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person · Reporting owner

ROBERTS BRIAN K

Disclosed activity across 4 companies

Tapewire entity
10301
SEC CIK
0001259094

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ONTO INNOVATION INC.ONTO · Entity 3340Chief Financial OfficerSeptember 02, 2026September 05, 2026
Sensata Technologies Holding plcST · Entity 3797EVP & Chief Financial OfficerApril 01, 2025April 03, 2025
Valeritas Holdings Inc.VLRX · Entity 152233DirectorMay 16, 2019May 16, 2019
ViewRay, Inc.VRAY · Entity 111118DirectorJune 13, 2022June 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ONTO INNOVATION INC.

Report date September 02, 2026 · Filed September 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,032 Reported balance After 2026-09-02 transaction · row 1
1 source row

Row 1 · 2026-09-02 · Tax withholding · Disposed 3,239 · Balance 21,032

F1: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit or performance stock unit grants previously received by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit or performance stock unit grants previously received by the Reporting Person.

Sensata Technologies Holding plc

Report date April 01, 2025 · Filed April 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value EUR 0.01 per shareSEC Table I · non-derivativeDirect111,228 Reported balance After 2025-04-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-04-01 · Grant · Acquired 51,074 · Balance 111,228

F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2: Consists of unvested restricted securities granted to the reporting person on April 1, 2025. The restricted securities vest over three years at one third per year, beginning on April 1, 2026 subject to the reporting person's continued service.

Ordinary Shares, par value EUR 0.01 per shareSEC Table I · non-derivativeDirect108,490 Reported balance After 2025-04-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2025-04-01 · Tax withholding · Disposed 2,738 · Balance 108,490

F3: Represents shares withheld to cover taxes due by the reporting person upon vesting of certain restricted security awards.

F4: Includes 93,856 unvested restricted stock units subject to the reporting person's continued service.

Filing footnotes · ownership attribution and instrument terms

F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2: Consists of unvested restricted securities granted to the reporting person on April 1, 2025. The restricted securities vest over three years at one third per year, beginning on April 1, 2026 subject to the reporting person's continued service.

F3: Represents shares withheld to cover taxes due by the reporting person upon vesting of certain restricted security awards.

F4: Includes 93,856 unvested restricted stock units subject to the reporting person's continued service.

Valeritas Holdings Inc.

Report date May 16, 2019 · Filed May 16, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.28 · Expires 2029-05-16Direct50,000 Reported balance After 2019-05-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-05-16 · Grant · Acquired 50,000 · Balance 50,000

F1: The option vests in substantially equal quarterly increments such that the option will be fully vested on May 16, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in substantially equal quarterly increments such that the option will be fully vested on May 16, 2020.

ViewRay, Inc.

Report date June 13, 2022 · Filed June 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect202,272 Reported balance After 2022-06-13 transaction · row 1
1 source row

Row 1 · 2022-06-13 · Grant · Acquired 54,511 · Balance 202,272

F1: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 13, 2023, subject to the Reporting Person remaining a service provider through such date.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 13, 2023, subject to the Reporting Person remaining a service provider through such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2026 Filed Sep 5, 2026 01:54 UTC ONTO INNOVATION INC. ONTO · Entity 3340 Tax withholdingCommon Stock 3,239 $254.55 $824,487.45
Disclosure

SEC source: 0001259094-26-000007 · edgardoc.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,032

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit or performance stock unit grants previously received by the Reporting Person.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 23:29 UTC Amendment ONTO INNOVATION INC. ONTO · Entity 3340 Tax withholdingCommon Stock 3,239 $254.55 $824,487.45
Disclosure

SEC source: 0001259094-26-000005 · edgardoc.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,032

F1 · shares: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit or performance stock unit grants previously received by the Reporting Person.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:47 UTC ONTO INNOVATION INC. ONTO · Entity 3340 GrantPerformance Stock Unit · Derivative 1,548 $0.00 $0.00
Disclosure

SEC source: 0001259094-26-000002 · edgardoc.xml · derivative · entry 3

ROBERTS BRIAN K · CIK 0001259094 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,548

Underlying: Common Stock · 1,548 shares

Expires 2029-03-02

F2 · derivative.exercise_price: The Reporting Person was granted performance stock units ("PSUs"), each of which represents a contingent right to receive one share of ONTO common stock. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number shown, and is based on specific performance criteria from the award date through the expiration date.

