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person · Reporting owner

TANNENBAUM LEONARD M

Disclosed activity across 7 companies

Tapewire entity
10137
SEC CIK
0001200461

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AFC BDC Inc.NONE · Entity 127694Chief Executive OfficerApril 28, 2022May 03, 2022
Advanced Flower Capital Inc.AFCG · Entity 6926Director · 10% ownerSeptember 28, 2026September 30, 2026
Fifth Street Asset Management Inc.FSAM · Entity 171240Director · CEO · 10% ownerOctober 26, 2017October 30, 2017
Sunrise Realty Trust, Inc.SUNS · Entity 6750Director · Executive Chairman · 10% ownerAugust 13, 2026August 17, 2026
TCG Strategic Income FundTCGSX · Entity 54636Director · 10% ownerMarch 30, 2026April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AFC BDC Inc.

Report date April 28, 2022 · Filed May 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect367,500 Reported balance After 2022-04-28 transaction · row 1
1 source row

Row 1 · 2022-04-28 · Other · Acquired 367,500 · Balance 367,500

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

Common StockSEC Table I · non-derivativeIndirectBy the Tannenbaum Family 2012 Trust50,000 Reported balance After 2022-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-04-28 · Other · Acquired 50,000 · Balance 50,000

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Advanced Flower Capital Inc.

Report date September 28, 2026 · Filed September 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,109,614 Ending reported balance After 2026-09-30 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-09-28 · Purchase · Acquired 10,673 · Balance 7,024,890

F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Row 2 · 2026-09-29 · Purchase · Acquired 40,081 · Balance 7,064,971

F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Row 3 · 2026-09-30 · Purchase · Acquired 44,643 · Balance 7,109,614

F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Common StockSEC Table I · non-derivativeIndirectHeld by spouse226,907 Reported balance Holding disclosure · report date 2026-09-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 226,907

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote180,400 Reported balance Holding disclosure · report date 2026-09-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 180,400

F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Fifth Street Asset Management Inc.

Report date October 26, 2017 · Filed October 30, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivativeDirect1,069,405 Ending reported balance After 2017-10-26 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-10-26 · Exercise / conversion · Acquired 243,979 · Balance 1,171,755

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

Row 2 · 2017-10-26 · Tax withholding · Disposed 102,350 · Balance 1,069,405

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-10-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-10-26 · Exercise / conversion · Disposed 243,979 · Balance 0

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectBy FSC CT II, Inc.8,714,348 Reported balance Holding disclosure · report date 2017-10-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,714,348

F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectBy Tannenbaum Family 2012 Trust762,023 Reported balance Holding disclosure · report date 2017-10-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 762,023

F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Sunrise Realty Trust, Inc.

Report date August 13, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,142,719 Reported balance After 2026-08-13 transaction · row 1
1 source row

Row 1 · 2026-08-13 · Purchase · Acquired 50,000 · Balance 3,142,719

Common StockSEC Table I · non-derivativeIndirectSee footnote585,681 Reported balance Holding disclosure · report date 2026-08-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 585,681

F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnote15,000 Reported balance Holding disclosure · report date 2026-08-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,000

F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSee footnote58,958 Reported balance Holding disclosure · report date 2026-08-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 58,958

F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectBy reporting person as UTMA custodian for son1,000 Reported balance Holding disclosure · report date 2026-08-13 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,000

Common StockSEC Table I · non-derivativeIndirectHeld by spouse46,516 Reported balance Holding disclosure · report date 2026-08-13 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 46,516

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

TCG Strategic Income Fund

Report date March 30, 2026 · Filed April 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee footnote906,543.476 Reported balance After 2026-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-03-30 · Purchase · Acquired 410,677.618 · Balance 906,543.476

F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect300 Reported balance Holding disclosure · report date 2026-03-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 300

Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy TCG Strategic Income Advisor LLC7,820 Reported balance Holding disclosure · report date 2026-03-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,820

F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Oaktree Specialty Lending Corp

Report date December 28, 2021 · Filed December 31, 2021

Section 16 reporting ended · disclosed 2021-12-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,306,589 Ending reported balance After 2021-12-30 transaction · row 5
3 source rows · reconciled sequence

Row 1 · 2021-12-28 · Sale · Disposed 200,000 · Balance 15,591,543

F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Row 3 · 2021-12-29 · Sale · Disposed 200,000 · Balance 15,391,543

F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

Row 5 · 2021-12-30 · Sale · Disposed 84,954 · Balance 15,306,589

F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Common StockSEC Table I · non-derivativeIndirectTrust1,332,773 Reported balance Holding disclosure · report date 2021-12-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,332,773

