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person · Reporting owner

TANNENBAUM LEONARD M

Disclosed activity across 7 companies

Tapewire entity
10137
SEC CIK
0001200461

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AFC BDC Inc.NONE · Entity 127694Chief Executive OfficerApril 28, 2022May 03, 2022
Advanced Flower Capital Inc.AFCG · Entity 6926Director · 10% ownerSeptember 28, 2026September 30, 2026
Fifth Street Asset Management Inc.FSAM · Entity 171240Director · CEO · 10% ownerOctober 26, 2017October 30, 2017
Sunrise Realty Trust, Inc.SUNS · Entity 6750Director · Executive Chairman · 10% ownerAugust 13, 2026August 17, 2026
TCG Strategic Income FundTCGSX · Entity 54636Director · 10% ownerMarch 30, 2026April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AFC BDC Inc.

Report date April 28, 2022 · Filed May 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect367,500 Reported balance After 2022-04-28 transaction · row 1
1 source row

Row 1 · 2022-04-28 · Other · Acquired 367,500 · Balance 367,500

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

Common StockSEC Table I · non-derivativeIndirectBy the Tannenbaum Family 2012 Trust50,000 Reported balance After 2022-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-04-28 · Other · Acquired 50,000 · Balance 50,000

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Advanced Flower Capital Inc.

Report date September 28, 2026 · Filed September 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,109,614 Ending reported balance After 2026-09-30 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-09-28 · Purchase · Acquired 10,673 · Balance 7,024,890

F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Row 2 · 2026-09-29 · Purchase · Acquired 40,081 · Balance 7,064,971

F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Row 3 · 2026-09-30 · Purchase · Acquired 44,643 · Balance 7,109,614

F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Common StockSEC Table I · non-derivativeIndirectHeld by spouse226,907 Reported balance Holding disclosure · report date 2026-09-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 226,907

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote180,400 Reported balance Holding disclosure · report date 2026-09-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 180,400

F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Fifth Street Asset Management Inc.

Report date October 26, 2017 · Filed October 30, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivativeDirect1,069,405 Ending reported balance After 2017-10-26 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-10-26 · Exercise / conversion · Acquired 243,979 · Balance 1,171,755

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

Row 2 · 2017-10-26 · Tax withholding · Disposed 102,350 · Balance 1,069,405

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-10-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-10-26 · Exercise / conversion · Disposed 243,979 · Balance 0

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectBy FSC CT II, Inc.8,714,348 Reported balance Holding disclosure · report date 2017-10-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,714,348

F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectBy Tannenbaum Family 2012 Trust762,023 Reported balance Holding disclosure · report date 2017-10-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 762,023

F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Sunrise Realty Trust, Inc.

Report date August 13, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,142,719 Reported balance After 2026-08-13 transaction · row 1
1 source row

Row 1 · 2026-08-13 · Purchase · Acquired 50,000 · Balance 3,142,719

Common StockSEC Table I · non-derivativeIndirectSee footnote585,681 Reported balance Holding disclosure · report date 2026-08-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 585,681

F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnote15,000 Reported balance Holding disclosure · report date 2026-08-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,000

F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnote58,958 Reported balance Holding disclosure · report date 2026-08-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 58,958

F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectBy reporting person as UTMA custodian for son1,000 Reported balance Holding disclosure · report date 2026-08-13 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,000

Common StockSEC Table I · non-derivativeIndirectHeld by spouse46,516 Reported balance Holding disclosure · report date 2026-08-13 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 46,516

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

TCG Strategic Income Fund

Report date March 30, 2026 · Filed April 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee footnote906,543.476 Reported balance After 2026-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-03-30 · Purchase · Acquired 410,677.618 · Balance 906,543.476

F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect300 Reported balance Holding disclosure · report date 2026-03-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 300

Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy TCG Strategic Income Advisor LLC7,820 Reported balance Holding disclosure · report date 2026-03-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,820

F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Oaktree Specialty Lending Corp

Report date December 28, 2021 · Filed December 31, 2021

Section 16 reporting ended · disclosed 2021-12-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,306,589 Ending reported balance After 2021-12-30 transaction · row 5
3 source rows · reconciled sequence

