person · Reporting owner

MARTIN WILLIAM C

Disclosed activity across 10 companies

Tapewire entity: 10129
SEC CIK: 0001205885

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Barnes & Noble Education, Inc.BNED · Entity 5624	Director · 10% owner	September 25, 2026	September 29, 2026
DSP GROUP INC /DE/DSPG · Entity 132869	See Explanation of Responses	December 15, 2017	December 26, 2017
IMMERSION CORPIMMR · Entity 6143	Director · Chief Strategy Officer	October 07, 2026	October 08, 2026
TIDEWATER INCTDW · Entity 2560	Director	November 15, 2018	November 20, 2018
UNIVERSAL ELECTRONICS INCUEIC · Entity 366	See Explanation of Responses	September 10, 2026	September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Barnes & Noble Education, Inc.

Report date September 25, 2026 · Filed September 29, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	187,391	Reported balance After 2026-09-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-09-25 · Grant · Acquired 17,653 · Balance 187,391 F1: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F2: Grant of restricted shares that will vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders. F3: The Reporting Person's shares are held directly and through a wholly-owned limited liability company and IRA Accounts, all of which the Reporting Person controls exclusively.
Common StockSEC Table I · non-derivative	IndirectAs UGMA Custodian for minor children	12,000	Reported balance Holding disclosure · report date 2026-09-25 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 12,000 F1: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F4: The Reporting Person's shares are held directly through UGMA accounts for the benefit of his minor children, all of which the Reporting Person controls exclusively.
Common StockSEC Table I · non-derivative	IndirectSee footnote	11,208,746	Reported balance Holding disclosure · report date 2026-09-25 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 11,208,746 F1: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F5: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2: Grant of restricted shares that will vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders.

F3: The Reporting Person's shares are held directly and through a wholly-owned limited liability company and IRA Accounts, all of which the Reporting Person controls exclusively.

F4: The Reporting Person's shares are held directly through UGMA accounts for the benefit of his minor children, all of which the Reporting Person controls exclusively.

F5: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

DSP GROUP INC /DE/

Report date December 15, 2017 · Filed December 26, 2017

Jointly reported with Raging Capital Management, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectBy Raging Capital Master Fund, Ltd.	2,172,872	Reported balance Holding disclosure · report date 2017-12-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,172,872 F1: This Form 3 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

IMMERSION CORP

Report date October 07, 2026 · Filed October 08, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,440,381	Reported balance After 2026-10-07 transaction · row 1 1 source row Row 1 · 2026-10-07 · Grant · Acquired 17,217 · Balance 1,440,381 F1: Represents a grant of restricted stock pursuant to and in accordance with the Issuer's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) October 7, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock pursuant to and in accordance with the Issuer's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) October 7, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

TIDEWATER INC

Report date November 15, 2018 · Filed November 20, 2018

Jointly reported with Raging Capital Management, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectBy Raging Offshore	6,086	Reported balance After 2018-11-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-11-15 · Grant · Acquired 6,086 · Balance 6,086 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F5: Acquired pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between GulfMark Offshore, Inc. ("GulfMark") and the Issuer, dated July 15, 2018 (the "Merger"), in exchange for 5,533 shares of common stock of GulfMark.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectBy RC GLF	2,413,379	Reported balance After 2018-11-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-11-15 · Grant · Acquired 2,413,379 · Balance 2,413,379 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F3: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA. F6: Acquired pursuant to the Merger in exchange for 2,193,981 shares of common stock of GulfMark.
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	59	Reported balance After 2018-11-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2018-11-15 · Grant · Acquired 59 · Balance 59 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F7: Acquired pursuant to the Merger in exchange for 54 shares of common stock of GulfMark.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00	IndirectBy Raging Offshore	65,792	Reported balance After 2018-11-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-11-15 · Grant · Acquired 65,792 · Balance 65,792 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F8: Warrants exercisable into 59,811 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00	IndirectBy Raging QP	99,097	Reported balance After 2018-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-11-15 · Grant · Acquired 99,097 · Balance 99,097 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F4: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F9: Warrants exercisable into 90,089 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00	Direct	644	Reported balance After 2018-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2018-11-15 · Grant · Acquired 644 · Balance 644 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F10: Warrants exercisable into 586 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F3: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA.

F4: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F5: Acquired pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between GulfMark Offshore, Inc. ("GulfMark") and the Issuer, dated July 15, 2018 (the "Merger"), in exchange for 5,533 shares of common stock of GulfMark.

