TapewireFind a company

person · Reporting owner

Hu Jean X.

Disclosed activity across 4 companies

Tapewire entity
10360
SEC CIK
0001452385

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED MICRO DEVICES INCAMD · Entity 2796EVP, CFO and TreasurerAugust 25, 2026August 27, 2026
Fortinet, Inc.FTNT · Entity 2890DirectorSeptember 30, 2026October 02, 2026
Marvell Technology, Inc.MRVL · Entity 521Chief Financial OfficerJanuary 15, 2023January 18, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED MICRO DEVICES INC

Report date August 25, 2026 · Filed August 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect160,979 Ending reported balance After 2026-08-25 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2026-08-25 · Sale · Disposed 900 · Balance 175,079

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F2: Transaction executed in multiple trades at prices ranging from $469.61 to $470.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 2 · 2026-08-25 · Sale · Disposed 800 · Balance 174,279

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F3: Transaction executed in multiple trades at prices ranging from $470.69 to $471.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 3 · 2026-08-25 · Sale · Disposed 2,513 · Balance 171,766

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F4: Transaction executed in multiple trades at prices ranging from $471.90 to $472.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 4 · 2026-08-25 · Sale · Disposed 2,327 · Balance 169,439

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F5: Transaction executed in multiple trades at prices ranging from $473.00 to $473.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 5 · 2026-08-25 · Sale · Disposed 3,831 · Balance 165,608

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F6: Transaction executed in multiple trades at prices ranging from $474.00 to $474.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 6 · 2026-08-25 · Sale · Disposed 1,429 · Balance 164,179

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F7: Transaction executed in multiple trades at prices ranging from $475.01 to $476.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 7 · 2026-08-25 · Sale · Disposed 3,100 · Balance 161,079

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F8: Transaction executed in multiple trades at prices ranging from $476.05 to $476.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 8 · 2026-08-25 · Sale · Disposed 100 · Balance 160,979

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

Common StockSEC Table I · non-derivativeIndirectBy Grantor Retained Annuity Trust Hu 2025 GRAT-119,243 Reported balance Holding disclosure · report date 2026-08-25 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 19,243

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

F2: Transaction executed in multiple trades at prices ranging from $469.61 to $470.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: Transaction executed in multiple trades at prices ranging from $470.69 to $471.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Transaction executed in multiple trades at prices ranging from $471.90 to $472.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5: Transaction executed in multiple trades at prices ranging from $473.00 to $473.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F6: Transaction executed in multiple trades at prices ranging from $474.00 to $474.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F7: Transaction executed in multiple trades at prices ranging from $475.01 to $476.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F8: Transaction executed in multiple trades at prices ranging from $476.05 to $476.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Fortinet, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,508 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 459 · Balance 39,508

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,377 Reported balance After 2026-09-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-30 · Exercise / conversion · Disposed 459 · Balance 1,377

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4: RSUs do not expire; they either vest or are canceled prior to vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4: RSUs do not expire; they either vest or are canceled prior to vest date.

Marvell Technology, Inc.

Report date January 15, 2023 · Filed January 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect245,179 Ending reported balance After 2023-01-15 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2023-01-15 · Exercise / conversion · Acquired 3,976 · Balance 242,675

Row 2 · 2023-01-15 · Tax withholding · Disposed 1,194 · Balance 241,481

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Row 3 · 2023-01-15 · Exercise / conversion · Acquired 2,460 · Balance 243,941

Row 4 · 2023-01-15 · Tax withholding · Disposed 651 · Balance 243,290

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Row 5 · 2023-01-15 · Exercise / conversion · Acquired 2,624 · Balance 245,914

Row 6 · 2023-01-15 · Tax withholding · Disposed 735 · Balance 245,179

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,977 Reported balance After 2023-01-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-01-15 · Exercise / conversion · Disposed 3,976 · Balance 3,977

F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F3: The remaining RSUs will vest on 04/15/2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,301 Reported balance After 2023-01-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-01-15 · Exercise / conversion · Disposed 2,460 · Balance 12,301

F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect23,619 Reported balance After 2023-01-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-01-15 · Exercise / conversion · Disposed 2,624 · Balance 23,619

F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025.

Filing footnotes · ownership attribution and instrument terms

F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F3: The remaining RSUs will vest on 04/15/2023.

F4: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

F5: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MARVELL TECHNOLOGY GROUP LTD

Report date April 20, 2021 · Filed April 20, 2021

Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-20 transaction · row 1
1 source row

Row 1 · 2021-04-20 · Disposition to issuer · Disposed 96,681 · Balance 0

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-04-20 · Disposition to issuer · Disposed 15,465 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-20 · Disposition to issuer · Disposed 31,810 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-04-20 · Disposition to issuer · Disposed 29,521 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-04-20 · Disposition to issuer · Disposed 204,262 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Filing footnotes · ownership attribution and instrument terms

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2022 Filed Apr 19, 2022 19:58 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 42,576 $60.97 $2,595,858.72
Disclosure

SEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 2

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,816

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
April 15, 2022 Filed Apr 19, 2022 19:58 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 92,788 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:51 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022013 · doc4.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:51 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022013 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 SaleCommon Stock 22,277 $79.94 $1,780,823.38
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,370

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.16 to $80.89, inclusive. The reporting person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,976 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · derivative · entry 10

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881

Underlying: Common Stock · 3,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share upon vesting.