Row 1 · 2021-12-28 · Sale · Disposed 200,000 · Balance 15,591,543

F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Row 3 · 2021-12-29 · Sale · Disposed 200,000 · Balance 15,391,543

F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

Row 5 · 2021-12-30 · Sale · Disposed 84,954 · Balance 15,306,589

F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Common StockSEC Table I · non-derivativeIndirectTrust1,332,773 Reported balance Holding disclosure · report date 2021-12-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,332,773

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectTrust1,332,773 Reported balance Holding disclosure · report date 2021-12-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,332,773

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectTrust1,332,773 Reported balance Holding disclosure · report date 2021-12-28 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,332,773

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Oaktree Strategic Income Corp

Report date March 19, 2021 · Filed March 24, 2021

Section 16 reporting ended · disclosed 2021-03-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-19 transaction · row 1
1 source row

Row 1 · 2021-03-19 · Other · Disposed 6,011,590 · Balance 0

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2021-03-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-03-19 · Other · Disposed 239,340 · Balance 0

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectChildren0 Reported balance After 2021-03-19 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-03-19 · Other · Disposed 10,875 · Balance 0

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2019 Filed May 10, 2019 21:27 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 94,400 $5.45 $514,734.88
Disclosure

SEC source: 0001209191-19-029042 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,665,597

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:08 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 3,150 $8.50 $26,790.44
Disclosure

SEC source: 0001209191-19-029303 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,277,681

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:27 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 270,500 $5.46 $1,475,658.65
Disclosure

SEC source: 0001209191-19-029042 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,759,997

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 07, 2019 Filed May 9, 2019 13:10 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 385 $8.62 $3,318.70
Disclosure

SEC source: 0001209191-19-028381 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,280,831

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 06, 2019 Filed May 7, 2019 11:52 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 2,600 $8.62 $22,417.20
Disclosure

SEC source: 0001209191-19-027890 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,281,216

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.63; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 03, 2019 Filed May 7, 2019 11:52 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 3,256 $8.65 $28,153.98
Disclosure

SEC source: 0001209191-19-027890 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,283,816

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.72; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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May 02, 2019 Filed May 3, 2019 20:46 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 11,600 $8.63 $100,060.44
Disclosure

SEC source: 0001209191-19-027407 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,287,072

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.66; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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May 01, 2019 Filed May 3, 2019 20:46 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 6,600 $8.64 $57,014.10
Disclosure

SEC source: 0001209191-19-027407 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,298,672

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.68; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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April 30, 2019 Filed May 1, 2019 12:53 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 3,018 $8.64 $26,068.28
Disclosure

SEC source: 0001209191-19-026696 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,305,272

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.70; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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April 29, 2019 Filed May 1, 2019 12:53 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 200 $8.62 $1,724.00
Disclosure

SEC source: 0001209191-19-026696 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,308,290

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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April 10, 2019 Filed Apr 11, 2019 20:20 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 42,850 $5.30 $227,297.83
Disclosure

SEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 958,961

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.32; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F4 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 20:20 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 42,850 $5.30 $227,297.83
Disclosure

SEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,030,315

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.32; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 20:20 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 7,700 $5.31 $40,855.43
Disclosure

SEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,001,811

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.325; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F4 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 20:20 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 7,701 $5.31 $40,860.74
Disclosure

SEC source: 0001209191-19-024359 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,073,165

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.325; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 20:18 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 12,310 $5.30 $65,260.23
Disclosure

SEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,009,511

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 20:18 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 12,310 $5.30 $65,260.23
Disclosure

SEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,080,866

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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April 05, 2019 Filed Apr 9, 2019 20:18 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 830 $5.30 $4,399.00
Disclosure

SEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,021,821

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 20:18 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 831 $5.30 $4,404.30
Disclosure

SEC source: 0001209191-19-024087 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,093,176

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:24 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 9,200 $8.63 $79,404.28
Disclosure

SEC source: 0001209191-19-013527 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,308,490

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 14:09 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 22,830 $5.26 $119,999.05
Disclosure

SEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,022,651

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 14:09 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 22,831 $5.26 $120,004.30
Disclosure

SEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,094,007

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 14:09 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 53,800 $5.26 $282,729.76
Disclosure

SEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,045,481

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 14:09 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 53,800 $5.26 $282,729.76
Disclosure

SEC source: 0001209191-19-010899 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,116,838

