Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Chief Legal Officer | August 31, 2026 | September 01, 2026 |
| Owens CorningOC · Entity 3503 | Sr. VP & General Counsel | November 06, 2020 | November 10, 2020 |
| WHIRLPOOL CORP /DE/WHR · Entity 4355 | EVP & Chief Legal Officer | March 01, 2024 | March 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date August 31, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,462.455 |
Reported balance
After 2026-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-31 · Sale · Disposed 5,000 · Balance 42,462.455 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2026. F2: The amount reported includes shares subject to unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2026.
F2: The amount reported includes shares subject to unvested restricted stock units.
Owens Corning
Report date November 06, 2020 · Filed November 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $.01 Par Value CommonSEC Table I · non-derivative | Direct | 38,163.908 |
Reported balance
After 2020-11-06 transaction · row 1
1 source rowRow 1 · 2020-11-06 · Grant · Acquired 34.163 · Balance 38,163.908 F1: Additional shares reflect the reinvestment of dividends or dividend equivalents. |
Filing footnotes · ownership attribution and instrument terms
F1: Additional shares reflect the reinvestment of dividends or dividend equivalents.
WHIRLPOOL CORP /DE/
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,580.502 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Exercise / conversion · Acquired 4,288 · Balance 11,580.502 F1: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 10,328.152 |
Reported balance
After 2024-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-01 · Tax withholding · Disposed 1,252.35 · Balance 10,328.152 F2: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-01 · Exercise / conversion · Disposed 4,288 · Balance 0 F1: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
| CommonSEC Table I · non-derivative | Indirect401(k) Stock Fund | 9.8 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9.8 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 1, 2026 16:08 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $302.46 | $1,512,300.00 |
DisclosureSEC source: 0001642415-26-000012 · wk-form4_1788278890.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,462.455 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2026. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 05, 2026 Filed Aug 6, 2026 15:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 5,790 | $307.42 | $1,779,961.80 |
DisclosureSEC source: 0001642415-26-000010 · wk-form4_1786030738.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,462.455 F1 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| April 27, 2026 Filed Apr 28, 2026 18:04 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,010 | $0.00 Strike: $77.04 | $0.00 |
DisclosureSEC source: 0001642415-26-000008 · wk-form4_1777399454.xml · derivative · entry 3 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,010 Underlying: Common Stock · 6,010 shares Expires 2031-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options will become exercisable in three equal installments on 03/01/2025, 03/01/2026, and 03/01/2027. Read SEC document |
| April 27, 2026 Filed Apr 28, 2026 18:04 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 6,010 | $258.66 | $1,554,546.60 |
DisclosureSEC source: 0001642415-26-000008 · wk-form4_1777399454.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,205.455 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| April 27, 2026 Filed Apr 28, 2026 18:04 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 6,010 | $77.04 | $463,004.39 |
DisclosureSEC source: 0001642415-26-000008 · wk-form4_1777399454.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,215.455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 27, 2026 Filed Mar 2, 2026 23:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,199 | $233.89 | $748,214.11 |
DisclosureSEC source: 0001642415-26-000002 · wk-form4_1772493168.xml · nonDerivative · entry 3 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,705.455 F3 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 04, 2026 Filed Mar 5, 2026 18:48 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,500 | $222.66 | $333,990.00 |
DisclosureSEC source: 0001642415-26-000006 · wk-form4_1772736532.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,205.455 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 20:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 4,000 | $232.50 | $930,000.00 |
DisclosureSEC source: 0001642415-26-000004 · wk-form4_1772568899.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,705.455 Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 23:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 8,685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001642415-26-000002 · wk-form4_1772493168.xml · derivative · entry 4 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,685 Underlying: Common Stock · 8,685 shares Expires not disclosed F4 · derivative.exercise_date: The Market-based performance restricted stock units will vest between 0% and 150% on 2/27/2029. The performance of this award is based on the percentile ranking of Lam Research's Total Shareholder Return relative to the Total Shareholder Return of the companies in the PHLX Semiconductor Total Return Index during the performance period of 02/2/2026 through 02/01/2029. F4 · derivative.expiration_date: The Market-based performance restricted stock units will vest between 0% and 150% on 2/27/2029. The performance of this award is based on the percentile ranking of Lam Research's Total Shareholder Return relative to the Total Shareholder Return of the companies in the PHLX Semiconductor Total Return Index during the performance period of 02/2/2026 through 02/01/2029. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 23:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 1,988 | $233.89 | $464,973.32 |
DisclosureSEC source: 0001642415-26-000002 · wk-form4_1772493168.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,904.455 F3 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 23:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 7,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001642415-26-000002 · wk-form4_1772493168.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,892.455 F1 · shares: The restricted stock units will vest in three equal installments on 02/27/2027, 02/27/2028, and 02/27/2029. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 15:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,010 | $0.00 Strike: $77.04 | $0.00 |
DisclosureSEC source: 0001642415-25-000005 · wk-form4_1761666777.xml · derivative · entry 4 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,020 Underlying: Common Stock · 6,010 shares Expires 2031-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options will become exercisable in three equal installments on 03/01/2025, 03/01/2026, and 03/01/2027. Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 15:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 6,010 | $157.46 | $946,334.60 |
DisclosureSEC source: 0001642415-25-000005 · wk-form4_1761666777.xml · nonDerivative · entry 3 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,786.455 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 15:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 6,010 | $77.04 | $463,004.39 |
