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person · Reporting owner

MARTIN WILLIAM C

Disclosed activity across 10 companies

Tapewire entity
10129
SEC CIK
0001205885

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Barnes & Noble Education, Inc.BNED · Entity 5624Director · 10% ownerSeptember 25, 2026September 29, 2026
DSP GROUP INC /DE/DSPG · Entity 132869See Explanation of ResponsesDecember 15, 2017December 26, 2017
IMMERSION CORPIMMR · Entity 6143Director · Chief Strategy OfficerOctober 07, 2026October 08, 2026
TIDEWATER INCTDW · Entity 2560DirectorNovember 15, 2018November 20, 2018
UNIVERSAL ELECTRONICS INCUEIC · Entity 366See Explanation of ResponsesSeptember 10, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Barnes & Noble Education, Inc.

Report date September 25, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect187,391 Reported balance After 2026-09-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-25 · Grant · Acquired 17,653 · Balance 187,391

F1: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2: Grant of restricted shares that will vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders.

F3: The Reporting Person's shares are held directly and through a wholly-owned limited liability company and IRA Accounts, all of which the Reporting Person controls exclusively.

Common StockSEC Table I · non-derivativeIndirectAs UGMA Custodian for minor children12,000 Reported balance Holding disclosure · report date 2026-09-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 12,000

F1: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F4: The Reporting Person's shares are held directly through UGMA accounts for the benefit of his minor children, all of which the Reporting Person controls exclusively.

Common StockSEC Table I · non-derivativeIndirectSee footnote11,208,746 Reported balance Holding disclosure · report date 2026-09-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,208,746

F1: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F5: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2: Grant of restricted shares that will vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders.

F3: The Reporting Person's shares are held directly and through a wholly-owned limited liability company and IRA Accounts, all of which the Reporting Person controls exclusively.

F4: The Reporting Person's shares are held directly through UGMA accounts for the benefit of his minor children, all of which the Reporting Person controls exclusively.

F5: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

DSP GROUP INC /DE/

Report date December 15, 2017 · Filed December 26, 2017

Jointly reported with Raging Capital Management, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectBy Raging Capital Master Fund, Ltd.2,172,872 Reported balance Holding disclosure · report date 2017-12-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,172,872

F1: This Form 3 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

IMMERSION CORP

Report date October 07, 2026 · Filed October 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,440,381 Reported balance After 2026-10-07 transaction · row 1
1 source row

Row 1 · 2026-10-07 · Grant · Acquired 17,217 · Balance 1,440,381

F1: Represents a grant of restricted stock pursuant to and in accordance with the Issuer's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) October 7, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock pursuant to and in accordance with the Issuer's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) October 7, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

TIDEWATER INC

Report date November 15, 2018 · Filed November 20, 2018

Jointly reported with Raging Capital Management, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectBy Raging Offshore6,086 Reported balance After 2018-11-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-11-15 · Grant · Acquired 6,086 · Balance 6,086

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F5: Acquired pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between GulfMark Offshore, Inc. ("GulfMark") and the Issuer, dated July 15, 2018 (the "Merger"), in exchange for 5,533 shares of common stock of GulfMark.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectBy RC GLF2,413,379 Reported balance After 2018-11-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-11-15 · Grant · Acquired 2,413,379 · Balance 2,413,379

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F3: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA.

F6: Acquired pursuant to the Merger in exchange for 2,193,981 shares of common stock of GulfMark.

Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect59 Reported balance After 2018-11-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-11-15 · Grant · Acquired 59 · Balance 59

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F7: Acquired pursuant to the Merger in exchange for 54 shares of common stock of GulfMark.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00IndirectBy Raging Offshore65,792 Reported balance After 2018-11-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-11-15 · Grant · Acquired 65,792 · Balance 65,792

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F8: Warrants exercisable into 59,811 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00IndirectBy Raging QP99,097 Reported balance After 2018-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-11-15 · Grant · Acquired 99,097 · Balance 99,097

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F4: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F9: Warrants exercisable into 90,089 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00Direct644 Reported balance After 2018-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-11-15 · Grant · Acquired 644 · Balance 644

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F10: Warrants exercisable into 586 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F3: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA.

