Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
Report date March 02, 2018 · Filed March 06, 2018
Section 16 reporting ended · disclosed 2018-03-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Auction Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-03-02 transaction · row 1
1 source rowRow 1 · 2018-03-02 · Other · Disposed 506 · Balance 0 F1: The Auction Preferred Stock reported in Table I was tendered to the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction preferred stock which expired February 28, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The Auction Preferred Stock reported in Table I was tendered to the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction preferred stock which expired February 28, 2018.
BNY MELLON STRATEGIC MUNICIPALS, INC.
Report date March 02, 2018 · Filed March 06, 2018
Section 16 reporting ended · disclosed 2018-03-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Auction Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-03-02 transaction · row 1
1 source rowRow 1 · 2018-03-02 · Other · Disposed 750 · Balance 0 F1: The Auction Preferred Stock reported in Table I was tendered to the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction preferred stock which expired February 28, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The Auction Preferred Stock reported in Table I was tendered to the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction preferred stock which expired February 28, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2018 Filed Mar 6, 2018 21:57 UTC | BNY MELLON STRATEGIC MUNICIPALS, INC. LEO · Entity 5699 | OtherAuction Preferred Stock | 750 | $23,750.00 | $17,812,500.00 |
DisclosureSEC source: 0000028412-18-000087 · edgar.xml · nonDerivative · entry 1 COMERICA BANK · CIK 0000901541 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The Auction Preferred Stock reported in Table I was tendered to the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction preferred stock which expired February 28, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:55 UTC | BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. DSM · Entity 5995 | OtherAuction Preferred Stock | 506 | $23,750.00 | $12,017,500.00 |
DisclosureSEC source: 0000028412-18-000086 · edgar.xml · nonDerivative · entry 1 COMERICA BANK · CIK 0000901541 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The Auction Preferred Stock reported in Table I was tendered to the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction preferred stock which expired February 28, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.