F6: Acquired pursuant to the Merger in exchange for 2,193,981 shares of common stock of GulfMark.

F7: Acquired pursuant to the Merger in exchange for 54 shares of common stock of GulfMark.

F8: Warrants exercisable into 59,811 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

F9: Warrants exercisable into 90,089 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

F10: Warrants exercisable into 586 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

UNIVERSAL ELECTRONICS INC

Report date September 10, 2026 · Filed September 11, 2026

Jointly reported with TORO 18 HOLDINGS LLC, Singer Eric, IMMERSION CORP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,207,373	Reported balance After 2026-09-10 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2026-09-10 · Sale · Disposed 24,459 · Balance 1,207,373 F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.62 to $4.78. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence. F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.
Common StockSEC Table I · non-derivative	Direct	1,101,832	Reported balance After 2026-09-11 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2026-09-11 · Sale · Disposed 105,541 · Balance 1,101,832 F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.60 to $4.685. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.
Common StockSEC Table I · non-derivative	Direct	112,001	Reported balance Holding disclosure · report date 2026-09-10 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 112,001 F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5: Securities held directly by Mr. Singer.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.62 to $4.78. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence.

F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

F4: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.60 to $4.685. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence

F5: Securities held directly by Mr. Singer.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

A. M. Castle & Co.

Report date November 04, 2016 · Filed November 07, 2016

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2016-11-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectBy Raging Capital Master Fund, Ltd.	0	Reported balance After 2016-11-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-11-04 · Sale · Disposed 4,630,795 · Balance 0 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). The Reporting Persons previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer previously reported by them except to the extent of his or its pecuniary interest therein. F2: This Form 4 relates to securities of the Issuer previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). The Reporting Persons previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer previously reported by them except to the extent of his or its pecuniary interest therein.

F2: This Form 4 relates to securities of the Issuer previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

GULFMARK OFFSHORE INC

Report date November 15, 2018 · Filed November 19, 2018

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2018-11-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectBy Raging Offshore	Reported balance After 2018-11-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-11-15 · Other · Disposed 5,533 · Balance 0 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F5: Disposed of pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between the Issuer and Tidewater Inc. ("Tidewater"), dated July 15, 2018 (the "Merger"), in exchange for 6,086 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectBy RC GLF	Reported balance After 2018-11-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-11-15 · Other · Disposed 2,193,981 · Balance 0 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F3: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA. F6: Disposed of pursuant to the Merger in exchange for 2,413,379 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.
Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	Reported balance After 2018-11-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2018-11-15 · Other · Disposed 54 · Balance 0 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F7: Disposed of pursuant to the Merger in exchange for 59 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00	IndirectBy Raging Offshore	Reported balance After 2018-11-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-11-15 · Other · Disposed 59,811 · Balance 0 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F8: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 65,792 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00	IndirectBy Raging QP	Reported balance After 2018-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-11-15 · Other · Disposed 90,089 · Balance 0 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F4: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F9: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 99,097 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00	Direct	Reported balance After 2018-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2018-11-15 · Other · Disposed 586 · Balance 0 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F10: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 644 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer.

F5: Disposed of pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between the Issuer and Tidewater Inc. ("Tidewater"), dated July 15, 2018 (the "Merger"), in exchange for 6,086 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.

F6: Disposed of pursuant to the Merger in exchange for 2,413,379 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.

F7: Disposed of pursuant to the Merger in exchange for 59 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.

F8: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 65,792 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

F9: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 99,097 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

F10: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 644 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

INTERMOLECULAR INC

Report date September 20, 2019 · Filed September 24, 2019

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2019-09-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $.001 par valueSEC Table I · non-derivative	IndirectBy Raging Capital Master Fund, Ltd.	0	Reported balance After 2019-09-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-09-20 · Other · Disposed 14,731,351 · Balance 0 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin was deemed to beneficially own the securities previously held by Raging Master. F3: Raging Master specifically disclaims beneficial ownership of the securities previously held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin was deemed to beneficially own the securities previously held by Raging Master.

