Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SPRUCE POWER HOLDING CORPSPRU · Entity 7389 | Director · See Explanation of Responses | September 02, 2026 | September 04, 2026 |
| STEEL PARTNERS HOLDINGS L.P.SPLP · Entity 51727 | Director · President · 10% owner | May 14, 2025 | May 16, 2025 |
| Trinity Place Holdings Inc.TPHS · Entity 9674 | Director | February 18, 2025 | February 21, 2025 |
| Wilhelmina International, Inc.WHLM · Entity 84004 | See Explanation of Responses | November 20, 2024 | November 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SPRUCE POWER HOLDING CORP
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 155,140 |
Reported balance
After 2026-09-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-02 · Grant · Acquired 105,140 · Balance 155,140 F1: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his pecuniary interest therein. F2: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-third of the RSUs vest on each of September 2, 2027, September 2, 2028 and September 2, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his pecuniary interest therein.
F2: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-third of the RSUs vest on each of September 2, 2027, September 2, 2028 and September 2, 2029.
STEEL PARTNERS HOLDINGS L.P.
Report date May 14, 2025 · Filed May 16, 2025
Jointly reported with EMH Howard LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 6% Series A Preferred UnitsSEC Table I · non-derivative | Direct | 143,516 |
Reported balance
After 2025-05-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-05-14 · Purchase · Acquired 29,000 · Balance 143,516 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. |
| 6% Series A Preferred UnitsSEC Table I · non-derivative | IndirectBy EMH Howard, LLC | 62,149 |
Reported balance
After 2025-05-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-05-14 · Sale · Disposed 25,500 · Balance 62,149 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. F2: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH. |
| Common Units, no par valueSEC Table I · non-derivative | Direct | 2,070,121 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,070,121 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. |
| Common Units, no par valueSEC Table I · non-derivative | IndirectBy Article V Trust | 1,648,540 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,648,540 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. F3: Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust. |
| Common Units, no par valueSEC Table I · non-derivative | IndirectBy Daughter | 2,000 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,000 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. F6: Mr. Howard disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Howard is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7: Includes 1,000 Common Units held in a Uniform Gifts to Minors Act (UGMA) account of which Mr. Howard's adult daughter is the custodian. |
| Common Units, no par valueSEC Table I · non-derivative | IndirectBy Daughter | 1,000 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,000 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. F6: Mr. Howard disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Howard is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Units, no par valueSEC Table I · non-derivative | IndirectBy Daughter | 1,000 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,000 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. F6: Mr. Howard disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Howard is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Units, no par valueSEC Table I · non-derivative | IndirectBy EMH Howard, LLC | 114,794 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 114,794 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. F2: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH. |
| Common Units, no par valueSEC Table I · non-derivative | IndirectBy Spouse | 312.5 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 312.5 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. |
| Common Units, no par valueSEC Table I · non-derivative | IndirectBy II Trust | 1,551,652 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 1,551,652 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. F4: Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust. |
| Common Units, no par valueSEC Table I · non-derivative | IndirectBy III Trust | 755,938 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 755,938 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. F5: Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust. |
| Common Units, no par valueSEC Table I · non-derivative | IndirectBy SPH SPV-I LLC | 1 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 1 F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.
F2: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.
F3: Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.
F4: Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.
F5: Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust.
F6: Mr. Howard disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Howard is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F7: Includes 1,000 Common Units held in a Uniform Gifts to Minors Act (UGMA) account of which Mr. Howard's adult daughter is the custodian.
Trinity Place Holdings Inc.
Report date February 18, 2025 · Filed February 21, 2025
This filing explicitly reported no securities owned.
Wilhelmina International, Inc.
Report date November 20, 2024 · Filed November 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 106 |
Reported balance
Holding disclosure · report date 2024-11-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 106 F1: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HANDY & HARMAN LTD.
Report date October 12, 2017 · Filed October 16, 2017
Section 16 reporting ended · disclosed 2017-10-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-10-12 · Sale · Disposed 191,305 · Balance 0 F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017. F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy EMH Howard, LLC | 0 |
Reported balance
After 2017-10-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-10-12 · Sale · Disposed 57,642 · Balance 0 F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017. F3: Mr. Howard is the managing member of EMH Howard, LLC and may be deemed to have investment and voting power with respect to the 6% Series A Preferred Units held by EMH Howard, LLC. Mr. Howard disclaims beneficial ownership of such 6% Series A Preferred Units beneficially owned by EMH Howard, LLC, except to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.
F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.
F3: Mr. Howard is the managing member of EMH Howard, LLC and may be deemed to have investment and voting power with respect to the 6% Series A Preferred Units held by EMH Howard, LLC. Mr. Howard disclaims beneficial ownership of such 6% Series A Preferred Units beneficially owned by EMH Howard, LLC, except to the extent of his pecuniary interest.
Steel Connect LLC
Report date January 02, 2025 · Filed January 07, 2025
Section 16 reporting ended · disclosed 2025-01-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-01-02 · Disposition to issuer · Disposed 114,828 · Balance 0 F1: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The reporting person disclaims beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). F3: At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The reporting person disclaims beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.
F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger").
F3: At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").
F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.
F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2016 Filed Nov 18, 2016 11:36 UTC | HANDY & HARMAN LTD. HNH · Entity 84450 | SaleCommon Stock, par value $0.01 per share | 6,184 | $22.23 | $137,459.81 |
DisclosureSEC source: 0001225208-16-041957 · doc4.xml · nonDerivative · entry 1 HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,305 F1 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 15:03 UTC | HANDY & HARMAN LTD. HNH · Entity 84450 | SaleCommon Stock, par value $0.01 per share | 600 | $23.00 | $13,802.52 |
DisclosureSEC source: 0001225208-16-041930 · doc4.xml · nonDerivative · entry 1 HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,489 F1 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 12:29 UTC | HANDY & HARMAN LTD. HNH · Entity 84450 | SaleCommon Stock, par value $0.01 per share | 3,600 | $23.65 | $85,155.12 |
DisclosureSEC source: 0001225208-16-041828 · doc4.xml · nonDerivative · entry 1 HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,089 F1 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 13:53 UTC | HANDY & HARMAN LTD. HNH · Entity 84450 | SaleCommon Stock, par value $0.01 per share | 8,744 | $23.76 | $207,749.57 |
DisclosureSEC source: 0001225208-16-041765 · doc4.xml · nonDerivative · entry 1 HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,689 F1 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 13:12 UTC | HANDY & HARMAN LTD. HNH · Entity 84450 | SaleCommon Stock, par value $0.01 per share | 5,872 | $23.81 | $139,812.91 |
DisclosureSEC source: 0001225208-16-041558 · doc4.xml · nonDerivative · entry 1 HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,433 F1 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. Read SEC document |
| April 13, 2016 Filed Mar 29, 2018 20:44 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units, no par value | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001112 · form404197004how_03292018.xml · nonDerivative · entry 1 HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner EMH Howard LLC · CIK 0001443099 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,515,228 F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · balance_after: Includes 264,267 Common Units previously reported as owned indirectly by Mr. Howard through his sub-account within SPH SPV-I LLC that are now owned directly by him. Read SEC document |
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