Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.HAPN · Entity 4526 | General Counsel & Secretary | September 03, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date September 03, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,413 |
Reported balance
After 2026-09-03 transaction · row 1
1 source rowRow 1 · 2026-09-03 · Sale · Disposed 2,800 · Balance 106,413 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2025 Filed Feb 27, 2025 23:23 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007136 · form4.xml · derivative · entry 5 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:23 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,448 | $12.47 | $67,936.56 |
DisclosureSEC source: 0001127602-25-007136 · form4.xml · nonDerivative · entry 4 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,561 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:23 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007136 · form4.xml · nonDerivative · entry 3 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:23 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007136 · form4.xml · nonDerivative · entry 2 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:23 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007136 · form4.xml · nonDerivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 23:36 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 7,000 | $13.88 | $97,181.70 |
DisclosureSEC source: 0001127602-25-006278 · form4.xml · nonDerivative · entry 2 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,263 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades during the date at prices ranging from $13.62 to $14.15. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 23:36 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 7,000 | $14.10 | $98,685.30 |
DisclosureSEC source: 0001127602-25-006278 · form4.xml · nonDerivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,263 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $14.03 to $14.20. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,728 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028201 · form4.xml · derivative · entry 7 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,552 Underlying: Common Stock · 5,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028201 · form4.xml · derivative · entry 6 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,447 Underlying: Common Stock · 2,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,127 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028201 · form4.xml · derivative · entry 5 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,128 Underlying: Common Stock · 2,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:50 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,866 | $16.73 | $81,408.18 |
DisclosureSEC source: 0001127602-24-028201 · form4.xml · nonDerivative · entry 4 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,263 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028201 · form4.xml · nonDerivative · entry 3 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028201 · form4.xml · nonDerivative · entry 2 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028201 · form4.xml · nonDerivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 23:17 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 22,000 | $14.83 | $326,180.80 |
DisclosureSEC source: 0001127602-24-027104 · form4.xml · nonDerivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,385 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $14.68 to $14.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,728 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023091 · form4.xml · derivative · entry 7 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,280 Underlying: Common Stock · 5,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023091 · form4.xml · derivative · entry 6 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,336 Underlying: Common Stock · 2,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023091 · form4.xml · derivative · entry 5 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,255 Underlying: Common Stock · 2,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:35 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,849 | $12.33 | $59,788.17 |
DisclosureSEC source: 0001127602-24-023091 · form4.xml · nonDerivative · entry 4 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,385 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023091 · form4.xml · nonDerivative · entry 3 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023091 · form4.xml · nonDerivative · entry 2 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023091 · form4.xml · nonDerivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016829 · form4.xml · derivative · entry 9 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,008 Underlying: Common Stock · 5,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016829 · form4.xml · derivative · entry 8 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,225 Underlying: Common Stock · 2,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,127 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016829 · form4.xml · derivative · entry 7 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,383 Underlying: Common Stock · 2,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,323 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016829 · form4.xml · derivative · entry 6 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 9,849 | $9.02 | $88,837.98 |
DisclosureSEC source: 0001127602-24-016829 · form4.xml · nonDerivative · entry 5 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,489 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016829 · form4.xml · nonDerivative · entry 4 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016829 · form4.xml · nonDerivative · entry 3 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016829 · form4.xml · nonDerivative · entry 2 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016829 · form4.xml · nonDerivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 21, 2024 Filed Mar 26, 2024 00:36 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 68,735 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011146 · form4.xml · derivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,735 Underlying: Common Stock · 68,735 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,890 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007322 · form4.xml · derivative · entry 9 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,114 Underlying: Common Stock · 2,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007322 · form4.xml · derivative · entry 8 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,510 Underlying: Common Stock · 2,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,695 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007322 · form4.xml · derivative · entry 7 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007322 · form4.xml · derivative · entry 6 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,323 Underlying: Common Stock · 11,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:33 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 9,236 | $8.15 | $75,273.40 |
DisclosureSEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 5 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,272 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 4 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 3 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 2 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 23:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · derivative · entry 9 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,004 Underlying: Common Stock · 2,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,127 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · derivative · entry 8 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,638 Underlying: Common Stock · 2,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,695 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · derivative · entry 7 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,695 Underlying: Common Stock · 2,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,323 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · derivative · entry 6 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,645 Underlying: Common Stock · 11,323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 8,377 | $5.61 | $46,994.97 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 5 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,473 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 4 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 3 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 2 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.