F3: Raging Master specifically disclaims beneficial ownership of the securities previously held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

MRV COMMUNICATIONS INC

Report date August 11, 2017 · Filed August 15, 2017

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2017-08-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.0017 par valueSEC Table I · non-derivative	IndirectBy Raging Capital Master Fund, Ltd.	0	Reported balance After 2017-08-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-08-11 · Other · Disposed 2,136,864 · Balance 0 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock of the Issuer previously reported herein except to the extent of his or its pecuniary interest therein. F2: Raging Capital is the Investment Manager of Raging Capital Master Fund, Ltd. ("Raging Master"). William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin was deemed to beneficially own the shares of Common Stock of the Issuer previously held by Raging Master. Raging Master specifically disclaims beneficial ownership of the shares of Common Stock of the Issuer previously held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock of the Issuer previously reported herein except to the extent of his or its pecuniary interest therein.

F2: Raging Capital is the Investment Manager of Raging Capital Master Fund, Ltd. ("Raging Master"). William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin was deemed to beneficially own the shares of Common Stock of the Issuer previously held by Raging Master. Raging Master specifically disclaims beneficial ownership of the shares of Common Stock of the Issuer previously held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

RENTECH, INC.

Report date December 05, 2017 · Filed December 07, 2017

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2017-12-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectBy Raging Capital Master Fund, Ltd.	2,003,059	Last balance in matching sequence After 2017-12-06 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 4 source rows Row 1 · 2017-12-05 · Sale · Disposed 113,357 · Balance 2,333,550 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Row 2 · 2017-12-05 · Sale · Disposed 10,491 · Balance 2,323,059 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Row 3 · 2017-12-06 · Sale · Disposed 292,893 · Balance 2,030,166 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Row 4 · 2017-12-06 · Sale · Disposed 27,107 · Balance 2,003,059 F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 07, 2022 Filed Jun 9, 2022 22:25 UTC	IMMERSION CORP IMMR · Entity 6143	GrantCommon Stock	16,517	$0.00	$0.00	Disclosure SEC source: 0001628280-22-016714 · wf-form4_165481351178853.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,348 F1 · security: Granted in accordance with the Issuer's 2021 Equity Incentive Plan (the "Plan"). In accordance with the terms of the Plan and as approved by the Issuer's Board of Directors, the Reporting Person is permitted to, and has, elected to be paid his salary as an executive officer of the Issuer in the form of the Issuer's Common Stock. F2 · shares: Common Stock issued to the Reporting Person in lieu of salary earned in 2022 through June 3, 2022, less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's Common Stock issued to the Reporting Person was calculated by determining, for each Company bi-weekly payroll period in 2022 through June 3, 2022, the salary earned by the Reporting Person during the applicable bi-weekly payroll period, subtracting withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, and dividing the remainder by the closing price of the Issuer's Common Stock on the applicable pay date, and summing the number of shares of the Issuer's Common Stock from all 2022 pay periods through June 3, 2022. Read SEC document
May 31, 2022 Filed Jun 1, 2022 22:10 UTC	IMMERSION CORP IMMR · Entity 6143	PurchaseCommon Stock	10,000	$5.61	$56,125.00	Disclosure SEC source: 0001628280-22-015950 · wf-form4_165412140363421.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,831 F1 · kind: The reporting person's purchase of IMMR common stock reported herein was matchable under Section 16(b) of the Securities and Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's reported indirect sale of 1,000 shares of IMMR common stock at a price of $5.75 per share on December 29, 2021. The reporting person has paid to IMMR $178.24, representing the full amount of the profit realized in connection with the short-swing transaction, prior to the filing of this report on Form 4. F3 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.56 to $5.6485 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. Read SEC document
May 27, 2022 Filed Jun 1, 2022 22:10 UTC	IMMERSION CORP IMMR · Entity 6143	PurchaseCommon Stock	50,000	$5.72	$285,830.00	Disclosure SEC source: 0001628280-22-015950 · wf-form4_165412140363421.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,831 F1 · kind: The reporting person's purchase of IMMR common stock reported herein was matchable under Section 16(b) of the Securities and Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's reported indirect sale of 1,000 shares of IMMR common stock at a price of $5.75 per share on December 29, 2021. The reporting person has paid to IMMR $178.24, representing the full amount of the profit realized in connection with the short-swing transaction, prior to the filing of this report on Form 4. F2 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.6191 to $5.77 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. Read SEC document