F2 · derivative.exercise_date: The Reporting Person was granted performance stock units ("PSUs"), each of which represents a contingent right to receive one share of ONTO common stock. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number shown, and is based on specific performance criteria from the award date through the expiration date.

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March 02, 2026 Filed Mar 4, 2026 21:47 UTC ONTO INNOVATION INC. ONTO · Entity 3340 GrantPerformance Stock Unit · Derivative 1,548 $0.00 $0.00
Disclosure

SEC source: 0001259094-26-000002 · edgardoc.xml · derivative · entry 2

ROBERTS BRIAN K · CIK 0001259094 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,548

Underlying: Common Stock · 1,548 shares

Expires 2028-03-02

F2 · derivative.exercise_price: The Reporting Person was granted performance stock units ("PSUs"), each of which represents a contingent right to receive one share of ONTO common stock. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number shown, and is based on specific performance criteria from the award date through the expiration date.

F2 · derivative.exercise_date: The Reporting Person was granted performance stock units ("PSUs"), each of which represents a contingent right to receive one share of ONTO common stock. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number shown, and is based on specific performance criteria from the award date through the expiration date.

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March 02, 2026 Filed Mar 4, 2026 21:47 UTC ONTO INNOVATION INC. ONTO · Entity 3340 GrantCommon Stock 3,096 $0.00 $0.00
Disclosure

SEC source: 0001259094-26-000002 · edgardoc.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,271

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. The RSUs vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

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September 02, 2025 Filed Sep 3, 2025 20:08 UTC ONTO INNOVATION INC. ONTO · Entity 3340 GrantCommon Stock 21,175 $0.00 $0.00
Disclosure

SEC source: 0002022859-25-000078 · edgardoc.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,175

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. The RSUs vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:04 UTC Sensata Technologies Holding plc ST · Entity 3797 Tax withholdingOrdinary Shares, par value EUR 0.01 per share 2,738 $24.23 $66,341.74
Disclosure

SEC source: 0001477294-25-000036 · wk-form4_1743714289.xml · nonDerivative · entry 2

ROBERTS BRIAN K · CIK 0001259094 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,490

F3 · shares: Represents shares withheld to cover taxes due by the reporting person upon vesting of certain restricted security awards.

F4 · balance_after: Includes 93,856 unvested restricted stock units subject to the reporting person's continued service.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:04 UTC Sensata Technologies Holding plc ST · Entity 3797 GrantOrdinary Shares, par value EUR 0.01 per share 51,074 $0.00 $0.00
Disclosure

SEC source: 0001477294-25-000036 · wk-form4_1743714289.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,228

F1 · kind: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2 · shares: Consists of unvested restricted securities granted to the reporting person on April 1, 2025. The restricted securities vest over three years at one third per year, beginning on April 1, 2026 subject to the reporting person's continued service.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:13 UTC Sensata Technologies Holding plc ST · Entity 3797 Tax withholdingOrdinary Shares, par value EUR 0.01 per share 774 $33.48 $25,913.52
Disclosure

SEC source: 0001477294-24-000193 · wk-form4_1731445989.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,154

F1 · shares: Represents shares withheld to cover taxes due by the reporting person upon vesting of certain restricted security awards.

F2 · balance_after: Includes 48,954 unvested restricted stock units subject to the reporting person's continued service.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 20:15 UTC Sensata Technologies Holding plc ST · Entity 3797 Tax withholdingOrdinary Shares, par value EUR 0.01 per share 7,442 $35.33 $262,925.86
Disclosure

SEC source: 0001477294-24-000174 · wk-form4_1730405694.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,928

F1 · shares: Represents shares withheld to cover taxes due by the reporting person upon vesting of certain restricted security awards.

