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Cheng Jordan

Disclosed activity across 1 company

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10277
SEC CIK
0001998222

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Happen, Inc.HAPN · Entity 4526General Counsel & SecretarySeptember 03, 2026September 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Happen, Inc.

Report date September 03, 2026 · Filed September 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect106,413 Reported balance After 2026-09-03 transaction · row 1
1 source row

Row 1 · 2026-09-03 · Sale · Disposed 2,800 · Balance 106,413

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2026 Filed Sep 4, 2026 22:40 UTC Happen, Inc. HAPN · Entity 4526 SaleCommon Stock 2,800 $17.56 $49,168.00
Disclosure

SEC source: 0001409970-26-000194 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,413

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:05 UTC Happen, Inc. HAPN · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,884 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000180 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,838

Underlying: Common Stock · 2,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:05 UTC Happen, Inc. HAPN · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000180 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,025

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:05 UTC Happen, Inc. HAPN · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000180 · form4.xml · derivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,456

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:05 UTC Happen, Inc. HAPN · Entity 4526 Tax withholdingCommon Stock 5,477 $18.25 $99,955.25
Disclosure

SEC source: 0001409970-26-000180 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,213

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:05 UTC Happen, Inc. HAPN · Entity 4526 Exercise / conversionCommon Stock 2,884 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000180 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:05 UTC Happen, Inc. HAPN · Entity 4526 Exercise / conversionCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000180 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:05 UTC Happen, Inc. HAPN · Entity 4526 Exercise / conversionCommon Stock 5,728 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000180 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:11 UTC Happen, Inc. HAPN · Entity 4526 SaleCommon Stock 5,500 $20.85 $114,693.70
Disclosure

SEC source: 0001409970-26-000148 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,574

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $20.62 to $20.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 10, 2026 Filed Jun 11, 2026 22:12 UTC Happen, Inc. LC · Entity 4526 SaleCommon Stock 5,500 $17.46 $96,030.00
Disclosure

SEC source: 0001409970-26-000120 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,074

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 28, 2026 Filed May 29, 2026 23:25 UTC Happen, Inc. LC · Entity 4526 SaleCommon Stock 5,500 $17.00 $93,500.00
Disclosure

SEC source: 0001409970-26-000079 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,574

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 25, 2026 Filed May 27, 2026 22:51 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000069 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,722

Underlying: Common Stock · 2,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2026 Filed May 27, 2026 22:51 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000069 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,529

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2026 Filed May 27, 2026 22:51 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000069 · form4.xml · derivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,184

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2026 Filed May 27, 2026 22:51 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 5,480 $15.63 $85,652.40
Disclosure

SEC source: 0001409970-26-000069 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,074

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2026 Filed May 27, 2026 22:51 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 2,883 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000069 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2026 Filed May 27, 2026 22:51 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000069 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2026 Filed May 27, 2026 22:51 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 5,728 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000069 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 23:22 UTC Happen, Inc. LC · Entity 4526 GrantRestricted Stock Unit (RSU) · Derivative 34,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000046 · form4.xml · derivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,605

Underlying: Common Stock · 34,605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,033

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,912

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · derivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 5,963 $15.02 $89,564.26
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,439

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 5,728 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:43 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 2,890 $0.00 $0.00
Disclosure

SEC source: 0001409970-26-000035 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,537

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,640

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,889 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · derivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,890

Underlying: Common Stock · 2,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 5,552 $16.80 $93,273.60
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,280

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 5,728 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:44 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 2,889 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000089 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,041

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,368

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,889 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · derivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,779

Underlying: Common Stock · 2,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 5,547 $16.31 $90,471.57
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,711

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 5,728 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 2,889 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2025 Filed May 28, 2025 21:14 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015837 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,545

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2025 Filed May 28, 2025 21:14 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015837 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,096

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2025 Filed May 28, 2025 21:14 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,889 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015837 · form4.xml · derivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,668

Underlying: Common Stock · 2,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2025 Filed May 28, 2025 21:14 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 5,545 $9.86 $54,673.70
Disclosure

SEC source: 0001127602-25-015837 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,137

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2025 Filed May 28, 2025 21:14 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015837 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2025 Filed May 28, 2025 21:14 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 5,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015837 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2025 Filed May 28, 2025 21:14 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 2,889 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015837 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
March 05, 2025 Filed Mar 14, 2025 21:20 UTC Happen, Inc. LC · Entity 4526 GrantRestricted Stock Unit (RSU) · Derivative 42,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-009523 · form4.xml · derivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,049

Underlying: Common Stock · 42,049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 23:23 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007136 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,824

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 23:23 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007136 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,557

Underlying: Common Stock · 2,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.