May 23, 2022 Filed May 25, 2022 23:42 UTC	IMMERSION CORP IMMR · Entity 6143	GrantCommon Stock	22,851	$0.00	$0.00	Disclosure SEC source: 0000899243-22-019538 · doc4.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,831 F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Company's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 23, 2022 or (ii) the date of the Issuer's 2023 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events. Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:12 UTC	IMMERSION CORP IMMR · Entity 6143	Tax withholdingCommon Stock	8,201	$5.50	$45,105.50	Disclosure SEC source: 0001628280-22-008379 · wf-form4_164918950420226.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,980 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document
January 27, 2022 Filed Jan 28, 2022 23:44 UTC	IMMERSION CORP IMMR · Entity 6143	GrantPerformance-Based Restricted Stock Units · Derivative	300,000	$0.00	$0.00	Disclosure SEC source: 0001214659-22-001360 · marketforms-55175.xml · derivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-01-01 F3 · derivative.exercise_price: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of Issuer, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of Issuer's common stock during any one hundred (100) day trading period between January 1, 2022 and January 1, 2027 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued service with the Issuer through the applicable vesting date, which occurs in quarterly installments following the Vesting Start Date of January 1, 2022.Vesting is subject to acceleration upon occurrence of certain events. F3 · derivative.exercise_date: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of Issuer, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of Issuer's common stock during any one hundred (100) day trading period between January 1, 2022 and January 1, 2027 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued service with the Issuer through the applicable vesting date, which occurs in quarterly installments following the Vesting Start Date of January 1, 2022.Vesting is subject to acceleration upon occurrence of certain events. Read SEC document
January 27, 2022 Filed Jan 28, 2022 23:44 UTC	IMMERSION CORP IMMR · Entity 6143	GrantCommon Stock, $0.001 par value	300,000	$0.00	$0.00	Disclosure SEC source: 0001214659-22-001360 · marketforms-55175.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,181 F2 · shares: Represents a grant of restricted stock, 1/12th of the total number of shares (25,000 shares) will vest each quarterly period following the Vesting Start Date of January 1, 2022.Vesting is subject to acceleration upon occurrence of certain events. Read SEC document
January 27, 2022 Filed Jan 28, 2022 23:44 UTC	IMMERSION CORP IMMR · Entity 6143	GrantCommon Stock, $0.001 par value	26,151	$0.00	$0.00	Disclosure SEC source: 0001214659-22-001360 · marketforms-55175.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,181 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon certain change of control events. Read SEC document
December 29, 2021 Filed Jan 3, 2022 23:18 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	1,000	$5.75	$5,750.00	Disclosure SEC source: 0000921895-22-000019 · form407738085_01032022.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:12 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	353,374	$6.88	$2,429,728.95	Disclosure SEC source: 0000921895-21-002683 · form407738085_11152021.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 1,000 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 10, 2021 Filed Nov 11, 2021 00:37 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	519,145	$7.04	$3,657,116.95	Disclosure SEC source: 0000921895-21-002585 · form407738085_11102021.xml · nonDerivative · entry 4 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 354,374 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 09, 2021 Filed Nov 11, 2021 00:37 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	707,688	$7.20	$5,093,372.07	Disclosure SEC source: 0000921895-21-002585 · form407738085_11102021.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 873,519 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 08, 2021 Filed Nov 11, 2021 00:37 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	640,882	$7.34	$4,700,933.56	Disclosure SEC source: 0000921895-21-002585 · form407738085_11102021.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 1,581,207 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
May 13, 2021 Filed May 17, 2021 22:05 UTC	IMMERSION CORP IMMR · Entity 6143	GrantCommon Stock, $0.001 par value	14,674	$0.00	$0.00	Disclosure SEC source: 0000921895-21-001387 · form407738085_05172021.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,704 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. Read SEC document
May 13, 2021 Filed May 19, 2021 19:42 UTC Amendment	IMMERSION CORP IMMR · Entity 6143	GrantCommon Stock, $0.001 par value	17,313	$0.00	$0.00	Disclosure SEC source: 0000921895-21-001415 · form4a107738085_05192021.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,343 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. F3 · shares: This amendment is being filed solely to correct the number of securities acquired and the amount of securities beneficially owned following reporting transaction used to report a single transaction in Table I of the Reporting Persons' Form 4 filed on May 17, 2021. The original Form 4 incorrectly reported 14,674 securities acquired and 46,704 securities owned following the reporting transaction, due to an error. Read SEC document