DisclosureSEC source: 0001642415-25-000005 · wk-form4_1761666777.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,796.455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 15:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,000 | $157.48 | $472,440.00 |
DisclosureSEC source: 0001642415-25-000005 · wk-form4_1761666777.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,786.455 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 05, 2025 Filed Aug 6, 2025 17:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 5,270 | $96.68 | $509,503.60 |
DisclosureSEC source: 0000707549-25-000073 · wk-form4_1754500284.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,786.455 F3 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| April 08, 2025 Filed Aug 6, 2025 17:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | PurchaseCommon Stock | 9.455 | $63.66 | $601.91 |
DisclosureSEC source: 0000707549-25-000073 · wk-form4_1754500284.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,056.455 F1 · shares: At the election of the reporting person, the shares were acquired pursuant to a dividend reinvestment program. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 16:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 23,663 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000707549-25-000037 · wk-form4_1741106961.xml · derivative · entry 3 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,663 Underlying: Common Stock · 23,663 shares Expires not disclosed F4 · derivative.exercise_date: The Market-based performance restricted stock units will vest between 0% and 150% on 2/28/2028. The performance of this of this award is based on the percentile ranking of Lam Research's Total Shareholder Return relative to the Total Shareholder Return of the companies in the PHLX Semiconductor Total Return Index during the performance period of 02/03/2025 through 02/02/2028. F4 · derivative.expiration_date: The Market-based performance restricted stock units will vest between 0% and 150% on 2/28/2028. The performance of this of this award is based on the percentile ranking of Lam Research's Total Shareholder Return relative to the Total Shareholder Return of the companies in the PHLX Semiconductor Total Return Index during the performance period of 02/03/2025 through 02/02/2028. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 16:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 1,383 | $76.74 | $106,131.42 |
DisclosureSEC source: 0000707549-25-000037 · wk-form4_1741106961.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,047 F3 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 16:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 19,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-25-000037 · wk-form4_1741106961.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,430 F1 · shares: The restricted stock units will vest in three equal installments on 02/28/2026, 02/28/2027, and 02/28/2028 F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 15:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,803 | $0.00 Strike: $770.39 | $0.00 |
DisclosureSEC source: 0000707549-24-000101 · wk-form4_1722958602.xml · derivative · entry 4 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,803 Underlying: Common Stock · 1,803 shares Expires 2031-08-05 F3 · derivative.exercise_date: The stock options will become exercisable in three equal installments on 03/01/2025, 03/01/2026, and 03/01/2027. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 15:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 2,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000707549-24-000101 · wk-form4_1722958602.xml · derivative · entry 3 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,203 Underlying: Common Stock · 2,203 shares Expires not disclosed F4 · derivative.exercise_date: The Market-based performance restricted stock units will vest between 0% and 150% on 03/01/2027. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the PHLX Semiconductor Total Return Index Total Shareholder Return during the performance period of 02/01/2024 through 01/31/2027. F4 · derivative.expiration_date: The Market-based performance restricted stock units will vest between 0% and 150% on 03/01/2027. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the PHLX Semiconductor Total Return Index Total Shareholder Return during the performance period of 02/01/2024 through 01/31/2027. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 15:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 1,202 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-24-000101 · wk-form4_1722958602.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,707 F3 · shares: The stock options will become exercisable in three equal installments on 03/01/2025, 03/01/2026, and 03/01/2027. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 15:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 3,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-24-000101 · wk-form4_1722958602.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,505 F1 · shares: The restricted stock units will vest in three equal installments on 08/05/2025, 08/05/2026, and 08/05/2027. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:30 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 4,288 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-24-000056 · wk-form4_1709681397.xml · derivative · entry 4 Harter Ava · CIK 0001642415 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:30 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 1,252.35 | $107.39 | $134,489.87 |
DisclosureSEC source: 0000106640-24-000056 · wk-form4_1709681397.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,328.152 F2 · balance_after: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:30 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 4,288 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-24-000056 · wk-form4_1709681397.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,580.502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 19, 2024 Filed Feb 21, 2024 23:02 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantEmployee Stock Options (Right to Buy) · Derivative | 20,656 | $0.00 Strike: $108.16 | $0.00 |
DisclosureSEC source: 0000106640-24-000030 · wk-form4_1708556516.xml · derivative · entry 2 Harter Ava · CIK 0001642415 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,656 Underlying: Common Stock · 20,656 shares Expires 2034-02-19 F2 · derivative.exercise_date: Options will vest and become exercisable as follows: approximately one-third on each of the following dates: 03/01/2025, 03/01/2026, and 03/01/2027. Read SEC document |
