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Higgins Bren D.

Disclosed activity across 1 company

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10465
SEC CIK
0001582049

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KLA CORPKLAC · Entity 2838EVP & Chief Financial OfficerAugust 12, 2026August 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KLA CORP

Report date August 12, 2026 · Filed August 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect307,815.4359 Reported balance After 2026-08-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-12 · Sale · Disposed 31,500 · Balance 307,815.4359

F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2026.

F2: The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of restricted stock units ("RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2026.

F2: The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of restricted stock units ("RSUs").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2019 Filed Aug 5, 2019 20:54 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 12,863 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009992 · wf-form4_156503842528390.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,731

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: On August 1, 2019 the reporting person received a grant of RSUs. The RSUs vest 25% annually from the date of grant.

F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
July 01, 2019 Filed Aug 5, 2019 20:54 UTC KLA CORP KLAC · Entity 2838 OtherCommon Stock 274 $77.27 $21,173.08
Disclosure

SEC source: 0001628280-19-009992 · wf-form4_156503842528390.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

F2 · price: Represents 85% of the closing price of the registrant's stock on the start date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:05 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,669 $116.63 $194,650.46
Disclosure

SEC source: 0001628280-19-002415 · wf-form4_155173349460721.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.42 to $116.835. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 12:54 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 3,795 $94.07 $356,995.65
Disclosure

SEC source: 0001628280-18-014431 · wf-form4_154237284461806.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $93.45 to $94.22. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2018 Filed Nov 14, 2018 21:13 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 3,732 $95.28 $355,584.96
Disclosure

SEC source: 0001628280-18-014360 · wf-form4_154222996042390.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,464

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 9, 2018.

Read SEC document
November 11, 2018 Filed Nov 14, 2018 21:13 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 7,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014360 · wf-form4_154222996042390.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 30,109 shares. On November 11, 2018, 25% of the RSUs vested.

Read SEC document
November 11, 2018 Filed Nov 14, 2018 21:13 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 7,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014360 · wf-form4_154222996042390.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 30,109 shares. On November 11, 2018, 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:54 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,418 $106.64 $151,215.52
Disclosure

SEC source: 0001628280-18-011756 · wf-form4_153669925303324.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:03 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 3,851 $115.31 $444,058.81
Disclosure

SEC source: 0001628280-18-011103 · wf-form4_153427698399568.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,899 $117.46 $340,516.54
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 7

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,938

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,243 $117.36 $145,872.27
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 6

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,837

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.28 to $117.46. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 700 $115.97 $81,178.30
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,080

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.78 to $116.00. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 344 $117.43 $40,396.61
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,780

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.15 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 700 $115.90 $81,127.20
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,124

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.71 to $116.00. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 265 $118.13 $31,304.45
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,824

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 600 $116.77 $70,062.00
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.52 to $117.21. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:11 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,134 $118.16 $133,993.44
Disclosure

SEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 6

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,689

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:11 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 9,150 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:11 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 2,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F5 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 9,150 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:11 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 2,655 $118.16 $313,714.80
Disclosure

SEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,536

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:11 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,705. On August 7, 2018, the remaining 50% of the shares subject to the RSUs vested.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:11 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,705. On August 7, 2018, the remaining 50% of the shares subject to the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,643 $118.27 $194,317.61
Disclosure

SEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 6

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,838

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 3,312 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 6, 2015, the Reporting Person was granted an RSU for 13,250 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 3,312 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F5 · shares: On August 6, 2015, the Reporting Person was granted an RSU for 13,250 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 4,073 $118.27 $481,713.71
Disclosure

SEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 8,215 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 16,562 shares (based on 125% of the target shares of 13,250) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,430. On August 6, 2018, 50% of the RSUs vested.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 8,215 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 16,562 shares (based on 125% of the target shares of 13,250) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,430. On August 6, 2018, 50% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 04, 2018 Filed Aug 7, 2018 20:03 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 2,566 $119.59 $306,867.94
Disclosure

SEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 6

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,027

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 3, 2018.

Read SEC document
August 04, 2018 Filed Aug 7, 2018 20:03 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,175 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 4, 2016, the Reporting Person was granted an RSU for 20,700 shares of KLA-Tencor Common Stock. On August 4, 2018, 25% of those shares vested.

Read SEC document
August 04, 2018 Filed Aug 7, 2018 20:03 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 5,175 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F5 · shares: On August 4, 2016, the Reporting Person was granted an RSU for 20,700 shares of KLA-Tencor Common Stock. On August 4, 2018, 25% of those shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 03, 2018 Filed Aug 7, 2018 20:03 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,396 $119.59 $166,947.64
Disclosure

SEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 3, 2018.

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August 03, 2018 Filed Aug 7, 2018 20:03 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,814 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 3, 2017, the Reporting Person was granted an RSU for 11,256 shares of KLA-Tencor Common Stock. On August 3, 2018, 25% of those shares vested.

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August 03, 2018 Filed Aug 7, 2018 20:03 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 2,814 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 3, 2017, the Reporting Person was granted an RSU for 11,256 shares of KLA-Tencor Common Stock. On August 3, 2018, 25% of those shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 02, 2018 Filed Aug 6, 2018 20:23 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 16,430 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010538 · wf-form4_153358697731827.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,551

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 16,562 shares (based on 125% of the target shares of 13,250) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,430.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 02, 2018 Filed Aug 6, 2018 20:23 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 11,495 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010538 · wf-form4_153358697731827.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,121

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 2, 2018, the Compensation Committee granted the reporting person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vesting date.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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July 03, 2018 Filed Jul 6, 2018 01:57 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 235 $103.86 $24,407.10
Disclosure

SEC source: 0001628280-18-009129 · wf-form4_153084220382132.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

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July 02, 2018 Filed Jul 6, 2018 01:57 UTC KLA CORP KLAC · Entity 2838 OtherCommon Stock 235 $87.15 $20,480.49
Disclosure

SEC source: 0001628280-18-009129 · wf-form4_153084220382132.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

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March 01, 2018 Filed Mar 2, 2018 23:50 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 854 $112.92 $96,433.68
Disclosure

SEC source: 0001628280-18-002716 · wf-form4_152003462169680.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

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November 13, 2017 Filed Nov 14, 2017 01:59 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 3,599 $101.52 $365,370.48
Disclosure

SEC source: 0001628280-17-011504 · wf-form4_151062472690948.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

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November 11, 2017 Filed Nov 14, 2017 01:59 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 3,929 $102.44 $402,486.76
Disclosure

SEC source: 0001628280-17-011504 · wf-form4_151062472690948.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,453

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 10, 2017.

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November 11, 2017 Filed Nov 14, 2017 01:59 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 7,528 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-011504 · wf-form4_151062472690948.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of 25% of the RSUs granted on November 11, 2016.

Read SEC document
November 11, 2017 Filed Nov 14, 2017 01:59 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 7,528 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-011504 · wf-form4_151062472690948.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Represents the vesting of 25% of the RSUs granted on November 11, 2016.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:33 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,559 $93.73 $239,855.07
Disclosure

SEC source: 0001628280-17-009181 · wf-form4_150490282573264.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:16 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 2,793 $93.69 $261,676.17
Disclosure

SEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:16 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

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August 31, 2017 Filed Sep 6, 2017 00:16 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:16 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 10,705 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,506

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,705.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 22:58 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,093 $91.99 $100,545.07
Disclosure

SEC source: 0001628280-17-008538 · wf-form4_150240588326148.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:11 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 9,567 $89.15 $852,898.05
Disclosure

SEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 7

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.