May 13, 2021 Filed May 29, 2021 01:50 UTC Amendment	IMMERSION CORP IMMR · Entity 6143	OtherCommon Stock, $0.001 par value	0	$0.00	$0.00	Disclosure SEC source: 0001193805-21-000753 · form4a07738085_05282021.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,030 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: This amendment is being filed solely to reverse the previously reported grant of restricted stock to Mr. Martin on the original form 4 filed on May 17, 2021, as amended on May 19, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Issuer's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to Mr. Martin, the Issuer identified the termination of the Plan and therefore did not issue the restricted shares to Mr. Martin. As a result, the grant was not effective under the Issuer's grant procedures. F3 · kind: Continued from footnote 2: The Immersion Board of Directors has rescinded the prior approval of such grant and has confirmed that Mr. Martin had no right to the restricted shares previously reported on the Original Form 4. F2 · shares: This amendment is being filed solely to reverse the previously reported grant of restricted stock to Mr. Martin on the original form 4 filed on May 17, 2021, as amended on May 19, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Issuer's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to Mr. Martin, the Issuer identified the termination of the Plan and therefore did not issue the restricted shares to Mr. Martin. As a result, the grant was not effective under the Issuer's grant procedures. F3 · shares: Continued from footnote 2: The Immersion Board of Directors has rescinded the prior approval of such grant and has confirmed that Mr. Martin had no right to the restricted shares previously reported on the Original Form 4. F2 · price: This amendment is being filed solely to reverse the previously reported grant of restricted stock to Mr. Martin on the original form 4 filed on May 17, 2021, as amended on May 19, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Issuer's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to Mr. Martin, the Issuer identified the termination of the Plan and therefore did not issue the restricted shares to Mr. Martin. As a result, the grant was not effective under the Issuer's grant procedures. F3 · price: Continued from footnote 2: The Immersion Board of Directors has rescinded the prior approval of such grant and has confirmed that Mr. Martin had no right to the restricted shares previously reported on the Original Form 4. F2 · balance_after: This amendment is being filed solely to reverse the previously reported grant of restricted stock to Mr. Martin on the original form 4 filed on May 17, 2021, as amended on May 19, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Issuer's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to Mr. Martin, the Issuer identified the termination of the Plan and therefore did not issue the restricted shares to Mr. Martin. As a result, the grant was not effective under the Issuer's grant procedures. F3 · balance_after: Continued from footnote 2: The Immersion Board of Directors has rescinded the prior approval of such grant and has confirmed that Mr. Martin had no right to the restricted shares previously reported on the Original Form 4. Read SEC document
February 19, 2021 Filed Feb 20, 2021 02:52 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	170,899	$12.72	$2,172,980.79	Disclosure SEC source: 0000921895-21-000517 · form407738085_02192021.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 2,222,089 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
February 18, 2021 Filed Feb 20, 2021 02:52 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	237,500	$13.02	$3,091,062.50	Disclosure SEC source: 0000921895-21-000517 · form407738085_02192021.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 2,392,988 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
December 29, 2020 Filed Dec 30, 2020 21:05 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	55,603	$12.21	$678,701.34	Disclosure SEC source: 0000921895-20-003301 · form407738085_12302020.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 2,630,488 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
December 28, 2020 Filed Dec 30, 2020 21:05 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	1,093,710	$9.68	$10,586,565.95	Disclosure SEC source: 0000921895-20-003301 · form407738085_12302020.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 2,686,091 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
December 24, 2020 Filed Dec 28, 2020 21:49 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	3,134	$9.00	$28,206.00	Disclosure SEC source: 0001193805-20-001629 · e620180_4-immr.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,779,801 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
December 22, 2020 Filed Dec 28, 2020 21:49 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	3,352	$9.01	$30,208.89	Disclosure SEC source: 0001193805-20-001629 · e620180_4-immr.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,782,935 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:44 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	116,295	$9.21	$1,070,937.40	Disclosure SEC source: 0001193805-20-001604 · e620170_4-immersion.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,786,287 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
December 18, 2020 Filed Dec 22, 2020 22:44 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	50,124	$9.15	$458,759.91	Disclosure SEC source: 0001193805-20-001604 · e620170_4-immersion.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,902,582 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
December 17, 2020 Filed Dec 18, 2020 22:18 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	61,743	$9.09	$561,466.14	Disclosure SEC source: 0000921895-20-003271 · form407738085_12182020.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,952,706 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:18 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	68,473	$9.16	$627,513.96	Disclosure SEC source: 0000921895-20-003271 · form407738085_12182020.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,014,449 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 27, 2020 Filed Dec 2, 2020 01:08 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	26,895	$9.05	$243,429.33	Disclosure SEC source: 0000921895-20-003154 · form407738085_12012020.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,082,922 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
