Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AFC BDC Inc.NONE · Entity 127694 | Chief Executive Officer | April 28, 2022 | May 03, 2022 |
| Advanced Flower Capital Inc.AFCG · Entity 6926 | Director · 10% owner | September 28, 2026 | September 30, 2026 |
| Fifth Street Asset Management Inc.FSAM · Entity 171240 | Director · CEO · 10% owner | October 26, 2017 | October 30, 2017 |
| Sunrise Realty Trust, Inc.SUNS · Entity 6750 | Director · Executive Chairman · 10% owner | August 13, 2026 | August 17, 2026 |
| TCG Strategic Income FundTCGSX · Entity 54636 | Director · 10% owner | March 30, 2026 | April 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AFC BDC Inc.
Report date April 28, 2022 · Filed May 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 367,500 |
Reported balance
After 2022-04-28 transaction · row 1
1 source rowRow 1 · 2022-04-28 · Other · Acquired 367,500 · Balance 367,500 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. |
| Common StockSEC Table I · non-derivative | IndirectBy the Tannenbaum Family 2012 Trust | 50,000 |
Reported balance
After 2022-04-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-04-28 · Other · Acquired 50,000 · Balance 50,000 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.
F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.
Advanced Flower Capital Inc.
Report date September 28, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,109,614 |
Ending reported balance
After 2026-09-30 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-28 · Purchase · Acquired 10,673 · Balance 7,024,890 F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 2 · 2026-09-29 · Purchase · Acquired 40,081 · Balance 7,064,971 F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 3 · 2026-09-30 · Purchase · Acquired 44,643 · Balance 7,109,614 F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse | 226,907 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 226,907 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 180,400 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 180,400 F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Fifth Street Asset Management Inc.
Report date October 26, 2017 · Filed October 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 1,069,405 |
Ending reported balance
After 2017-10-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-10-26 · Exercise / conversion · Acquired 243,979 · Balance 1,171,755 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Row 2 · 2017-10-26 · Tax withholding · Disposed 102,350 · Balance 1,069,405 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-10-26 · Exercise / conversion · Disposed 243,979 · Balance 0 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. |
| Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy FSC CT II, Inc. | 8,714,348 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,714,348 F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein. |
| Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Tannenbaum Family 2012 Trust | 762,023 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 762,023 F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.
F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.
Sunrise Realty Trust, Inc.
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,142,719 |
Reported balance
After 2026-08-13 transaction · row 1
1 source rowRow 1 · 2026-08-13 · Purchase · Acquired 50,000 · Balance 3,142,719 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 585,681 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 585,681 F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,000 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,000 F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 58,958 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 58,958 F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy reporting person as UTMA custodian for son | 1,000 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse | 46,516 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 46,516 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
TCG Strategic Income Fund
Report date March 30, 2026 · Filed April 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee footnote | 906,543.476 |
Reported balance
After 2026-03-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-30 · Purchase · Acquired 410,677.618 · Balance 906,543.476 F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 300 |
Reported balance
Holding disclosure · report date 2026-03-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 300 |
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy TCG Strategic Income Advisor LLC | 7,820 |
Reported balance
Holding disclosure · report date 2026-03-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,820 F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oaktree Specialty Lending Corp
Report date December 28, 2021 · Filed December 31, 2021
Section 16 reporting ended · disclosed 2021-12-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,306,589 |
Ending reported balance
After 2021-12-30 transaction · row 5
3 source rows · reconciled sequenceRow 1 · 2021-12-28 · Sale · Disposed 200,000 · Balance 15,591,543 F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Row 3 · 2021-12-29 · Sale · Disposed 200,000 · Balance 15,391,543 F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer Row 5 · 2021-12-30 · Sale · Disposed 84,954 · Balance 15,306,589 F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 1,332,773 |
Reported balance
Holding disclosure · report date 2021-12-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 1,332,773 |
Reported balance
Holding disclosure · report date 2021-12-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 1,332,773 |
Reported balance
Holding disclosure · report date 2021-12-28 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer
F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Oaktree Strategic Income Corp
Report date March 19, 2021 · Filed March 24, 2021
Section 16 reporting ended · disclosed 2021-03-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Other · Disposed 6,011,590 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2021-03-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-03-19 · Other · Disposed 239,340 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectChildren | 0 |
Reported balance
After 2021-03-19 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-03-19 · Other · Disposed 10,875 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.
