HOWARD JACK L

SEC source: 0000921895-22-001121 · form409369how_04052022.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,846

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-22-000070 · form409369how_01042022.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,694

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on January 1, 2023, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-21-002840 · form404197004_12132021.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By II Trust

Disclosed balance after: 1,551,652

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

F4 · ownership.nature: Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.

SEC source: 0000921895-21-002818 · form404197004how_12082021.xml · nonDerivative · entry 5

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By III Trust

Disclosed balance after: 755,938

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

F5 · ownership.nature: Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust.

SEC source: 0000921895-21-002818 · form404197004how_12082021.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By II Trust

Disclosed balance after: 1,547,152

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

F4 · ownership.nature: Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.

SEC source: 0000921895-21-002381 · form409369how_10052021.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,589

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on October 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-21-002157 · form404197058how_08192021.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,019

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Represents shares of Common Stock surrendered to the Issuer that is exempt under Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-21-001779 · form409369how_07062021.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870,686

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on July 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date.

F3 · balance_after: Includes 150,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the reporting person's continuous service with the Issuer from the grant date through the vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-21-001183 · form404197004_04302021.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPH SPV-I LLC

Disclosed balance after: 1

F1 · shares: Represents Common Units gifted to the Reporting Person by the Assignor pursuant to an Assignment and Assumption Agreement between Douglas B. Woodworth and Jack L. Howard. As a result, the Reporting Person now indirectly beneficially owns such Common Units.

SEC source: 0000921895-21-000971 · form409369how_04052021.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858,795

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on April 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date.

F3 · balance_after: Includes 150,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the reporting person's continuous service with the Issuer from the grant date through the vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-22-000172 · form504197004_01182022.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 312.5

F1 · security: This Form 5 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

SEC source: 0000921895-21-000135 · form409369how_01222021.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845,121

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on January 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date.

F3 · balance_after: Includes 150,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the reporting person's continuous service with the Issuer from the grant date through the vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-20-003294 · form404197004how_12292020.xml · nonDerivative · entry 7

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By II Trust

Disclosed balance after: 1,539,152

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

F4 · ownership.nature: Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.

SEC source: 0000921895-20-003294 · form404197004how_12292020.xml · nonDerivative · entry 5

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 57,306

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

F3 · ownership.nature: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.

SEC source: 0000921895-20-003294 · form404197004how_12292020.xml · nonDerivative · entry 3

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,719,178

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

SEC source: 0000921895-20-003294 · form404197004how_12292020.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,709,178

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

SEC source: 0000921895-20-003294 · form404197004how_12292020.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 47,306

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

F3 · ownership.nature: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.

SEC source: 0000921895-20-003294 · form404197004how_12292020.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689,178

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

SEC source: 0000921895-20-001836 · form404197004how_06182020.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 87,649

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

F6 · kind: The Issuer declared a regular quarterly cash distribution of $0.375 per unit, payable June 15, 2020, to unitholders of record as of June 1, 2020, on its Series A Preferred. Such distributions were made in kind, such that holders of Series A Preferred received additional units equal to the product of units held and the $0.375 per unit quarterly dividend divided by the Series A Preferred liquidation preference of $25.00 per unit. No fraction of a Series A Preferred was issued by virtue of the quarterly dividend, but in lieu thereof each preferred unitholder was paid an amount of cash (rounded to the nearest whole cent), without interest, equal to the product of (i) such fraction, multiplied by (ii) the $25.00 Series A liquidation preference. The distribution of Series A Preferred to the Reporting Person is exempt from Section 16(a) under Rule 16a-9(a) and exempt from Section 16(b) under Rule 16a-10 and is reported herein on a voluntary basis.

F6 · price: The Issuer declared a regular quarterly cash distribution of $0.375 per unit, payable June 15, 2020, to unitholders of record as of June 1, 2020, on its Series A Preferred. Such distributions were made in kind, such that holders of Series A Preferred received additional units equal to the product of units held and the $0.375 per unit quarterly dividend divided by the Series A Preferred liquidation preference of $25.00 per unit. No fraction of a Series A Preferred was issued by virtue of the quarterly dividend, but in lieu thereof each preferred unitholder was paid an amount of cash (rounded to the nearest whole cent), without interest, equal to the product of (i) such fraction, multiplied by (ii) the $25.00 Series A liquidation preference. The distribution of Series A Preferred to the Reporting Person is exempt from Section 16(a) under Rule 16a-9(a) and exempt from Section 16(b) under Rule 16a-10 and is reported herein on a voluntary basis.

F3 · ownership.nature: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.

SEC source: 0000921895-20-001836 · form404197004how_06182020.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,375

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.