September 03, 2020 Filed Sep 4, 2020 20:59 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	82,623	$9.19	$759,412.78	Disclosure SEC source: 0000921895-20-002365 · form407738085_09042020.xml · nonDerivative · entry 5 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,109,817 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
September 03, 2020 Filed Sep 4, 2020 20:59 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	67,810	$9.53	$646,168.27	Disclosure SEC source: 0000921895-20-002365 · form407738085_09042020.xml · nonDerivative · entry 4 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,192,440 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:59 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	504,980	$10.30	$5,201,697.98	Disclosure SEC source: 0000921895-20-002365 · form407738085_09042020.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,260,250 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:59 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	67,215	$10.14	$681,681.09	Disclosure SEC source: 0000921895-20-002365 · form407738085_09042020.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,765,230 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
June 12, 2020 Filed Jun 17, 2020 00:08 UTC	IMMERSION CORP IMMR · Entity 6143	GrantCommon Stock, $0.001 par value	18,543	$0.00	$0.00	Disclosure SEC source: 0000921895-20-001788 · form407738085-06162020.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,030 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders. Read SEC document
September 20, 2019 Filed Sep 24, 2019 17:13 UTC	INTERMOLECULAR INC IMI · Entity 154785	OtherCommon Stock, $.001 par value	14,731,351	$1.20	$17,677,621.20	Disclosure SEC source: 0000921895-19-002454 · form407738042_09242019.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin was deemed to beneficially own the securities previously held by Raging Master. F3 · ownership.direct: Raging Master specifically disclaims beneficial ownership of the securities previously held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
August 09, 2019 Filed Aug 14, 2019 00:04 UTC	IMMERSION CORP IMMR · Entity 6143	GrantCommon Stock, $0.001 par value	13,487	$0.00	$0.00	Disclosure SEC source: 0000921895-19-002209 · form407738085_08132019.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,487 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of June 14, 2019, subject to continued service through such vesting date. Read SEC document
August 07, 2019 Filed Aug 8, 2019 23:16 UTC	IMMERSION CORP IMMR · Entity 6143	PurchaseCommon Stock, $0.001 par value	2,499	$7.65	$19,117.35	Disclosure SEC source: 0000921895-19-002150 · form407738085_08082019.xml · nonDerivative · entry 2 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,832,445 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
August 06, 2019 Filed Aug 8, 2019 23:16 UTC	IMMERSION CORP IMMR · Entity 6143	PurchaseCommon Stock, $0.001 par value	10,600	$7.65	$81,095.30	Disclosure SEC source: 0000921895-19-002150 · form407738085_08082019.xml · nonDerivative · entry 1 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,829,946 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
August 05, 2019 Filed Aug 6, 2019 22:39 UTC	IMMERSION CORP IMMR · Entity 6143	PurchaseCommon Stock, $0.001 par value	19,166	$7.80	$149,575.30	Disclosure SEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 4 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,819,346 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
August 05, 2019 Filed Aug 6, 2019 22:39 UTC	IMMERSION CORP IMMR · Entity 6143	PurchaseCommon Stock, $0.001 par value	834	$7.70	$6,421.30	Disclosure SEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 3 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,800,180 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:39 UTC	IMMERSION CORP IMMR · Entity 6143	PurchaseCommon Stock, $0.001 par value	17,200	$7.80	$134,158.28	Disclosure SEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 2 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,799,346 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:39 UTC	IMMERSION CORP IMMR · Entity 6143	PurchaseCommon Stock, $0.001 par value	2,800	$7.41	$20,737.92	Disclosure SEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 1 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,782,146 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 15, 2018 Filed Nov 20, 2018 00:35 UTC	TIDEWATER INC TDW · Entity 2560	GrantWarrants (right to buy) · Derivative	644	Not disclosed Strike: $100.00	Not disclosed	Disclosure SEC source: 0000921895-18-003118 · form407738094_11192018.xml · derivative · entry 6 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644 Underlying: Common Stock, $0.001 par value · 644 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F10 · price: Warrants exercisable into 586 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer. F10 · derivative.expiration_date: Warrants exercisable into 586 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer. Read SEC document
