Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP, CFO and Treasurer | August 25, 2026 | August 27, 2026 |
| Fortinet, Inc.FTNT · Entity 2890 | Director | September 30, 2026 | October 02, 2026 |
| Marvell Technology, Inc.MRVL · Entity 521 | Chief Financial Officer | January 15, 2023 | January 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 160,979 |
Ending reported balance
After 2026-08-25 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 900 · Balance 175,079 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F2: Transaction executed in multiple trades at prices ranging from $469.61 to $470.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 2 · 2026-08-25 · Sale · Disposed 800 · Balance 174,279 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F3: Transaction executed in multiple trades at prices ranging from $470.69 to $471.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 3 · 2026-08-25 · Sale · Disposed 2,513 · Balance 171,766 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F4: Transaction executed in multiple trades at prices ranging from $471.90 to $472.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 4 · 2026-08-25 · Sale · Disposed 2,327 · Balance 169,439 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F5: Transaction executed in multiple trades at prices ranging from $473.00 to $473.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 5 · 2026-08-25 · Sale · Disposed 3,831 · Balance 165,608 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F6: Transaction executed in multiple trades at prices ranging from $474.00 to $474.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 6 · 2026-08-25 · Sale · Disposed 1,429 · Balance 164,179 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F7: Transaction executed in multiple trades at prices ranging from $475.01 to $476.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 7 · 2026-08-25 · Sale · Disposed 3,100 · Balance 161,079 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F8: Transaction executed in multiple trades at prices ranging from $476.05 to $476.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 8 · 2026-08-25 · Sale · Disposed 100 · Balance 160,979 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust Hu 2025 GRAT-1 | 19,243 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 19,243 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.
F2: Transaction executed in multiple trades at prices ranging from $469.61 to $470.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: Transaction executed in multiple trades at prices ranging from $470.69 to $471.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $471.90 to $472.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $473.00 to $473.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $474.00 to $474.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: Transaction executed in multiple trades at prices ranging from $475.01 to $476.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8: Transaction executed in multiple trades at prices ranging from $476.05 to $476.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Fortinet, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,508 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Exercise / conversion · Acquired 459 · Balance 39,508 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,377 |
Reported balance
After 2026-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-30 · Exercise / conversion · Disposed 459 · Balance 1,377 F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4: RSUs do not expire; they either vest or are canceled prior to vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.
F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.
F4: RSUs do not expire; they either vest or are canceled prior to vest date.
Marvell Technology, Inc.
Report date January 15, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 245,179 |
Ending reported balance
After 2023-01-15 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2023-01-15 · Exercise / conversion · Acquired 3,976 · Balance 242,675 Row 2 · 2023-01-15 · Tax withholding · Disposed 1,194 · Balance 241,481 F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Row 3 · 2023-01-15 · Exercise / conversion · Acquired 2,460 · Balance 243,941 Row 4 · 2023-01-15 · Tax withholding · Disposed 651 · Balance 243,290 F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Row 5 · 2023-01-15 · Exercise / conversion · Acquired 2,624 · Balance 245,914 Row 6 · 2023-01-15 · Tax withholding · Disposed 735 · Balance 245,179 F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,977 |
Reported balance
After 2023-01-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-15 · Exercise / conversion · Disposed 3,976 · Balance 3,977 F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F3: The remaining RSUs will vest on 04/15/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,301 |
Reported balance
After 2023-01-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-15 · Exercise / conversion · Disposed 2,460 · Balance 12,301 F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,619 |
Reported balance
After 2023-01-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-01-15 · Exercise / conversion · Disposed 2,624 · Balance 23,619 F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F5: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").
F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.
F3: The remaining RSUs will vest on 04/15/2023.
F4: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.
F5: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MARVELL TECHNOLOGY GROUP LTD
Report date April 20, 2021 · Filed April 20, 2021
Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 1
1 source rowRow 1 · 2021-04-20 · Disposition to issuer · Disposed 96,681 · Balance 0 F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-20 · Disposition to issuer · Disposed 15,465 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-20 · Disposition to issuer · Disposed 31,810 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-20 · Disposition to issuer · Disposed 29,521 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-04-20 · Disposition to issuer · Disposed 204,262 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").
F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").
F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.
F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.
F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.
F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.