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectTrust1,332,773 Reported balance Holding disclosure · report date 2021-12-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,332,773

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectTrust1,332,773 Reported balance Holding disclosure · report date 2021-12-28 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,332,773

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Oaktree Strategic Income Corp

Report date March 19, 2021 · Filed March 24, 2021

Section 16 reporting ended · disclosed 2021-03-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-19 transaction · row 1
1 source row

Row 1 · 2021-03-19 · Other · Disposed 6,011,590 · Balance 0

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2021-03-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-03-19 · Other · Disposed 239,340 · Balance 0

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectChildren0 Reported balance After 2021-03-19 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-03-19 · Other · Disposed 10,875 · Balance 0

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2019 Filed Nov 20, 2019 21:00 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 104,700 $5.27 $551,266.44
Disclosure

SEC source: 0001209191-19-057419 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,078,957

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.33; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:00 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 93,800 $5.28 $495,545.40
Disclosure

SEC source: 0001209191-19-057419 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,183,657

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.33; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:08 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 71,500 $5.26 $375,954.15
Disclosure

SEC source: 0001209191-19-056931 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,277,457

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:08 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 62,300 $5.29 $329,623.07
Disclosure

SEC source: 0001209191-19-056931 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,348,957

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:58 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 104,859 $5.25 $550,845.30
Disclosure

SEC source: 0001209191-19-056614 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,411,257

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 22:58 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 45,402 $5.26 $238,778.20
Disclosure

SEC source: 0001209191-19-056614 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,516,116

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:28 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 2,656 $8.26 $21,931.12
Disclosure

SEC source: 0001209191-19-051696 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 1,997,673

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.29; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 22:07 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 84 $5.25 $441.00
Disclosure

SEC source: 0001209191-19-051356 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,561,518

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:28 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 14,400 $8.26 $118,942.56
Disclosure

SEC source: 0001209191-19-051696 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,000,329

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.29; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 22:07 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 38 $5.25 $199.50
Disclosure

SEC source: 0001209191-19-051356 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,561,602

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
September 27, 2019 Filed Oct 2, 2019 20:28 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 4,100 $8.25 $33,831.97
Disclosure

SEC source: 0001209191-19-051696 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,014,729

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.29; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
September 26, 2019 Filed Sep 27, 2019 19:55 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 4,076 $8.25 $33,644.93
Disclosure

SEC source: 0001209191-19-050976 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,018,829

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 19:55 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 117 $8.25 $965.25
Disclosure

SEC source: 0001209191-19-050976 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,022,905

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 20:07 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 200 $5.25 $1,050.00
Disclosure

SEC source: 0001209191-19-050442 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,561,640

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:53 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 1,800 $5.27 $9,479.52
Disclosure

SEC source: 0001209191-19-050083 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,561,840

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:53 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 20,925 $5.26 $110,084.33
Disclosure

SEC source: 0001209191-19-050083 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,563,640

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
July 09, 2019 Filed Jul 10, 2019 21:07 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 1,200 $5.41 $6,486.96
Disclosure

SEC source: 0001209191-19-041706 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,584,565

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.43; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
July 08, 2019 Filed Jul 9, 2019 21:16 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 8,284 $5.40 $44,734.43
Disclosure

SEC source: 0001209191-19-041595 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,585,765

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 21:16 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 51,000 $5.43 $277,016.70
Disclosure

SEC source: 0001209191-19-041595 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,594,049

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
July 03, 2019 Filed Jul 5, 2019 20:19 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 19,000 $5.47 $103,971.80
Disclosure

SEC source: 0001209191-19-041334 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,645,049

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
July 02, 2019 Filed Jul 5, 2019 20:19 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 19,964 $5.43 $108,404.52
Disclosure

SEC source: 0001209191-19-041334 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,664,049

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:18 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 32,230 $5.42 $174,560.90
Disclosure

SEC source: 0001209191-19-040254 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,684,013

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.47; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:18 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 23,200 $5.41 $125,563.04
Disclosure

SEC source: 0001209191-19-040254 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,716,243

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.47; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 12:40 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 3,705 $5.41 $20,028.49
Disclosure

SEC source: 0001209191-19-039413 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,739,443

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.43; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 12:40 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 48,400 $5.40 $261,456.80
Disclosure

SEC source: 0001209191-19-039413 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,743,148

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.43; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 12:15 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 14,353 $5.42 $77,731.54
Disclosure

SEC source: 0001209191-19-038877 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,791,548

