Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP, CFO and Treasurer | August 25, 2026 | August 27, 2026 |
| Fortinet, Inc.FTNT · Entity 2890 | Director | September 30, 2026 | October 02, 2026 |
| Marvell Technology, Inc.MRVL · Entity 521 | Chief Financial Officer | January 15, 2023 | January 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 160,979 |
Ending reported balance
After 2026-08-25 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 900 · Balance 175,079 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F2: Transaction executed in multiple trades at prices ranging from $469.61 to $470.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 2 · 2026-08-25 · Sale · Disposed 800 · Balance 174,279 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F3: Transaction executed in multiple trades at prices ranging from $470.69 to $471.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 3 · 2026-08-25 · Sale · Disposed 2,513 · Balance 171,766 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F4: Transaction executed in multiple trades at prices ranging from $471.90 to $472.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 4 · 2026-08-25 · Sale · Disposed 2,327 · Balance 169,439 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F5: Transaction executed in multiple trades at prices ranging from $473.00 to $473.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 5 · 2026-08-25 · Sale · Disposed 3,831 · Balance 165,608 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F6: Transaction executed in multiple trades at prices ranging from $474.00 to $474.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 6 · 2026-08-25 · Sale · Disposed 1,429 · Balance 164,179 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F7: Transaction executed in multiple trades at prices ranging from $475.01 to $476.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 7 · 2026-08-25 · Sale · Disposed 3,100 · Balance 161,079 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F8: Transaction executed in multiple trades at prices ranging from $476.05 to $476.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 8 · 2026-08-25 · Sale · Disposed 100 · Balance 160,979 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust Hu 2025 GRAT-1 | 19,243 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 19,243 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.
F2: Transaction executed in multiple trades at prices ranging from $469.61 to $470.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: Transaction executed in multiple trades at prices ranging from $470.69 to $471.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $471.90 to $472.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $473.00 to $473.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $474.00 to $474.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: Transaction executed in multiple trades at prices ranging from $475.01 to $476.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8: Transaction executed in multiple trades at prices ranging from $476.05 to $476.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Fortinet, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,508 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Exercise / conversion · Acquired 459 · Balance 39,508 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,377 |
Reported balance
After 2026-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-30 · Exercise / conversion · Disposed 459 · Balance 1,377 F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4: RSUs do not expire; they either vest or are canceled prior to vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.
F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.
F4: RSUs do not expire; they either vest or are canceled prior to vest date.
Marvell Technology, Inc.
Report date January 15, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 245,179 |
Ending reported balance
After 2023-01-15 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2023-01-15 · Exercise / conversion · Acquired 3,976 · Balance 242,675 Row 2 · 2023-01-15 · Tax withholding · Disposed 1,194 · Balance 241,481 F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Row 3 · 2023-01-15 · Exercise / conversion · Acquired 2,460 · Balance 243,941 Row 4 · 2023-01-15 · Tax withholding · Disposed 651 · Balance 243,290 F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Row 5 · 2023-01-15 · Exercise / conversion · Acquired 2,624 · Balance 245,914 Row 6 · 2023-01-15 · Tax withholding · Disposed 735 · Balance 245,179 F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,977 |
Reported balance
After 2023-01-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-15 · Exercise / conversion · Disposed 3,976 · Balance 3,977 F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F3: The remaining RSUs will vest on 04/15/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,301 |
Reported balance
After 2023-01-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-15 · Exercise / conversion · Disposed 2,460 · Balance 12,301 F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,619 |
Reported balance
After 2023-01-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-01-15 · Exercise / conversion · Disposed 2,624 · Balance 23,619 F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F5: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").
F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.
F3: The remaining RSUs will vest on 04/15/2023.
F4: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.
F5: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MARVELL TECHNOLOGY GROUP LTD
Report date April 20, 2021 · Filed April 20, 2021
Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 1
1 source rowRow 1 · 2021-04-20 · Disposition to issuer · Disposed 96,681 · Balance 0 F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-20 · Disposition to issuer · Disposed 15,465 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-20 · Disposition to issuer · Disposed 31,810 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-20 · Disposition to issuer · Disposed 29,521 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-04-20 · Disposition to issuer · Disposed 204,262 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").