F2 · balance_after: Includes 51,591 unvested restricted stock units subject to the reporting person's continued service.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:37 UTC Sensata Technologies Holding plc ST · Entity 3797 GrantOrdinary Shares, par value EUR 0.01 per share 41,947 $0.00 $0.00
Disclosure

SEC source: 0001477294-24-000072 · wk-form4_1714603014.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,370

F1 · kind: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2 · shares: Consists of unvested restricted securities granted to the reporting person on April 29, 2024. The restricted securities will vest 40% upon the earlier of (i) October 29, 2024 or (ii) the commencement of employment of the new Chief Executive Officer (other than on an interim basis) ("the Permanent CEO"). The remaining 60% will vest upon the earlier of (i) October 29, 2025 or (ii) twelve months following the commencement of employment of the Permanent CEO.

F3 · balance_after: Includes 68,370 unvested restricted stock units subject to the reporting person's continued service.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:05 UTC Sensata Technologies Holding plc ST · Entity 3797 GrantOrdinary Shares, par value EUR 0.01 per share 18,514 $0.00 $0.00
Disclosure

SEC source: 0001477294-24-000035 · wk-form4_1712181928.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,423

F1 · kind: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2 · shares: Consists of unvested restricted securities granted to the reporting person on April 1, 2024. The restricted securities vest over three years at one third per year, beginning on April 1, 2025 subject to the reporting person's continued service.

F3 · balance_after: Includes 26,423 unvested restricted stock units subject to the reporting person's continued service.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 21:29 UTC Sensata Technologies Holding plc ST · Entity 3797 GrantOrdinary Shares, par value EUR 0.01 per share 7,909 $0.00 $0.00
Disclosure

SEC source: 0001477294-23-000143 · wk-form4_1699565337.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,909

F1 · kind: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2 · shares: Consists of unvested restricted securities granted to the reporting person on November 7, 2023. The restricted securities vest over three years at one third per year, beginning on November 7, 2024 subject to the reporting person's continued service.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 16:11 UTC ViewRay, Inc. VRAY · Entity 111118 GrantCommon Stock 54,511 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-017232 · wf-form4_165532387896800.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,272

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 13, 2023, subject to the Reporting Person remaining a service provider through such date.

Read SEC document
May 18, 2022 Filed May 19, 2022 16:53 UTC ViewRay, Inc. VRAY · Entity 111118 PurchaseCommon Stock 16,000 $2.98 $47,680.00
Disclosure

SEC source: 0001628280-22-014898 · wf-form4_165299361716736.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,761

F1 · price: Reflects average weighted purchase price. Actual purchase prices ranged from $2.95 to $2.99 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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June 14, 2021 Filed Jun 16, 2021 16:28 UTC ViewRay, Inc. VRAY · Entity 111118 GrantCommon Stock 19,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040916 · doc4.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,761

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 14, 2022, subject to the Reporting Person remaining a service provider through such date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:09 UTC ViewRay, Inc. VRAY · Entity 111118 GrantCommon Stock 52,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037387 · doc4.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,002

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 15, 2021, subject to the Reporting Person remaining a service provider through such date.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 18:08 UTC ViewRay, Inc. VRAY · Entity 111118 GrantCommon Stock 12,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002084 · doc4.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,250

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on June 12, 2020, subject to the Reporting Person remaining a service provider through such date.

Read SEC document
May 16, 2019 Filed May 16, 2019 16:23 UTC Valeritas Holdings Inc. VLRX · Entity 152233 GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001619250-19-000060 · wf-form4_155803816541745.xml · derivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-05-16

F1 · derivative.exercise_date: The option vests in substantially equal quarterly increments such that the option will be fully vested on May 16, 2020.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 20:25 UTC ViewRay, Inc. VRAY · Entity 111118 GrantCommon Stock 18,668 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-000204 · ownership.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,543

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on January 2, 2020 (the one-year anniversary of the grant date), subject to the Reporting Person remaining a service provider through such date.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 17:00 UTC ViewRay, Inc. VRAY · Entity 111118 GrantStock Option (right to buy) · Derivative 19,116 $0.00 Strike: $5.21 $0.00
Disclosure

SEC source: 0000950103-18-015094 · dp100067_4-roberts.xml · derivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,116

