors (on September 7, 2016) to cover 8,937 shares of KLA-Tencor common stock. On September 7, 2016, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:20 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 8,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019495 · wf-form4_147346320816213.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,467 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 6, 2013, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 8,937 shares (based on 125% of the target shares of 7,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2016 fiscal year, on September 7, 2016 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 8,937. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 7, 2016) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 6, 2013). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 8,937 RSUs in connection with the determination of the level at which the August 6, 2013 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3, and less the shares that vested that are noted in footnotes 8, 10 and 12 below. Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:17 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 860 | $77.63 | $66,761.80 |
DisclosureSEC source: 0001628280-16-018844 · wf-form4_147078462930307.xml · nonDerivative · entry 6 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,610 F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 860 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018844 · wf-form4_147078462930307.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 9,150 shares of KLA-Tencor common stock. On August 7, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:17 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,246 | $77.63 | $96,726.98 |
DisclosureSEC source: 0001628280-16-018844 · wf-form4_147078462930307.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,182 F4 · shares: Pursuant to such terms of the August 6, 2014 RSU grant, 1,246 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018844 · wf-form4_147078462930307.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2014, the Reporting Person received a grant of RSUs covering 13,250 shares of KLA-Tencor common stock. On August 6, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:17 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 672 | $77.63 | $52,167.36 |
DisclosureSEC source: 0001628280-16-018844 · wf-form4_147078462930307.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115 F2 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 672 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018844 · wf-form4_147078462930307.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 7,150 shares of KLA-Tencor common stock. On August 6, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 04, 2016 Filed Aug 9, 2016 00:16 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 20,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018746 · wf-form4_147070179752687.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,703 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 4, 2017) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 4, 2020, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. Shares of common stock will be issued as the RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 05, 2016 Filed Jul 7, 2016 20:57 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 363 | $72.23 | $26,219.49 |
DisclosureSEC source: 0001628280-16-017534 · wf-form4_146792502977514.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale is effected pursuant to the terms of a rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2015. F2 · shares: These 363 shares of KLA-Tencor common stock were acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2016. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:55 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,147 | $68.22 | $78,248.34 |
DisclosureSEC source: 0001628280-16-012250 · wf-form4_145704211333488.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale is effected pursuant to the terms of a rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2015. Read SEC document |
| December 01, 2015 Filed Dec 2, 2015 22:47 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,600 | $66.77 | $106,832.00 |
DisclosureSEC source: 0001628280-15-009165 · wf-form4_144909644348867.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2015. Read SEC document |
| October 21, 2015 Filed Oct 23, 2015 21:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 567 | $64.39 | $36,509.13 |
DisclosureSEC source: 0001628280-15-007808 · wf-form4_144563477630104.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,747 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2015. Read SEC document |
| September 09, 2015 Filed Sep 11, 2015 22:04 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,253 | $49.35 | $61,835.55 |
DisclosureSEC source: 0001628280-15-007070 · wf-form4_144200904827858.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,314 F2 · shares: Pursuant to the terms of the September 9, 2011 RSU grant, 1,253 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| September 09, 2015 Filed Sep 11, 2015 22:04 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007070 · wf-form4_144200904827858.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On September 9, 2011, the Reporting Person received a grant of rerstricted stock units ("RSUs") covering 4,800 shares of KLA-Tencor common stock. On September 9, 2015, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| September 07, 2015 Filed Sep 8, 2015 23:50 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 410 | $47.54 | $19,491.40 |
DisclosureSEC source: 0001628280-15-007001 · wf-form4_144175621833955.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167 F9 · shares: Pursuant to such terms of the September 7, 2012 RSU grant, 410 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| September 07, 2015 Filed Sep 8, 2015 23:50 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007001 · wf-form4_144175621833955.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: On September 7, 2012, the Reporting Person received a grant of restricted stock units covering 3,140 shares of KLA-Tencor common stock. On September 7, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| September 07, 2015 Filed Sep 8, 2015 23:50 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 738 | $47.54 | $35,084.52 |
DisclosureSEC source: 0001628280-15-007001 · wf-form4_144175621833955.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,792 F7 · shares: Pursuant to such terms of the September 7, 2012 RSU grant, 738 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| September 07, 2015 Filed Sep 8, 2015 23:50 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007001 · wf-form4_144175621833955.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: As noted in Footnote 2, on September 7, 2012, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2015, was determined by the Compensation Committee of KLA-Tencor's Board of directors (on September 3, 2015) to cover 3,925 shares of KLA-Tencor common stock. On September 7, 2015, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:50 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 3,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007001 · wf-form4_144175621833955.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,188 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On September 7, 2012, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to 3,140 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2015 fiscal year, on September 3, 2015 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 3,925. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 3, 2015) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (September 7, 2012). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 3,925 RSUs in connection with the determination of the level at which the September 7, 2012 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3. Read SEC document |
| August 10, 2015 Filed Aug 12, 2015 20:59 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,285 | $52.92 | $68,002.20 |
DisclosureSEC source: 0001628280-15-006545 · wf-form4_143941316570899.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2015. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 21:16 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 860 | $52.35 | $45,021.00 |
DisclosureSEC source: 0001628280-15-006477 · wf-form4_143932778877616.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,852 F3 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 860 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 21:16 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006477 · wf-form4_143932778877616.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On August 7, 2014, the Reporting Person received a grant of restricted stock units ("RSUs") covering 9,150 shares of KLA-Tencor common stock. On August 7, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 21:16 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,753 | $52.00 | $143,156.00 |
DisclosureSEC source: 0001628280-15-006477 · wf-form4_143932778877616.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2015. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 21:16 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,059 | $51.71 | $54,760.89 |
DisclosureSEC source: 0001628280-15-006477 · wf-form4_143932778877616.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2015. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:21 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Unit | 13,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006409 · wf-form4_143924169819309.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,514 F5 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F6 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 6, 2016) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 6, 2019, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. F7 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:21 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,880 | $51.95 | $97,666.00 |
DisclosureSEC source: 0001628280-15-006409 · wf-form4_143924169819309.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,236 F4 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 1,880 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:21 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006409 · wf-form4_143924169819309.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 10,000 shares of KLA-Tencor common stock. On August 6, 2015, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:21 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 672 | $51.95 | $34,910.40 |
DisclosureSEC source: 0001628280-15-006409 · wf-form4_143924169819309.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116 F2 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 672 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:21 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006409 · wf-form4_143924169819309.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 7,150 shares of KLA-Tencor common stock. On August 6, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| July 02, 2015 Filed Jul 7, 2015 21:12 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 355 | $56.73 | $20,139.15 |
DisclosureSEC source: 0001628280-15-005253 · wf-form4_143630351179216.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 7, 2014. F2 · shares: These 355 shares of KLA-Tencor common stock were acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.