F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").
F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.
F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.
F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.
F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.
F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2023 Filed Apr 3, 2023 20:15 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 1,033 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022161 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033 Underlying: Common Stock · 1,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022. F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:15 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022161 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 65,971 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-23-000034 · wf-form4_167667205466831.xml · derivative · entry 3 Hu Jean X. · CIK 0001452385 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,971 Underlying: Common Stock · 65,971 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F5 · derivative.exercise_date: The RSUs vest 100% on the first anniversary of the date of grant. F5 · derivative.expiration_date: The RSUs vest 100% on the first anniversary of the date of grant. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 92,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-23-000034 · wf-form4_167667205466831.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,360 Underlying: Common Stock · 92,360 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F4 · derivative.exercise_date: The RSUs vest 1/3 on each of February 15, 2024, 2025 and 2026. F4 · derivative.expiration_date: The RSUs vest 1/3 on each of February 15, 2024, 2025 and 2026. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantPRSU Award · Derivative | 65,971 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-23-000034 · wf-form4_167667205466831.xml · derivative · entry 1 Hu Jean X. · CIK 0001452385 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,971 Underlying: Common Stock · 65,971 shares Expires not disclosed F1 · derivative.exercise_price: Between 0% and 250% of the target number of performance stock units ("PRSUs") may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the three-year performance period that begins February 15, 2023 and ends on February 15, 2023, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2024 fiscal year non-GAAP earnings per share exceeds AMDs 2022 fiscal year target non-GAAP earnings per share. Earned PRSUs will vest on February 15, 2026, generally subject to the Reporting Person's continued service through such date. F2 · derivative.exercise_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") of the Board of Directors of AMD based on AMD's actual performance with respect to the performance vesting conditions described in footnote 1, above. Earned and vested PRSUs will generally be settled on the later of February 15, 2026 or the date following the Compensation Committee's determination of performance. F2 · derivative.expiration_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") of the Board of Directors of AMD based on AMD's actual performance with respect to the performance vesting conditions described in footnote 1, above. Earned and vested PRSUs will generally be settled on the later of February 15, 2026 or the date following the Compensation Committee's determination of performance. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 15:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003640 · doc4.xml · derivative · entry 9 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,619 Underlying: Common Stock · 2,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F5 · derivative.exercise_date: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. F5 · derivative.expiration_date: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 15:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003640 · doc4.xml · derivative · entry 8 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,301 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4 · derivative.exercise_date: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. F4 · derivative.expiration_date: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 15:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003640 · doc4.xml · derivative · entry 7 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,977 Underlying: Common Stock · 3,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F3 · derivative.exercise_date: The remaining RSUs will vest on 04/15/2023. F3 · derivative.expiration_date: The remaining RSUs will vest on 04/15/2023. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 15:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 735 | $40.67 | $29,892.45 |
DisclosureSEC source: 0001209191-23-003640 · doc4.xml · nonDerivative · entry 6 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,179 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 15:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003640 · doc4.xml · nonDerivative · entry 5 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 15:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 651 | $40.67 | $26,476.17 |
DisclosureSEC source: 0001209191-23-003640 · doc4.xml · nonDerivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,290 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 15:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003640 · doc4.xml · nonDerivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 15:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,194 | $40.67 | $48,559.98 |
DisclosureSEC source: 0001209191-23-003640 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,481 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 15:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003640 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2022 Filed Jan 5, 2023 22:53 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 1,033 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-002017 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066 Underlying: Common Stock · 1,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022. F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| December 31, 2022 Filed Jan 5, 2023 22:53 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-002017 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 17:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053929 · doc4.xml · derivative · entry 9 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,243 Underlying: Common Stock · 2,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F5 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. F5 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 17:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053929 · doc4.xml · derivative · entry 8 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,761 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. F4 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 17:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053929 · doc4.xml · derivative · entry 7 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,953 Underlying: Common Stock · 3,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F3 · derivative.exercise_date: The remaining RSUs will vest on 01/15/2023 and 04/15/2023. F3 · derivative.expiration_date: The remaining RSUs will vest on 01/15/2023 and 04/15/2023. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 17:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,119 | $37.01 | $41,414.19 |