| February 19, 2024 Filed Feb 21, 2024 23:02 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 4,288 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-24-000030 · wk-form4_1708556516.xml · derivative · entry 1 Harter Ava · CIK 0001642415 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,288 Underlying: Common Stock · 4,288 shares Expires not disclosed F1 · derivative.exercise_price: Represents amounts earned under a performance-based restricted stock unit award for the 2021-2023 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2024. F1 · derivative.exercise_date: Represents amounts earned under a performance-based restricted stock unit award for the 2021-2023 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2024. F1 · derivative.expiration_date: Represents amounts earned under a performance-based restricted stock unit award for the 2021-2023 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2024. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 21:15 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 34.163 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057625 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,163.908 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 20:14 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 5,000 | $65.25 | $326,265.00 |
DisclosureSEC source: 0001209191-20-045931 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,094.394 F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.24 - $65.27, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:33 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 35.351 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-046133 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,129.745 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:08 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 3,587 | $61.28 | $219,811.36 |
DisclosureSEC source: 0001209191-20-044466 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,094.394 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 21:01 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 2,255 | $54.82 | $123,619.10 |
DisclosureSEC source: 0001209191-20-037004 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,681.394 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. F2 · balance_after: The total amount of holdings reflects an acquisition on 05/29/2020 of 181 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c). Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:30 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 66.697 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023775 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,755.394 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 21:45 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 5,974 | $62.70 | $374,569.80 |
DisclosureSEC source: 0001209191-20-007555 · doc4.xml · nonDerivative · entry 3 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,688.697 F3 · shares: Shares automatically withheld upon the settlement of performance share units and the vesting of restricted stock units to satisfy tax withholding obligations. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:45 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 11,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007555 · doc4.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,662.697 F2 · shares: Awarded in connection with the settlement of performance share units for the performance cycle ended December 31, 2019. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:45 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 6,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007555 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,118.697 F1 · shares: Restricted stock units granted under the Owens Corning 2019 Stock Plan. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:26 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 1,369 | $61.29 | $83,906.01 |
DisclosureSEC source: 0001209191-20-006903 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,818.697 F1 · shares: Shares automatically withheld upon vesting of restricted stock and distribution of deferred stock to satisfy tax withholding obligations. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:22 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 467 | $60.49 | $28,248.83 |
DisclosureSEC source: 0001209191-20-006319 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,187.697 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 21:35 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 39.652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004271 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,654.697 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. F2 · balance_after: The total amount of holdings reflects an acquisition on 11/29/2019 of 190 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c). Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 21:15 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 5,000 | $63.25 | $316,250.00 |
DisclosureSEC source: 0001209191-19-056341 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,425.045 F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.247 - $63.277, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:21 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 37.467 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055483 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,425.045 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:15 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 2,000 | $54.84 | $109,674.00 |
DisclosureSEC source: 0001209191-19-046111 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,387.578 Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:30 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 42.215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044821 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,387.578 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:15 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 1,856 | $51.80 | $96,140.80 |
DisclosureSEC source: 0001209191-19-035778 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,345.363 F1 · balance_after: The total amount of holdings reflects an acquisition on 5/31/2019 of 186 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c). Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 20:14 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 47.872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023637 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,015.363 F1 · shares: Additional shares reflect the reinvestment of dividends or dividend equivalents. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 21:17 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 4,281 | $51.97 | $222,483.57 |
DisclosureSEC source: 0001209191-19-008490 · doc4.xml · nonDerivative · entry 3 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,967.491 F3 · shares: Shares automatically withheld upon the settlement of Performance Share Units to satisfy tax withholding obligations. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:17 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 16,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008490 · doc4.xml · nonDerivative · entry 2 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,248.491 F2 · shares: Awarded in connection with the settlement of performance share units for the three-year performance cycle ended December 31, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:17 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008490 · doc4.xml · nonDerivative · entry 1 Harter Ava · CIK 0001642415 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,048.491 F1 · shares: Shares of restricted stock granted under the Owens Corning 2016 Stock Plan and pursuant to the Company's Long-Term Incentive Program. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.