Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,580 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 10,795 · Balance 35,580 F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026. F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2022 Filed Jun 22, 2022 20:02 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 8,000 | $18.62 | $148,922.40 |
DisclosureSEC source: 0001209191-22-038654 · doc4.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.06 to $19.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:02 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038654 · doc4.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:32 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,736 | $20.03 | $34,772.08 |
DisclosureSEC source: 0001209191-22-034250 · doc4.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · derivative · entry 15 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 629,652 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · derivative · entry 14 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 629,652 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · derivative · entry 13 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 865,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · derivative · entry 12 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 865,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · derivative · entry 11 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,351,636 Underlying: Class A Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,000 | $20.08 | $60,254.70 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,000 | $20.08 | $60,247.80 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F11 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,000 | $20.11 | $100,570.50 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,000 | $20.12 | $100,584.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 8,000 | $20.16 | $161,302.40 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029226 · doc4.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| May 12, 2022 Filed Oct 20, 2022 01:47 UTC Amendment | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-054156 · doc4a.xml · derivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust-N Disclosed balance after: 626,652 Underlying: Class A Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed Oct 20, 2022 01:47 UTC Amendment | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-054156 · doc4a.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Growth Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · derivative · entry 20 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 632,652 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F17 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · derivative · entry 19 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 632,652 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F13 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · derivative · entry 18 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 870,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F9 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · derivative · entry 17 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 870,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · derivative · entry 16 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,359,636 Underlying: Class A Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F21 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 400 | $25.83 | $10,332.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 15 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F18 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.76 to $25.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 20 to this Form 4. F17 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,600 | $25.20 | $65,520.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 14 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 400 F18 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.71 to $25.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 19 to this Form 4. F17 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 13 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F17 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 400 | $25.81 | $10,324.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 12 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.71 to $25.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 16 to this Form 4. F13 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,600 | $25.20 | $65,520.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 11 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 400 F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.71 to $25.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 15 to this Form 4. F13 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 600 | $25.82 | $15,492.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.68 to $25.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 12 to this Form 4. F9 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 4,400 | $25.17 | $110,748.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 600 F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.68 to $25.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 11 to this Form 4. F9 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 600 | $25.82 | $15,492.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.71 to $25.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 8 to this Form 4. F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 4,400 | $25.19 | $110,836.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 600 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.71 to $25.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 7 to this Form 4. F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 978 | $25.80 | $25,232.40 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.68 to $25.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4 F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,022 | $25.18 | $176,813.96 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 978 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.68 to $25.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4 F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 00:23 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000016 · wf-form4_164989577918744.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchwood Trust Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 00:41 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 444 | $28.01 | $12,436.44 |
DisclosureSEC source: 0001833508-22-000014 · wf-form4_164911925917480.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,736 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $28.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 00:41 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 813 | $27.59 | $22,430.67 |
DisclosureSEC source: 0001833508-22-000014 · wf-form4_164911925917480.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.88 to $27.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:41 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000014 · wf-form4_164911925917480.xml · derivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,890 Underlying: Class A Common Stock · 2,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. F9 · derivative.expiration_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:41 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000014 · wf-form4_164911925917480.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:41 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 582 | $26.38 | $15,353.16 |
DisclosureSEC source: 0001833508-22-000014 · wf-form4_164911925917480.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:41 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 423 | $26.27 | $11,112.21 |
DisclosureSEC source: 0001833508-22-000014 · wf-form4_164911925917480.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.12 to $26.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:41 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000014 · wf-form4_164911925917480.xml · derivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,053 Underlying: Class A Common Stock · 1,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:41 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000014 · wf-form4_164911925917480.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 01:48 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000012 · wf-form4_164748169502352.xml · derivative · entry 30 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 635,652 Underlying: Class A Common Stock · 1,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F20 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F20 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F20 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F13 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 01:48 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001833508-22-000012 · wf-form4_164748169502352.xml · derivative · entry 29 Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 635,652 Underlying: Class A Common Stock · 1,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F20 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F20 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F20 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.