F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2019 Filed May 10, 2019 21:27 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 94,400 | $5.45 | $514,734.88 |
DisclosureSEC source: 0001209191-19-029042 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,665,597 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 09, 2019 Filed May 13, 2019 20:08 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 3,150 | $8.50 | $26,790.44 |
DisclosureSEC source: 0001209191-19-029303 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,277,681 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 08, 2019 Filed May 10, 2019 21:27 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 270,500 | $5.46 | $1,475,658.65 |
DisclosureSEC source: 0001209191-19-029042 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 6,759,997 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 07, 2019 Filed May 9, 2019 13:10 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 385 | $8.62 | $3,318.70 |
DisclosureSEC source: 0001209191-19-028381 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,280,831 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 06, 2019 Filed May 7, 2019 11:52 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 2,600 | $8.62 | $22,417.20 |
DisclosureSEC source: 0001209191-19-027890 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,281,216 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.63; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 03, 2019 Filed May 7, 2019 11:52 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 3,256 | $8.65 | $28,153.98 |
DisclosureSEC source: 0001209191-19-027890 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,283,816 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.72; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:46 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 11,600 | $8.63 | $100,060.44 |
DisclosureSEC source: 0001209191-19-027407 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,287,072 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.66; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:46 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 6,600 | $8.64 | $57,014.10 |
DisclosureSEC source: 0001209191-19-027407 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,298,672 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.68; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 30, 2019 Filed May 1, 2019 12:53 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 3,018 | $8.64 | $26,068.28 |
DisclosureSEC source: 0001209191-19-026696 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,305,272 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.70; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 29, 2019 Filed May 1, 2019 12:53 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 200 | $8.62 | $1,724.00 |
DisclosureSEC source: 0001209191-19-026696 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,308,290 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 20:20 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 42,850 | $5.30 | $227,297.83 |
DisclosureSEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 958,961 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.32; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F4 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 20:20 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 42,850 | $5.30 | $227,297.83 |
DisclosureSEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,030,315 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.32; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 20:20 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 7,700 | $5.31 | $40,855.43 |
DisclosureSEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,001,811 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.325; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F4 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 20:20 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 7,701 | $5.31 | $40,860.74 |
DisclosureSEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,073,165 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.325; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 20:18 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 12,310 | $5.30 | $65,260.23 |
DisclosureSEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,009,511 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 20:18 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 12,310 | $5.30 | $65,260.23 |
DisclosureSEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,080,866 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 20:18 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 830 | $5.30 | $4,399.00 |
DisclosureSEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,021,821 F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 20:18 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 831 | $5.30 | $4,404.30 |
DisclosureSEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,093,176 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:24 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 9,200 | $8.63 | $79,404.28 |
DisclosureSEC source: 0001209191-19-013527 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,308,490 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:09 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 22,830 | $5.26 | $119,999.05 |
DisclosureSEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,022,651 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:09 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 22,831 | $5.26 | $120,004.30 |
DisclosureSEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,094,007 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 14:09 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 53,800 | $5.26 | $282,729.76 |
DisclosureSEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,045,481 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 14:09 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 53,800 | $5.26 | $282,729.76 |
DisclosureSEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,116,838 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 14:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 23,000 | $5.25 | $120,835.10 |
DisclosureSEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,099,281 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 14:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 25,700 | $5.26 | $135,115.18 |
DisclosureSEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,170,638 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 14:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 17,560 | $5.26 | $92,391.94 |
DisclosureSEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,196,338 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 14:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 17,560 | $5.26 | $92,391.94 |
DisclosureSEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,306,545 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 21:45 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 11,252 | $5.25 | $59,074.13 |
DisclosureSEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,213,898 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 21:45 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 11,252 | $5.25 | $59,074.13 |
DisclosureSEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,324,105 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:45 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 34,583 | $5.25 | $181,654.12 |
DisclosureSEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,225,150 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:45 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | SaleCommon Stock | 34,583 | $5.25 | $181,654.12 |
DisclosureSEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,335,357 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 21:56 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 3,785 | $8.52 | $32,244.42 |
DisclosureSEC source: 0001209191-18-060906 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,317,690 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.55; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:56 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 3,400 | $8.53 | $28,990.10 |
DisclosureSEC source: 0001209191-18-060906 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,321,475 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.56; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 18:28 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 4,562 | $8.62 | $39,324.44 |
DisclosureSEC source: 0001209191-18-054761 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,324,875 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 22:13 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 15,638 | $8.62 | $134,823.02 |
DisclosureSEC source: 0001209191-18-054590 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,329,437 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.60 to $8.6364; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 16:29 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 8,100 | $8.62 | $69,858.45 |
DisclosureSEC source: 0001209191-18-054340 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,345,075 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.64; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 16:29 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 7,000 | $8.63 | $60,407.90 |
DisclosureSEC source: 0001209191-18-054340 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,353,175 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 22:15 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 6,200 | $8.62 | $53,460.74 |
DisclosureSEC source: 0001209191-18-054071 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,360,175 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:15 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 4,940 | $8.63 | $42,632.69 |
DisclosureSEC source: 0001209191-18-054071 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,366,375 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.67; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 22:41 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 8,060 | $8.64 | $69,662.58 |
DisclosureSEC source: 0001209191-18-052892 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,371,315 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.66; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 22:41 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 200 | $8.62 | $1,724.00 |
DisclosureSEC source: 0001209191-18-052892 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,379,375 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 22:07 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 7,100 | $8.65 | $61,422.10 |
DisclosureSEC source: 0001209191-18-052497 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,379,575 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.68; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 22:07 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 3,065 | $8.63 | $26,436.54 |
DisclosureSEC source: 0001209191-18-052497 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,386,675 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.64; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 12:42 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 4,272 | $8.64 | $36,920.76 |
DisclosureSEC source: 0001209191-18-052102 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,389,740 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.68; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 12:42 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 10,863 | $8.65 | $94,007.32 |
DisclosureSEC source: 0001209191-18-052102 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,394,012 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.71; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:17 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 14,390 | $8.63 | $124,175.63 |
DisclosureSEC source: 0001209191-18-051941 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,404,875 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.66; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:17 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 3,567 | $8.62 | $30,747.54 |
DisclosureSEC source: 0001209191-18-051941 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,419,265 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 12:31 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 2,490 | $8.62 | $21,463.80 |
DisclosureSEC source: 0001209191-18-050745 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,422,832 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 12:31 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 553 | $8.62 | $4,766.86 |
DisclosureSEC source: 0001209191-18-050745 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,425,322 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 21:46 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | SaleCommon Stock | 4,468 | $8.62 | $38,514.16 |
DisclosureSEC source: 0001209191-18-050547 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,425,875 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.