November 15, 2018 Filed Nov 20, 2018 00:35 UTC	TIDEWATER INC TDW · Entity 2560	GrantWarrants (right to buy) · Derivative	99,097	Not disclosed Strike: $100.00	Not disclosed	Disclosure SEC source: 0000921895-18-003118 · form407738094_11192018.xml · derivative · entry 5 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging QP Disclosed balance after: 99,097 Underlying: Common Stock, $0.001 par value · 99,097 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F4 · shares: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F9 · price: Warrants exercisable into 90,089 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer. F9 · derivative.expiration_date: Warrants exercisable into 90,089 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer. F4 · derivative.underlying_shares: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F4 · balance_after: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 15, 2018 Filed Nov 20, 2018 00:35 UTC	TIDEWATER INC TDW · Entity 2560	GrantWarrants (right to buy) · Derivative	65,792	Not disclosed Strike: $100.00	Not disclosed	Disclosure SEC source: 0000921895-18-003118 · form407738094_11192018.xml · derivative · entry 4 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Offshore Disclosed balance after: 65,792 Underlying: Common Stock, $0.001 par value · 65,792 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F2 · shares: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F8 · price: Warrants exercisable into 59,811 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer. F8 · derivative.expiration_date: Warrants exercisable into 59,811 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer. F2 · derivative.underlying_shares: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F2 · balance_after: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 15, 2018 Filed Nov 20, 2018 00:35 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock, $0.001 par value	59	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-18-003118 · form407738094_11192018.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F7 · price: Acquired pursuant to the Merger in exchange for 54 shares of common stock of GulfMark. Read SEC document
November 15, 2018 Filed Nov 20, 2018 00:35 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock, $0.001 par value	2,413,379	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-18-003118 · form407738094_11192018.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By RC GLF Disclosed balance after: 2,413,379 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F3 · shares: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA. F6 · price: Acquired pursuant to the Merger in exchange for 2,193,981 shares of common stock of GulfMark. F3 · balance_after: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA. Read SEC document
November 15, 2018 Filed Nov 20, 2018 00:35 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock, $0.001 par value	6,086	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-18-003118 · form407738094_11192018.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Offshore Disclosed balance after: 6,086 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer. F2 · shares: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F5 · price: Acquired pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between GulfMark Offshore, Inc. ("GulfMark") and the Issuer, dated July 15, 2018 (the "Merger"), in exchange for 5,533 shares of common stock of GulfMark. F2 · balance_after: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 15, 2018 Filed Nov 19, 2018 19:16 UTC	GULFMARK OFFSHORE INC GLF · Entity 162347	OtherWarrants (right to buy) · Derivative	586	Not disclosed Strike: $100.00	Not disclosed	Disclosure SEC source: 0000921895-18-003114 · form407738055_11192018.xml · derivative · entry 6 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 586 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F10 · price: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 644 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater. F10 · derivative.expiration_date: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 644 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater. Read SEC document
November 15, 2018 Filed Nov 19, 2018 19:16 UTC	GULFMARK OFFSHORE INC GLF · Entity 162347	OtherWarrants (right to buy) · Derivative	90,089	Not disclosed Strike: $100.00	Not disclosed	Disclosure SEC source: 0000921895-18-003114 · form407738055_11192018.xml · derivative · entry 5 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging QP Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 90,089 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F4 · shares: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F9 · price: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 99,097 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater. F9 · derivative.expiration_date: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 99,097 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater. F4 · derivative.underlying_shares: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 15, 2018 Filed Nov 19, 2018 19:16 UTC	GULFMARK OFFSHORE INC GLF · Entity 162347	OtherWarrants (right to buy) · Derivative	59,811	Not disclosed Strike: $100.00	Not disclosed	Disclosure SEC source: 0000921895-18-003114 · form407738055_11192018.xml · derivative · entry 4 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Offshore Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 59,811 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F2 · shares: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. F8 · price: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 65,792 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater. F8 · derivative.expiration_date: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 65,792 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater. F2 · derivative.underlying_shares: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document
November 15, 2018 Filed Nov 19, 2018 19:16 UTC	GULFMARK OFFSHORE INC GLF · Entity 162347	OtherCommon Stock, $0.01 par value	54	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-18-003114 · form407738055_11192018.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer. F7 · price: Disposed of pursuant to the Merger in exchange for 59 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.