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 14:15 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 23,000 $5.25 $120,835.10
Disclosure

SEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,099,281

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 14:15 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 25,700 $5.26 $135,115.18
Disclosure

SEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,170,638

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 14:15 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 17,560 $5.26 $92,391.94
Disclosure

SEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,196,338

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 14:15 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 17,560 $5.26 $92,391.94
Disclosure

SEC source: 0001209191-19-009994 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,306,545

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:45 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 11,252 $5.25 $59,074.13
Disclosure

SEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,213,898

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:45 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 11,252 $5.25 $59,074.13
Disclosure

SEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,324,105

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:45 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 34,583 $5.25 $181,654.12
Disclosure

SEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,225,150

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:45 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 34,583 $5.25 $181,654.12
Disclosure

SEC source: 0001209191-19-009333 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,335,357

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 21:56 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 3,785 $8.52 $32,244.42
Disclosure

SEC source: 0001209191-18-060906 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,317,690

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.55; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:56 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 3,400 $8.53 $28,990.10
Disclosure

SEC source: 0001209191-18-060906 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,321,475

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.56; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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October 09, 2018 Filed Oct 11, 2018 18:28 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 4,562 $8.62 $39,324.44
Disclosure

SEC source: 0001209191-18-054761 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,324,875

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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October 05, 2018 Filed Oct 9, 2018 22:13 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 15,638 $8.62 $134,823.02
Disclosure

SEC source: 0001209191-18-054590 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,329,437

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.60 to $8.6364; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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October 04, 2018 Filed Oct 5, 2018 16:29 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 8,100 $8.62 $69,858.45
Disclosure

SEC source: 0001209191-18-054340 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,345,075

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.64; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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October 03, 2018 Filed Oct 5, 2018 16:29 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 7,000 $8.63 $60,407.90
Disclosure

SEC source: 0001209191-18-054340 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,353,175

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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October 02, 2018 Filed Oct 3, 2018 22:15 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 6,200 $8.62 $53,460.74
Disclosure

SEC source: 0001209191-18-054071 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,360,175

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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October 01, 2018 Filed Oct 3, 2018 22:15 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 4,940 $8.63 $42,632.69
Disclosure

SEC source: 0001209191-18-054071 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,366,375

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.67; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 28, 2018 Filed Oct 1, 2018 22:41 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 8,060 $8.64 $69,662.58
Disclosure

SEC source: 0001209191-18-052892 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,371,315

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.66; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 27, 2018 Filed Oct 1, 2018 22:41 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 200 $8.62 $1,724.00
Disclosure

SEC source: 0001209191-18-052892 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,379,375

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 26, 2018 Filed Sep 27, 2018 22:07 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 7,100 $8.65 $61,422.10
Disclosure

SEC source: 0001209191-18-052497 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,379,575

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.68; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 25, 2018 Filed Sep 27, 2018 22:07 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 3,065 $8.63 $26,436.54
Disclosure

SEC source: 0001209191-18-052497 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,386,675

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.64; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 24, 2018 Filed Sep 25, 2018 12:42 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 4,272 $8.64 $36,920.76
Disclosure

SEC source: 0001209191-18-052102 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,389,740

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.68; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 21, 2018 Filed Sep 25, 2018 12:42 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 10,863 $8.65 $94,007.32
Disclosure

SEC source: 0001209191-18-052102 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,394,012

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.71; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 20, 2018 Filed Sep 21, 2018 21:17 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 14,390 $8.63 $124,175.63
Disclosure

SEC source: 0001209191-18-051941 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,404,875

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.62 to $8.66; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 19, 2018 Filed Sep 21, 2018 21:17 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 3,567 $8.62 $30,747.54
Disclosure

SEC source: 0001209191-18-051941 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,419,265

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 12, 2018 Filed Sep 13, 2018 12:31 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 2,490 $8.62 $21,463.80
Disclosure

SEC source: 0001209191-18-050745 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,422,832

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 11, 2018 Filed Sep 13, 2018 12:31 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 553 $8.62 $4,766.86
Disclosure

SEC source: 0001209191-18-050745 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,425,322

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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September 07, 2018 Filed Sep 11, 2018 21:46 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 4,468 $8.62 $38,514.16
Disclosure

SEC source: 0001209191-18-050547 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,425,875

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.