F6 · kind: The Issuer declared a regular quarterly cash distribution of $0.375 per unit, payable June 15, 2020, to unitholders of record as of June 1, 2020, on its Series A Preferred. Such distributions were made in kind, such that holders of Series A Preferred received additional units equal to the product of units held and the $0.375 per unit quarterly dividend divided by the Series A Preferred liquidation preference of $25.00 per unit. No fraction of a Series A Preferred was issued by virtue of the quarterly dividend, but in lieu thereof each preferred unitholder was paid an amount of cash (rounded to the nearest whole cent), without interest, equal to the product of (i) such fraction, multiplied by (ii) the $25.00 Series A liquidation preference. The distribution of Series A Preferred to the Reporting Person is exempt from Section 16(a) under Rule 16a-9(a) and exempt from Section 16(b) under Rule 16a-10 and is reported herein on a voluntary basis.

F6 · price: The Issuer declared a regular quarterly cash distribution of $0.375 per unit, payable June 15, 2020, to unitholders of record as of June 1, 2020, on its Series A Preferred. Such distributions were made in kind, such that holders of Series A Preferred received additional units equal to the product of units held and the $0.375 per unit quarterly dividend divided by the Series A Preferred liquidation preference of $25.00 per unit. No fraction of a Series A Preferred was issued by virtue of the quarterly dividend, but in lieu thereof each preferred unitholder was paid an amount of cash (rounded to the nearest whole cent), without interest, equal to the product of (i) such fraction, multiplied by (ii) the $25.00 Series A liquidation preference. The distribution of Series A Preferred to the Reporting Person is exempt from Section 16(a) under Rule 16a-9(a) and exempt from Section 16(b) under Rule 16a-10 and is reported herein on a voluntary basis.

SEC source: 0000921895-20-000314 · form404197001how_02072020.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 86,354

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes 6% Series A Preferred Units of the Issuer (the "Units") held by an entity that is 100% owned by him.

F2 · shares: Represents Units that were called for redemption by the Issuer for a price equal to $25.00 per Unit, plus an amount of $0.22 per Unit, equal to any accumulated and unpaid distributions up to, but excluding, the redemption date.

F3 · ownership.nature: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Units held by EMH.

SEC source: 0000921895-20-000314 · form404197001how_02072020.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,809

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes 6% Series A Preferred Units of the Issuer (the "Units") held by an entity that is 100% owned by him.

F2 · shares: Represents Units that were called for redemption by the Issuer for a price equal to $25.00 per Unit, plus an amount of $0.22 per Unit, equal to any accumulated and unpaid distributions up to, but excluding, the redemption date.

SEC source: 0000921895-20-000050 · form409369011how_01062020.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815,850

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the ModusLink Global Solutions, Inc. Fourth Amended and Restated Director Compensation Plan, as amended (the "Director Compensation Plan") that provides for automatic annual awards of restricted stock to directors. Except as otherwise provided in the Director Compensation Plan, the shares of restricted stock vest on January 2, 2021, provided that the Reporting Person remains a director of Steel Connect, Inc. (formerly ModusLink Global Solutions, Inc.) on such vesting date.

F3 · balance_after: Includes 150,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-19-000023 · form409369how_01042019.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750,061

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the ModusLink Global Solutions, Inc. Fourth Amended and Restated Director Compensation Plan, as amended (the "Director Compensation Plan") that provides for automatic annual awards of restricted stock to directors. Except as otherwise provided in the Director Compensation Plan, the shares of restricted stock vest on January 2, 2020, provided that the Reporting Person remains a director of Steel Connect, Inc. (formerly ModusLink Global Solutions, Inc.) on such vesting date.

F3 · balance_after: Includes 150,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-18-002808 · form404197004how_10192018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Article V Trust

Disclosed balance after: 61,358

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · ownership.nature: Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.

SEC source: 0000921895-18-002039 · form404197004_06292018.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 108,190

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · kind: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · price: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · acquired: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Preferred Units held by EMH.

SEC source: 0000921895-18-002039 · form404197004_06292018.xml · nonDerivative · entry 3

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 37,306

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · kind: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · price: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · acquired: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Preferred Units held by EMH.

SEC source: 0000921895-18-002039 · form404197004_06292018.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,942

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · kind: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · price: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · acquired: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000921895-18-002039 · form404197004_06292018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587,575

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · kind: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · price: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · acquired: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000921895-18-001658 · form404197004_05112018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,712

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 5

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,712

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents sale of Common Units effected pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Howard.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,876

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents sale of Common Units effected pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Howard.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 3

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,476

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents sale of Common Units effected pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Howard.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,331

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents sale of Common Units effected pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Howard.

SEC source: 0000921895-18-001356 · form409369001how_04162018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692,258

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the ModusLink Global Solutions, Inc. Fourth Amended and Restated Director Compensation Plan, as amended (the "Director Compensation Plan") that provides for automatic annual awards of restricted stock to directors. Except as otherwise provided in the Director Compensation Plan, the shares of restricted stock vest on January 2, 2019, provided that the Reporting Person remains a director of Steel Connect, Inc. (formerly ModusLink Global Solutions, Inc.) (the "Issuer") on such vesting date.