F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 42,576 | $60.97 | $2,595,858.72 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,816 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 92,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:51 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022013 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244 Underlying: Common Stock · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021. F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:51 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022013 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021. Read SEC document |
| January 18, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | SaleCommon Stock | 22,277 | $79.94 | $1,780,823.38 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,370 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.16 to $80.89, inclusive. The reporting person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · derivative · entry 10 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,881 Underlying: Common Stock · 3,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share upon vesting. F7 · derivative.exercise_date: The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. F7 · derivative.expiration_date: The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · derivative · entry 9 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,867 Underlying: Common Stock · 3,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share upon vesting. F6 · derivative.exercise_date: The remaining RSUs will fully vest on 04/15/2022. F6 · derivative.expiration_date: The remaining RSUs will fully vest on 04/15/2022. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · derivative · entry 8 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,141 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share upon vesting. F5 · derivative.exercise_date: The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. F5 · derivative.expiration_date: The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,163 | $83.00 | $96,529.00 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 7 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,604 F3 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 6 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,283 | $83.00 | $106,489.00 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 5 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,791 F3 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 622 | $83.00 | $51,626.00 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,208 F3 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:38 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003742 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 22:45 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000305 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488 Underlying: Common Stock · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021. F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 22:45 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000305 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 23:35 UTC | Marvell Technology, Inc. MRVL · Entity 521 | SaleCommon Stock | 31,227 | $84.81 | $2,648,361.87 |
DisclosureSEC source: 0001209191-21-070068 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,647 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.03 to $85.43, inclusive. The reporting person undertakes to provide Marvell Technology, Inc., any security holder of Marvell, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 23:50 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 204,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067036 · doc4.xml · derivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 204,262 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F3 · derivative.exercise_date: This Value Creation Award was granted on 04/15/2019, and its Performance Condition has been satisfied and the shares fully vested on 11/25/2021. F3 · derivative.expiration_date: This Value Creation Award was granted on 04/15/2019, and its Performance Condition has been satisfied and the shares fully vested on 11/25/2021. Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 23:50 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 95,050 | $73.86 | $7,020,393.00 |
DisclosureSEC source: 0001209191-21-067036 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,874 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 23:50 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 204,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067036 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 00:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060782 · doc4.xml · derivative · entry 9 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,857 Underlying: Common Stock · 3,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F5 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. F5 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 00:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060782 · doc4.xml · derivative · entry 8 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,733 Underlying: Common Stock · 3,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2022 and 04/15/2022. F4 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2022 and 04/15/2022. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 00:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060782 · doc4.xml · derivative · entry 7 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,601 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F3 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. F3 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 00:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,783 | $65.65 | $117,053.95 |
DisclosureSEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 6 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,662 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 00:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 5 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 00:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,809 | $65.65 | $118,760.85 |
DisclosureSEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,468 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 00:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 00:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 990 | $65.65 | $64,993.50 |
DisclosureSEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,411 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 00:34 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060782 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:22 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058454 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732 Underlying: Common Stock · 243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021. F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:22 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058454 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021. Read SEC document |
| August 12, 2021 Filed Aug 12, 2021 21:07 UTC | Fortinet, Inc. FTNT · Entity 2890 | GrantRestricted Stock Units · Derivative | 975 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051170 · doc4.xml · derivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975 Underlying: Common Stock · 975 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:21 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047163 · doc4.xml · derivative · entry 9 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,834 Underlying: Common Stock · 3,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F6 · derivative.exercise_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. F6 · derivative.expiration_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:21 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047163 · doc4.xml · derivative · entry 8 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,599 Underlying: Common Stock · 3,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F5 · derivative.exercise_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022 and 04/15/2022. F5 · derivative.expiration_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022 and 04/15/2022. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:21 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047163 · doc4.xml · derivative · entry 7 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,061 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4 · derivative.exercise_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. F4 · derivative.expiration_date: The remaining RSUs will vest on 10/15/2021, 01/15/2022, 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:21 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,812 | $55.70 | $100,928.40 |
DisclosureSEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 6 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,941 F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:21 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 5 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:21 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,833 | $55.70 | $102,098.10 |
DisclosureSEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,777 F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:21 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:21 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 969 | $55.70 | $53,973.30 |
DisclosureSEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,744 F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:21 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047163 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 572 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2021. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:29 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042004 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2020. F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2020, December 31, 2020, March 31, 2021, and the earlier of (i) June 30, 2021 and (ii) the date immediately preceding the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:29 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 448 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042004 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2020. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 17:49 UTC | MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 | Disposition to issuerPerformance Based Restricted Stock Units · Derivative | 204,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016424 · doc4.xml · derivative · entry 5 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 204,262 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F7 · derivative.exercise_price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F7 · price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. F7 · derivative.exercise_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. F7 · derivative.expiration_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 17:49 UTC | MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 | Disposition to issuerRestricted Stock Units · Derivative | 29,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016424 · doc4.xml · derivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 29,521 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F6 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024. F6 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 17:49 UTC | MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 | Disposition to issuerRestricted Stock Units · Derivative | 31,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016424 · doc4.xml · derivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 31,810 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F5 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023. F5 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 17:49 UTC | MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 | Disposition to issuerRestricted Stock Units · Derivative | 15,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016424 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,465 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F3 · price: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F4 · derivative.exercise_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022. F4 · derivative.expiration_date: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 17:49 UTC | MARVELL TECHNOLOGY GROUP LTD N/A · Entity 140170 | Disposition to issuerCommon Shares | 96,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016424 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2 · price: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:55 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Units · Derivative | 29,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027457 · doc4.xml · derivative · entry 14 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,521 Underlying: Common Shares · 29,521 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F9 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process. F9 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:55 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionRestricted Stock Units · Derivative | 34,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027457 · doc4.xml · derivative · entry 13 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 34,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F8 · derivative.exercise_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2018. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/15/2021. F8 · derivative.expiration_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2018. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/15/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.