DisclosureSEC source: 0001209191-22-053929 · doc4.xml · nonDerivative · entry 6 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,699 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 17:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053929 · doc4.xml · nonDerivative · entry 5 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 17:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,015 | $37.01 | $37,565.15 |
DisclosureSEC source: 0001209191-22-053929 · doc4.xml · nonDerivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,194 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 17:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053929 · doc4.xml · nonDerivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 17:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,608 | $37.01 | $59,512.08 |
DisclosureSEC source: 0001209191-22-053929 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,749 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 17:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053929 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 22:34 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 1,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-051951 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,099 Underlying: Common Stock · 1,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022. F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 22:34 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-051951 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022. F2 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 20:38 UTC | Fortinet, Inc. FTNT · Entity 2890 | GrantRestricted Stock Units · Derivative | 4,131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046643 · doc4.xml · derivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131 Underlying: Common Stock · 4,131 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:06 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042550 · doc4.xml · derivative · entry 9 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,867 Underlying: Common Stock · 2,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F6 · derivative.exercise_date: The remaining RSUs will vest on 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. F6 · derivative.expiration_date: The remaining RSUs will vest on 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:06 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042550 · doc4.xml · derivative · entry 8 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,221 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F5 · derivative.exercise_date: The remaining RSUs will vest on 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. F5 · derivative.expiration_date: The remaining RSUs will vest on 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:06 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042550 · doc4.xml · derivative · entry 7 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,929 Underlying: Common Stock · 3,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4 · derivative.exercise_date: The remaining RSUs will vest on 10/15/2022, 01/15/2023 and 04/15/2023. F4 · derivative.expiration_date: The remaining RSUs will vest on 10/15/2022, 01/15/2023 and 04/15/2023. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:06 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,111 | $48.22 | $53,572.42 |
DisclosureSEC source: 0001209191-22-042550 · doc4.xml · nonDerivative · entry 6 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,381 F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:06 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042550 · doc4.xml · nonDerivative · entry 5 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:06 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,005 | $48.22 | $48,461.10 |
DisclosureSEC source: 0001209191-22-042550 · doc4.xml · nonDerivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,868 F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:06 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042550 · doc4.xml · nonDerivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:06 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,738 | $48.22 | $83,806.36 |
DisclosureSEC source: 0001209191-22-042550 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,413 F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:06 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042550 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 572 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2022. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 21:42 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038005 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021. F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 21:42 UTC | Fortinet, Inc. FTNT · Entity 2890 | Exercise / conversionCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038005 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 31,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · derivative · entry 13 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,491 Underlying: Common Stock · 31,491 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F7 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years, and were granted as part of the annual grant process. F7 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years, and were granted as part of the annual grant process. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 92,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · derivative · entry 12 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F6 · derivative.exercise_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2019. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/15/2022. F6 · derivative.expiration_date: This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2019. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/15/2022. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · derivative · entry 11 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,681 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F5 · derivative.exercise_date: The remaining RSUs will vest on 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. F5 · derivative.expiration_date: The remaining RSUs will vest on 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · derivative · entry 10 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,905 Underlying: Common Stock · 3,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4 · derivative.exercise_date: The remaining RSUs will vest on 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. F4 · derivative.expiration_date: The remaining RSUs will vest on 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · derivative · entry 9 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F3 · derivative.exercise_date: The award fully vested on 04/15/2022. F3 · derivative.expiration_date: The award fully vested on 04/15/2022. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 996 | $60.97 | $60,726.12 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 8 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,603 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 7 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,745 | $60.97 | $106,392.65 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 6 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,139 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 5 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Tax withholdingCommon Stock | 1,775 | $60.97 | $108,221.75 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,908 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:58 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024741 · doc4.xml · nonDerivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.