F3 · balance_after: Includes 150,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-18-001112 · form404197004how_03292018.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPH SPV-I LLC

Disclosed balance after: 91,603

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F3 · kind: Consists of Class C Common Units ("Class C Units") allocated by SPH SPV-I LLC to Mr. Howard's sub-account within SPH SPV-I LLC. The Class C Units have the same rights as the Common Units, except that a Class C Unit will not be saleable in the public market until the capital account allocable to such Class C Unit is equal to the capital account allocable to a Common Unit ("Capital Account Alignment"), determined as if a Class C Unit and a Common Unit were separate partnership interests for U.S. federal income tax purposes. At such time that Capital Account Alignment is achieved, a Class C Unit will convert automatically into a Common Unit. Class C Units (including Class C Units received in respect of a year) will be allocated their share of taxable income based on their percentage interests, except as otherwise determined by the Issuer.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,431

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-18-001112 · form404197004how_03292018.xml · nonDerivative · entry 3

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,431

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-18-001112 · form404197004how_03292018.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,141

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-17-002922 · form409369011how_12192017.xml · nonDerivative · entry 5

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,660,000

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F7 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to both (a) prior approval by the Issuer's shareholders of an amendment to the 2010 Plan to increase the shares available under the 2010 Plan in an amount sufficient to permit this grant and (b) the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

SEC source: 0000921895-17-002922 · form409369011how_12192017.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510,000

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F6 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.25 per share for any five consecutive business days after the grant date, subject to both (a) prior approval by the Issuer's shareholders of an amendment to the 2010 Plan to increase the shares available under the 2010 Plan in an amount sufficient to permit this grant and (b) the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

SEC source: 0000921895-17-002922 · form409369011how_12192017.xml · nonDerivative · entry 3

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360,000

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F5 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.00 per share for any five consecutive business days after the grant date, subject to both (a) prior approval by the Issuer's shareholders of an amendment to the 2010 Plan to increase the shares available under the 2010 Plan in an amount sufficient to permit this grant and (b) the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

SEC source: 0000921895-17-002922 · form409369011how_12192017.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345,000

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F4 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.00 per share for any five consecutive business days after the grant date, subject to the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

SEC source: 0000921895-17-002922 · form409369011how_12192017.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210,000

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F3 · shares: The shares of common stock vest in their entirety on the grant date.

SEC source: 0001225208-17-016292 · doc4.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 0

F1 · price: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.

F3 · ownership.nature: Mr. Howard is the managing member of EMH Howard, LLC and may be deemed to have investment and voting power with respect to the 6% Series A Preferred Units held by EMH Howard, LLC. Mr. Howard disclaims beneficial ownership of such 6% Series A Preferred Units beneficially owned by EMH Howard, LLC, except to the extent of his pecuniary interest.

SEC source: 0001225208-17-016292 · doc4.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.

F2 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.

SEC source: 0000921895-17-002435 · form404197how_10162017.xml · nonDerivative · entry 3

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 85,540

F2 · price: Acquired pursuant to the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Handy Acquisition Co., a wholly owned subsidiary of Issuer, and Handy & Harman Ltd. (the "Merger Agreement"), pursuant to which each validly tendered share of Handy & Harman Ltd. common stock was exchanged for 1.484 6.0% Series A preferred units of Issuer (the "transaction consideration"), together with cash in lieu of any fractional Issuer preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by Issuer with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the Issuer preferred units as of the end of trading on October 11, 2017.

F3 · ownership.nature: Mr. Howard is the managing member of EMH Howard, LLC and may be deemed to have investment power with respect to the 6% Series A preferred units held by EMH Howard, LLC. Mr. Howard disclaims beneficial ownership of such 6% Series A preferred units beneficially owned by EMH Howard, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0000921895-17-002435 · form404197how_10162017.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,041

F2 · price: Acquired pursuant to the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Handy Acquisition Co., a wholly owned subsidiary of Issuer, and Handy & Harman Ltd. (the "Merger Agreement"), pursuant to which each validly tendered share of Handy & Harman Ltd. common stock was exchanged for 1.484 6.0% Series A preferred units of Issuer (the "transaction consideration"), together with cash in lieu of any fractional Issuer preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by Issuer with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the Issuer preferred units as of the end of trading on October 11, 2017.

SEC source: 0000921895-17-002435 · form404197how_10162017.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,145

F1 · price: Acquired pursuant to the exchange offer made pursuant to the December 7, 2016 Agreement and Plan of Merger by and among Issuer, SPH Acquisition Co., a wholly owned subsidiary of Issuer, and Steel Excel Inc., as amended, pursuant to which each validly tendered share of Steel Excel Inc. common stock was exchanged for 0.712 newly issued 6.0% Series A preferred units of Issuer, together with cash in lieu of any fractional Issuer preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by Issuer with the Securities and Exchange Commission on January 9, 2017 (together with any amendments and supplements thereto). The Issuer preferred units issued in this transaction were a newly issued class of securities having a liquidation preference of $25.00 per unit.

SEC source: 0001437749-17-002411 · rdgdoc.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,639

F1 · security: Mr. Howard is the trustee for The II Trust and may be deemed to have investment and voting power with respect to the Common Units held by The II Trust. Mr. Howard disclaims beneficial ownership of such Common Units beneficially owned by The II Trust, except to the extent of his pecuniary interest therein.