F7 · derivative.exercise_date: The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

F7 · derivative.expiration_date: The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · derivative · entry 9

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,867

Underlying: Common Stock · 3,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share upon vesting.

F6 · derivative.exercise_date: The remaining RSUs will fully vest on 04/15/2022.

F6 · derivative.expiration_date: The remaining RSUs will fully vest on 04/15/2022.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 2,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · derivative · entry 8

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,141

Underlying: Common Stock · 2,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share upon vesting.

F5 · derivative.exercise_date: The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

F5 · derivative.expiration_date: The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,163 $83.00 $96,529.00
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 7

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,604

F3 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
January 15, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,976 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 6

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,283 $83.00 $106,489.00
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 5

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,791

F3 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
January 15, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 4

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 622 $83.00 $51,626.00
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 3

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,208

F3 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
January 15, 2022 Filed Jan 19, 2022 21:38 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 2,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 2

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:45 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000305 · doc4.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:45 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000305 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:35 UTC Marvell Technology, Inc. MRVL · Entity 521 SaleCommon Stock 31,227 $84.81 $2,648,361.87
Disclosure

SEC source: 0001209191-21-070068 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,647

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.03 to $85.43, inclusive. The reporting person undertakes to provide Marvell Technology, Inc., any security holder of Marvell, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 23:50 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 204,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067036 · doc4.xml · derivative · entry 3

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 204,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F3 · derivative.exercise_date: This Value Creation Award was granted on 04/15/2019, and its Performance Condition has been satisfied and the shares fully vested on 11/25/2021.

F3 · derivative.expiration_date: This Value Creation Award was granted on 04/15/2019, and its Performance Condition has been satisfied and the shares fully vested on 11/25/2021.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 23:50 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 95,050 $73.86 $7,020,393.00
Disclosure

SEC source: 0001209191-21-067036 · doc4.xml · nonDerivative · entry 2

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,874

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
November 25, 2021 Filed Nov 29, 2021 23:50 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 204,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067036 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060782 · doc4.xml · derivative · entry 9

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,857

Underlying: Common Stock · 3,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

F5 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060782 · doc4.xml · derivative · entry 8

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Common Stock · 3,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2022 and 04/15/2022.

F4 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2022 and 04/15/2022.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 2,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060782 · doc4.xml · derivative · entry 7

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,601

Underlying: Common Stock · 2,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F3 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

F3 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,783 $65.65 $117,053.95
Disclosure

SEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 6

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,662

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 5

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,809 $65.65 $118,760.85
Disclosure

SEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 4

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,468

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 3

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 990 $65.65 $64,993.50
Disclosure

SEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 2

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,411

F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:34 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 2,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:22 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058454 · doc4.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Common Stock · 243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:22 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 243 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058454 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021.

Read SEC document
August 12, 2021 Filed Aug 12, 2021 21:07 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051170 · doc4.xml · derivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 975 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:21 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,976 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047163 · doc4.xml · derivative · entry 9

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,834

Underlying: Common Stock · 3,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F6 · derivative.exercise_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

F6 · derivative.expiration_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:21 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047163 · doc4.xml · derivative · entry 8

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,599

Underlying: Common Stock · 3,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F5 · derivative.exercise_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022 and 04/15/2022.

F5 · derivative.expiration_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022 and 04/15/2022.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:21 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 2,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047163 · doc4.xml · derivative · entry 7

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,061

Underlying: Common Stock · 2,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F4 · derivative.exercise_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

F4 · derivative.expiration_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:21 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,812 $55.70 $100,928.40
Disclosure

SEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 6

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,941

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:21 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,976 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 5

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:21 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 1,833 $55.70 $102,098.10
Disclosure

SEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 4

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,777

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:21 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 3

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:21 UTC Marvell Technology, Inc. MRVL · Entity 521 Tax withholdingCommon Stock 969 $55.70 $53,973.30
Disclosure

SEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 2

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,744

F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:21 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 2,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 572 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2021.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:29 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042004 · doc4.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2020.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2020, December 31, 2020, March 31, 2021, and the earlier of (i) June 30, 2021 and (ii) the date immediately preceding the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:29 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 448 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042004 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2020.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:49 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerPerformance Based Restricted Stock Units · Derivative 204,262 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016424 · doc4.xml · derivative · entry 5

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 204,262 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F7 · derivative.exercise_price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F7 · price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F7 · derivative.exercise_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

F7 · derivative.expiration_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:49 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 29,521 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016424 · doc4.xml · derivative · entry 4

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 29,521 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F6 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

F6 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:49 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 31,810 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016424 · doc4.xml · derivative · entry 3

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 31,810 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F5 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

F5 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:49 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerRestricted Stock Units · Derivative 15,465 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016424 · doc4.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,465 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.

F4 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

F4 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.

Read SEC document
April 20, 2021 Filed Apr 20, 2021 17:49 UTC MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 Disposition to issuerCommon Shares 96,681 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016424 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2 · price: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:55 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 GrantRestricted Stock Units · Derivative 29,521 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027457 · doc4.xml · derivative · entry 14

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,521

Underlying: Common Shares · 29,521 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F9 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process.

F9 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:55 UTC MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 Exercise / conversionRestricted Stock Units · Derivative 34,688 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027457 · doc4.xml · derivative · entry 13

Hu Jean X. · CIK 0001452385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 34,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.

F8 · derivative.exercise_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2018. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/15/2021.

F8 · derivative.expiration_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2018. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/15/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.