Underlying: Common Stock · 19,116 shares

Expires 2028-12-21

F1 · derivative.exercise_date: All of the shares subject to the option had vested and were exercisable as of December 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 11:51 UTC Valeritas Holdings Inc. VLRX · Entity 152233 GrantEmployee Stock Option (Right to Buy) · Derivative 49,000 $0.00 Strike: $0.41 $0.00
Disclosure

SEC source: 0001259094-18-000005 · wf-form4_154281906402851.xml · derivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Common Stock · 49,000 shares

Expires 2028-11-19

F1 · derivative.exercise_date: 50% of the option shall vest on November 19, 2019, the one-year anniversary of the date of grant. The remaining shares underlying the option vest in substantially equal quarterly installments for 4 quarters after such one-year anniversary, such that the option will fully vest on November 19, 2020.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 19:16 UTC ViewRay, Inc. VRAY · Entity 111118 GrantCommon Stock 2,893 $8.18 $23,664.74
Disclosure

SEC source: 0000950103-18-009459 · dp94309_4-roberts.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,875

F1 · price: These shares were issued to the reporting person pursuant to ViewRay, Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $23,667.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 17:53 UTC Valeritas Holdings Inc. VLRX · Entity 152233 GrantEmployee Stock Option (Right to Buy) · Derivative 6,800 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001259094-18-000002 · wf-form4_153246920882679.xml · derivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 6,800 shares

Expires 2028-07-20

F1 · derivative.exercise_date: 1. The option vests in substantially equal quarterly increments such that the option will fully vest on July 20, 2019.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 17:42 UTC ViewRay, Inc. VRAY · Entity 111118 GrantCommon Stock 4,564 $7.12 $32,495.68
Disclosure

SEC source: 0000950103-18-008367 · dp93194_4-roberts.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,982

F1 · shares: 1/6th of these shares shall vest and become exercisable on the last day of each calendar month beginning on July 31, 2018, such that 100% of the shares will be vested on December 31, 2018, subject to the Reporting Person remaining a service provider through each such vesting date.

F2 · price: These shares were issued to the reporting person pursuant to ViewRay, Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $32,500.

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November 15, 2017 Filed Apr 25, 2018 17:05 UTC ViewRay, Inc. VRAY · Entity 111118 GrantStock Option (right to buy) · Derivative 45,633 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0000950103-18-005162 · dp89953_4-roberts.xml · derivative · entry 2

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,633

Underlying: Common Stock · 45,633 shares

Expires 2027-11-15

F3 · derivative.exercise_date: 27,174 of the shares subject to the option were fully vested on November 15, 2017. 1/12 of the remaining 18,459 shares subject to the option vested and became exercisable on each monthly anniversary measured from June 19, 2017, such that 100% of the shares subject to the option will fully vest on June 19, 2018.

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November 15, 2017 Filed Apr 25, 2018 17:05 UTC ViewRay, Inc. VRAY · Entity 111118 GrantCommon Stock 7,481 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-005162 · dp89953_4-roberts.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,418

F1 · shares: The reported securities are fully vested RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon the earlier of (i) the Reporting Person's termination of service from the Issuer's board of directors or (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan.

F2 · balance_after: Consists of RSUs.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 17:40 UTC Valeritas Holdings Inc. VLRX · Entity 152233 GrantEmployee Stock Option (Right to Buy) · Derivative 11,700 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0000899243-17-008670 · doc4.xml · derivative · entry 2

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Underlying: Common Stock · 11,700 shares

Expires 2027-03-23

F1 · derivative.exercise_date: The option vests in substantially equal quarterly installments such that the option will be fully vested on March 23, 2019.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 17:40 UTC Valeritas Holdings Inc. VLRX · Entity 152233 PurchaseCommon Stock 800 $10.00 $8,000.00
Disclosure

SEC source: 0000899243-17-008670 · doc4.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Read SEC document
September 13, 2016 Filed Sep 15, 2016 20:34 UTC ViewRay, Inc. VRAY · Entity 111118 GrantCommon Stock 12,937 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-079958 · doc1.xml · nonDerivative · entry 1

ROBERTS BRIAN K · CIK 0001259094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,937

F1 · shares: Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 100% of the RSUs shall be fully vested as of the date of grant, however, delivery of the shares will be deferred until the earlier of (i) the Reporting Person's termination of service from the Issuer's board of directors or (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.