Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | EVP & Chief Financial Officer | August 12, 2026 | August 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date August 12, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 307,815.4359 |
Reported balance
After 2026-08-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-12 · Sale · Disposed 31,500 · Balance 307,815.4359 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2026. F2: The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2026.
F2: The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of restricted stock units ("RSUs").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2019 Filed Aug 5, 2019 20:54 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 12,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009992 · wf-form4_156503842528390.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,731 F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: On August 1, 2019 the reporting person received a grant of RSUs. The RSUs vest 25% annually from the date of grant. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 01, 2019 Filed Aug 5, 2019 20:54 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 274 | $77.27 | $21,173.08 |
DisclosureSEC source: 0001628280-19-009992 · wf-form4_156503842528390.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274 F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan. F2 · price: Represents 85% of the closing price of the registrant's stock on the start date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,669 | $116.63 | $194,650.46 |
DisclosureSEC source: 0001628280-19-002415 · wf-form4_155173349460721.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.42 to $116.835. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 12:54 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,795 | $94.07 | $356,995.65 |
DisclosureSEC source: 0001628280-18-014431 · wf-form4_154237284461806.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,669 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $93.45 to $94.22. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2018 Filed Nov 14, 2018 21:13 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,732 | $95.28 | $355,584.96 |
DisclosureSEC source: 0001628280-18-014360 · wf-form4_154222996042390.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,464 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 9, 2018. Read SEC document |
| November 11, 2018 Filed Nov 14, 2018 21:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 7,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014360 · wf-form4_154222996042390.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 30,109 shares. On November 11, 2018, 25% of the RSUs vested. Read SEC document |
| November 11, 2018 Filed Nov 14, 2018 21:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 7,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014360 · wf-form4_154222996042390.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 30,109 shares. On November 11, 2018, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:54 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,418 | $106.64 | $151,215.52 |
DisclosureSEC source: 0001628280-18-011756 · wf-form4_153669925303324.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,669 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 20:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,851 | $115.31 | $444,058.81 |
DisclosureSEC source: 0001628280-18-011103 · wf-form4_153427698399568.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,087 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,899 | $117.46 | $340,516.54 |
DisclosureSEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 7 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,938 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,243 | $117.36 | $145,872.27 |
DisclosureSEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 6 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,837 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.28 to $117.46. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 700 | $115.97 | $81,178.30 |
DisclosureSEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,080 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.78 to $116.00. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 344 | $117.43 | $40,396.61 |
DisclosureSEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,780 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.15 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 700 | $115.90 | $81,127.20 |
DisclosureSEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,124 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.71 to $116.00. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 265 | $118.13 | $31,304.45 |
DisclosureSEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,824 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 600 | $116.77 | $70,062.00 |
DisclosureSEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.52 to $117.21. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:11 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,134 | $118.16 | $133,993.44 |
DisclosureSEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 6 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:11 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 9,150 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:11 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F5 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 9,150 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:11 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,655 | $118.16 | $313,714.80 |
DisclosureSEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,536 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:11 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,705. On August 7, 2018, the remaining 50% of the shares subject to the RSUs vested. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:11 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 5,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010940 · wf-form4_153384545931291.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,705. On August 7, 2018, the remaining 50% of the shares subject to the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:22 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,643 | $118.27 | $194,317.61 |
DisclosureSEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 6 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,838 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:22 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 6, 2015, the Reporting Person was granted an RSU for 13,250 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:22 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F5 · shares: On August 6, 2015, the Reporting Person was granted an RSU for 13,250 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:22 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,073 | $118.27 | $481,713.71 |
DisclosureSEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:22 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 8,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 16,562 shares (based on 125% of the target shares of 13,250) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,430. On August 6, 2018, 50% of the RSUs vested. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:22 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 8,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010805 · wf-form4_153375974400182.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 16,562 shares (based on 125% of the target shares of 13,250) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,430. On August 6, 2018, 50% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:03 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,566 | $119.59 | $306,867.94 |
DisclosureSEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 6 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,027 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 3, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 4, 2016, the Reporting Person was granted an RSU for 20,700 shares of KLA-Tencor Common Stock. On August 4, 2018, 25% of those shares vested. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F5 · shares: On August 4, 2016, the Reporting Person was granted an RSU for 20,700 shares of KLA-Tencor Common Stock. On August 4, 2018, 25% of those shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 20:03 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,396 | $119.59 | $166,947.64 |
DisclosureSEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 3, 2018. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 20:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 3, 2017, the Reporting Person was granted an RSU for 11,256 shares of KLA-Tencor Common Stock. On August 3, 2018, 25% of those shares vested. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 20:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010672 · wf-form4_153367221762736.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 3, 2017, the Reporting Person was granted an RSU for 11,256 shares of KLA-Tencor Common Stock. On August 3, 2018, 25% of those shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:23 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 16,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010538 · wf-form4_153358697731827.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,551 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 16,562 shares (based on 125% of the target shares of 13,250) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,430. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:23 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 11,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010538 · wf-form4_153358697731827.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,121 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 2, 2018, the Compensation Committee granted the reporting person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vesting date. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 01:57 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 235 | $103.86 | $24,407.10 |
DisclosureSEC source: 0001628280-18-009129 · wf-form4_153084220382132.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018. Read SEC document |
| July 02, 2018 Filed Jul 6, 2018 01:57 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 235 | $87.15 | $20,480.49 |
DisclosureSEC source: 0001628280-18-009129 · wf-form4_153084220382132.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235 F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 23:50 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 854 | $112.92 | $96,433.68 |
DisclosureSEC source: 0001628280-18-002716 · wf-form4_152003462169680.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 01:59 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,599 | $101.52 | $365,370.48 |
DisclosureSEC source: 0001628280-17-011504 · wf-form4_151062472690948.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 01:59 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,929 | $102.44 | $402,486.76 |
DisclosureSEC source: 0001628280-17-011504 · wf-form4_151062472690948.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,453 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 10, 2017. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 01:59 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 7,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011504 · wf-form4_151062472690948.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the vesting of 25% of the RSUs granted on November 11, 2016. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 01:59 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 7,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011504 · wf-form4_151062472690948.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents the vesting of 25% of the RSUs granted on November 11, 2016. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:33 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,559 | $93.73 | $239,855.07 |
DisclosureSEC source: 0001628280-17-009181 · wf-form4_150490282573264.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:16 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,793 | $93.69 | $261,676.17 |
DisclosureSEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,414 F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:16 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:16 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 5,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:16 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 10,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,506 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,705. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 22:58 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,093 | $91.99 | $100,545.07 |
DisclosureSEC source: 0001628280-17-008538 · wf-form4_150240588326148.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 00:11 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 9,567 | $89.15 | $852,898.05 |
DisclosureSEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 7 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,947 F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.