F4: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F5: Acquired pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between GulfMark Offshore, Inc. ("GulfMark") and the Issuer, dated July 15, 2018 (the "Merger"), in exchange for 5,533 shares of common stock of GulfMark.

F6: Acquired pursuant to the Merger in exchange for 2,193,981 shares of common stock of GulfMark.

F7: Acquired pursuant to the Merger in exchange for 54 shares of common stock of GulfMark.

F8: Warrants exercisable into 59,811 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

F9: Warrants exercisable into 90,089 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

F10: Warrants exercisable into 586 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

UNIVERSAL ELECTRONICS INC

Report date September 10, 2026 · Filed September 11, 2026

Jointly reported with TORO 18 HOLDINGS LLC, Singer Eric, IMMERSION CORP

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,207,373 Reported balance After 2026-09-10 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-09-10 · Sale · Disposed 24,459 · Balance 1,207,373

F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.62 to $4.78. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence.

F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Common StockSEC Table I · non-derivativeDirect1,101,832 Reported balance After 2026-09-11 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-09-11 · Sale · Disposed 105,541 · Balance 1,101,832

F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.60 to $4.685. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence

F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Common StockSEC Table I · non-derivativeDirect112,001 Reported balance Holding disclosure · report date 2026-09-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 112,001

F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5: Securities held directly by Mr. Singer.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.62 to $4.78. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence.

F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

F4: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.60 to $4.685. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence

F5: Securities held directly by Mr. Singer.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

A. M. Castle & Co.

Report date November 04, 2016 · Filed November 07, 2016

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2016-11-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy Raging Capital Master Fund, Ltd.0 Reported balance After 2016-11-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2016-11-04 · Sale · Disposed 4,630,795 · Balance 0

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). The Reporting Persons previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer previously reported by them except to the extent of his or its pecuniary interest therein.

F2: This Form 4 relates to securities of the Issuer previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). The Reporting Persons previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer previously reported by them except to the extent of his or its pecuniary interest therein.

F2: This Form 4 relates to securities of the Issuer previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

GULFMARK OFFSHORE INC

Report date November 15, 2018 · Filed November 19, 2018

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2018-11-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy Raging Offshore0 Reported balance After 2018-11-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-11-15 · Other · Disposed 5,533 · Balance 0

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer.

F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F5: Disposed of pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between the Issuer and Tidewater Inc. ("Tidewater"), dated July 15, 2018 (the "Merger"), in exchange for 6,086 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy RC GLF0 Reported balance After 2018-11-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-11-15 · Other · Disposed 2,193,981 · Balance 0

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer.

F3: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA.

F6: Disposed of pursuant to the Merger in exchange for 2,413,379 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.

Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-11-15 · Other · Disposed 54 · Balance 0

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer.

F7: Disposed of pursuant to the Merger in exchange for 59 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00IndirectBy Raging Offshore0 Reported balance After 2018-11-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-11-15 · Other · Disposed 59,811 · Balance 0

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer.

F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F8: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 65,792 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00IndirectBy Raging QP0 Reported balance After 2018-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-11-15 · Other · Disposed 90,089 · Balance 0

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer.

F4: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F9: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 99,097 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.00Direct0 Reported balance After 2018-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-11-15 · Other · Disposed 586 · Balance 0

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer.

F10: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 644 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, was a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may have been deemed to be a director by deputization of the Issuer.

F2: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F3: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA.

F4: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F5: Disposed of pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between the Issuer and Tidewater Inc. ("Tidewater"), dated July 15, 2018 (the "Merger"), in exchange for 6,086 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.

F6: Disposed of pursuant to the Merger in exchange for 2,413,379 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.

F7: Disposed of pursuant to the Merger in exchange for 59 shares of common stock of Tidewater and cash in lieu of a fraction of one share of Tidewater.

F8: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 65,792 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

F9: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 99,097 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

F10: Warrants were assumed by Tidewater pursuant to the Merger and automatically converted into the right to receive 644 shares of common stock of Tidewater upon payment to Tidewater of the exercise price ($100 per share), subject to the other terms and conditions of the Issuer warrant agreement, and the right to receive cash in lieu of a fraction of one share of Tidewater.