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.46; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 12:15 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 55,900 $5.42 $303,045.08
Disclosure

SEC source: 0001209191-19-038877 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,805,901

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.46; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 20, 2019 Filed Jun 20, 2019 22:26 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 16,866 $5.40 $91,105.07
Disclosure

SEC source: 0001209191-19-038296 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,861,801

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.45; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 22:26 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 42,491 $5.40 $229,612.87
Disclosure

SEC source: 0001209191-19-038296 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,878,667

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.45; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 13:07 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 22,917 $5.45 $124,877.02
Disclosure

SEC source: 0001209191-19-037903 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,921,158

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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June 17, 2019 Filed Jun 19, 2019 13:07 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 34,917 $5.44 $190,056.72
Disclosure

SEC source: 0001209191-19-037903 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,944,075

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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June 14, 2019 Filed Jun 17, 2019 22:04 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 27,332 $5.46 $149,342.05
Disclosure

SEC source: 0001209191-19-037475 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 5,978,992

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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June 13, 2019 Filed Jun 17, 2019 22:04 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 70,700 $5.41 $382,585.98
Disclosure

SEC source: 0001209191-19-037475 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,006,324

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.43; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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May 24, 2019 Filed May 30, 2019 00:53 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 19,420 $5.54 $107,670.31
Disclosure

SEC source: 0001209191-19-033370 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,077,024

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.52 to $5.58; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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May 23, 2019 Filed May 23, 2019 23:07 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 52,464 $5.53 $290,372.50
Disclosure

SEC source: 0001209191-19-032490 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,096,444

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.47 to $5.61; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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May 23, 2019 Filed May 23, 2019 23:08 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 232,014 $8.50 $1,972,258.21
Disclosure

SEC source: 0001209191-19-032491 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,023,022

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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May 22, 2019 Filed May 23, 2019 20:09 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 2,100 $8.50 $17,853.57
Disclosure

SEC source: 0001209191-19-032284 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,255,036

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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May 22, 2019 Filed May 23, 2019 23:07 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 12,608 $5.63 $70,989.34
Disclosure

SEC source: 0001209191-19-032490 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,148,908

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.61 to $5.69; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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May 21, 2019 Filed May 22, 2019 22:33 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 19,800 $5.64 $111,638.34
Disclosure

SEC source: 0001209191-19-032164 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,161,516

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.62 to $5.69; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 21, 2019 Filed May 23, 2019 20:09 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 100 $8.50 $850.00
Disclosure

SEC source: 0001209191-19-032284 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,257,136

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 20, 2019 Filed May 20, 2019 22:03 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 6,045 $8.51 $51,449.00
Disclosure

SEC source: 0001209191-19-031509 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,257,236

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.55; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 20, 2019 Filed May 22, 2019 22:33 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 28,900 $5.64 $163,105.82
Disclosure

SEC source: 0001209191-19-032164 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,181,316

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.62 to $5.69; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 17, 2019 Filed May 20, 2019 20:03 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 77,945 $5.69 $443,779.86
Disclosure

SEC source: 0001209191-19-031319 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,210,216

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.65 to $5.73; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:03 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 6,800 $8.51 $57,849.64
Disclosure

SEC source: 0001209191-19-031509 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,263,281

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.55; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 16, 2019 Filed May 20, 2019 20:03 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 101,000 $5.68 $573,336.60
Disclosure

SEC source: 0001209191-19-031319 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,288,161

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.75; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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May 15, 2019 Filed May 16, 2019 22:06 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 61,436 $5.52 $339,397.04
Disclosure

SEC source: 0001209191-19-030582 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,389,161

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.58; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 14, 2019 Filed May 16, 2019 22:06 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 65,300 $5.49 $358,777.79
Disclosure

SEC source: 0001209191-19-030582 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,450,597

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 13, 2019 Filed May 13, 2019 20:32 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 52,500 $5.48 $287,778.75
Disclosure

SEC source: 0001209191-19-029338 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,515,897

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 10, 2019 Filed May 13, 2019 20:32 UTC Oaktree Specialty Lending Corp OCSL · Entity 4863 SaleCommon Stock 97,200 $5.49 $533,297.52
Disclosure

SEC source: 0001209191-19-029338 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,568,397

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.42 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 10, 2019 Filed May 13, 2019 20:08 UTC Oaktree Strategic Income Corp OCSI · Entity 140960 SaleCommon Stock 7,600 $8.52 $64,751.24
Disclosure

SEC source: 0001209191-19-029303 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership

Disclosed balance after: 2,270,081

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.58; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.