Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Chief Legal Officer | August 31, 2026 | September 01, 2026 |
| Owens CorningOC · Entity 3503 | Sr. VP & General Counsel | November 06, 2020 | November 10, 2020 |
| WHIRLPOOL CORP /DE/WHR · Entity 4355 | EVP & Chief Legal Officer | March 01, 2024 | March 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date August 31, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,462.455 |
Reported balance
After 2026-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-31 · Sale · Disposed 5,000 · Balance 42,462.455 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2026. F2: The amount reported includes shares subject to unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2026.
F2: The amount reported includes shares subject to unvested restricted stock units.
Owens Corning
Report date November 06, 2020 · Filed November 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $.01 Par Value CommonSEC Table I · non-derivative | Direct | 38,163.908 |
Reported balance
After 2020-11-06 transaction · row 1
1 source rowRow 1 · 2020-11-06 · Grant · Acquired 34.163 · Balance 38,163.908 F1: Additional shares reflect the reinvestment of dividends or dividend equivalents. |
Filing footnotes · ownership attribution and instrument terms
F1: Additional shares reflect the reinvestment of dividends or dividend equivalents.
WHIRLPOOL CORP /DE/
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,580.502 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Exercise / conversion · Acquired 4,288 · Balance 11,580.502 F1: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 10,328.152 |
Reported balance
After 2024-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-01 · Tax withholding · Disposed 1,252.35 · Balance 10,328.152 F2: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-01 · Exercise / conversion · Disposed 4,288 · Balance 0 F1: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
| CommonSEC Table I · non-derivative | Indirect401(k) Stock Fund | 9.8 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9.8 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2019 Filed Feb 6, 2019 21:22 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 705 | $52.87 | $37,273.35 |
DisclosureSEC source: 0001209191-19-007728 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,248.491 F1 · shares: Shares automatically withheld upon vesting of restricted stock and distribution of deferred stock to satisfy tax withholding obligations. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:22 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 600 | $51.95 | $31,170.00 |
DisclosureSEC source: 0001209191-19-006785 · doc4.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,953.491 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:22 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 449 | $52.39 | $23,523.11 |
DisclosureSEC source: 0001209191-19-006785 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,553.491 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 21:23 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 19.537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004740 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,002.491 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. F2 · balance_after: The total amount of holdings reflects an acquisition on 11/30/2018 of 170 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c). Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:17 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 18.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057377 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,812.954 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:33 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 14.863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045539 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,794.564 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:24 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 7,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044730 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,779.701 F1 · shares: Shares of restricted stock granted under the Owens Corning 2016 Stock Plan. F2 · balance_after: The total amount of holdings reflects an acquisition on May 31, 2018 of 134 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c). Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:18 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 1,476 | $66.00 | $97,416.00 |
DisclosureSEC source: 0001209191-18-031827 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692.701 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 20:23 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 11.182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024068 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,168.701 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 20:14 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 1,100 | $84.00 | $92,400.00 |
DisclosureSEC source: 0001209191-18-019545 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,157.519 Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 22:27 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 209 | $86.30 | $18,036.70 |
DisclosureSEC source: 0001209191-18-008173 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,257.519 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:25 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 425 | $92.11 | $39,146.75 |
DisclosureSEC source: 0001209191-18-006873 · doc4.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,466.519 F2 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:25 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006873 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,891.519 F1 · shares: Shares of restricted stock granted under the Owens Corning 2016 Stock Plan and pursuant to the Company's Long-Term Incentive Program. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 22:39 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 9.632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004630 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,191.519 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. F2 · balance_after: The total amount of holdings reflects an acquisition on 11/30/2017 of 131 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c). Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:26 UTC | Owens Corning OC · Entity 3503 | OtherPhantom Stock · Derivative | 86.899 | $81.89 | $7,116.16 |
DisclosureSEC source: 0001209191-17-060607 · doc4.xml · derivative · entry 2 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: $.01 Par Value Common · 86.899 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Issuer common stock. F3 · derivative.exercise_date: Phantom stock acquired through Issuer's Deferred Compensation Plan to be paid out upon Reporting Person's separation or upon the earlier of Reporting Person's separation or December 15, 2018, based on Reporting Person's election. F3 · derivative.expiration_date: Phantom stock acquired through Issuer's Deferred Compensation Plan to be paid out upon Reporting Person's separation or upon the earlier of Reporting Person's separation or December 15, 2018, based on Reporting Person's election. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:26 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 487 | $81.96 | $39,914.52 |
DisclosureSEC source: 0001209191-17-060607 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,050.887 F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $81.96 - $82.01, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:00 UTC | Owens Corning OC · Entity 3503 | GrantPhantom Stock · Derivative | 0.213 | $81.50 | $17.36 |
DisclosureSEC source: 0001209191-17-059450 · doc4.xml · derivative · entry 2 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86.899 Underlying: $.01 Par Value Common · 0.213 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Issuer common stock. F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. F3 · derivative.exercise_date: Phantom stock acquired through Issuer's Deferred Compensation Plan to be paid out upon Reporting Person's separation or upon the earlier of Reporting Person's separation or December 15, 2018, based on Reporting Person's election. F3 · derivative.expiration_date: Phantom stock acquired through Issuer's Deferred Compensation Plan to be paid out upon Reporting Person's separation or upon the earlier of Reporting Person's separation or December 15, 2018, based on Reporting Person's election. F4 · balance_after: Includes 86.686 shares of phantom stock, acquired in the OC Stock Fund of the Deferred Compensation Plan and mandatory dividend reinvestment feature of the Deferred Compensation Plan, that were not previously reported. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:00 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 10.661 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059450 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,537.887 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 22:15 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 12.855 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047779 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,527.226 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:14 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040482 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,514.371 F1 · shares: Shares of restricted stock granted under the Owens Corning 2016 Stock Plan. F2 · balance_after: The total amount of holdings reflects an acquisition on May 31, 2017 of 50 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c). Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:59 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 14.241 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025705 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,464.371 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 23:01 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 266 | $55.00 | $14,630.00 |
DisclosureSEC source: 0001209191-17-008429 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,450.13 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:32 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007621 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,716.13 F1 · shares: Shares of restricted stock granted under the Owens Corning 2016 Stock Plan and pursuant to the Company's Long-Term Incentive Program. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:57 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 16.619 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004925 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,316.13 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. F2 · balance_after: The total amount of holdings reflects an acquisition on 11/30/2016 of 49 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c). Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 20:50 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 16.761 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148446 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250.511 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.