INTERMOLECULAR INC

Report date September 20, 2019 · Filed September 24, 2019

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2019-09-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.001 par valueSEC Table I · non-derivativeIndirectBy Raging Capital Master Fund, Ltd.0 Reported balance After 2019-09-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-09-20 · Other · Disposed 14,731,351 · Balance 0

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin was deemed to beneficially own the securities previously held by Raging Master.

F3: Raging Master specifically disclaims beneficial ownership of the securities previously held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin was deemed to beneficially own the securities previously held by Raging Master.

F3: Raging Master specifically disclaims beneficial ownership of the securities previously held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

MRV COMMUNICATIONS INC

Report date August 11, 2017 · Filed August 15, 2017

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2017-08-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0017 par valueSEC Table I · non-derivativeIndirectBy Raging Capital Master Fund, Ltd.0 Reported balance After 2017-08-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-08-11 · Other · Disposed 2,136,864 · Balance 0

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock of the Issuer previously reported herein except to the extent of his or its pecuniary interest therein.

F2: Raging Capital is the Investment Manager of Raging Capital Master Fund, Ltd. ("Raging Master"). William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin was deemed to beneficially own the shares of Common Stock of the Issuer previously held by Raging Master. Raging Master specifically disclaims beneficial ownership of the shares of Common Stock of the Issuer previously held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock of the Issuer previously reported herein except to the extent of his or its pecuniary interest therein.

F2: Raging Capital is the Investment Manager of Raging Capital Master Fund, Ltd. ("Raging Master"). William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin was deemed to beneficially own the shares of Common Stock of the Issuer previously held by Raging Master. Raging Master specifically disclaims beneficial ownership of the shares of Common Stock of the Issuer previously held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

RENTECH, INC.

Report date December 05, 2017 · Filed December 07, 2017

Jointly reported with Raging Capital Management, LLC

Section 16 reporting ended · disclosed 2017-12-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy Raging Capital Master Fund, Ltd.2,003,059 Last balance in matching sequence After 2017-12-06 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2017-12-05 · Sale · Disposed 113,357 · Balance 2,333,550

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Row 2 · 2017-12-05 · Sale · Disposed 10,491 · Balance 2,323,059

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Row 3 · 2017-12-06 · Sale · Disposed 292,893 · Balance 2,030,166

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Row 4 · 2017-12-06 · Sale · Disposed 27,107 · Balance 2,003,059

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2024 Filed Jun 21, 2024 20:57 UTC Barnes & Noble Education, Inc. BNED · Entity 5624 GrantCommon Stock 7,441 $0.00 $0.00
Disclosure

SEC source: 0001634117-24-000034 · wk-form4_1719003440.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,441

F1 · security: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2 · shares: Grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of Common Stock, of the Issuer. The RSUs vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders.

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May 03, 2024 Filed May 6, 2024 21:51 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 35,565 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-040169 · marketforms-65766.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,389

F1 · shares: Common Stock issued to the Reporting Person in lieu of bonus earned during the first quarter of 2024 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's Common Stock issued to the Reporting Person was calculated by dividing the bonus earned by the Reporting Person during the first quarter of 2024, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, and dividing the remainder by the closing price on May 3, 2024.

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April 29, 2024 Filed Apr 30, 2024 20:15 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 17,242 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-037842 · marketforms-65630.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 989,824

F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Issuer's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of April 29, 2024 or (ii) the date of the Issuer's 2025 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

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April 01, 2024 Filed Apr 2, 2024 21:15 UTC IMMERSION CORP IMMR · Entity 6143 Tax withholdingCommon Stock 10,683 $7.53 $80,442.99
Disclosure

SEC source: 0001213900-24-029434 · marketforms-65380.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 972,582

F3 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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April 01, 2024 Filed Apr 2, 2024 21:15 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029434 · marketforms-65380.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983,265

F2 · shares: Represents the grant of 100,000 restricted stock units, 100% of which will vest on the one-year anniversary of April 1, 2024, the effective grant date, or April 1, 2025, subject to the Reporting Person's continued employment with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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March 29, 2024 Filed Apr 2, 2024 21:15 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 6,517 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029434 · marketforms-65380.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 883,265

F1 · shares: Common stock issued to the Reporting Person in lieu of salary earned during the three months ended March 31, 2024 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's common stock issued to the Reporting Person was calculated by determining the salary earned by the Reporting Person during the three months ended March 31, 2024, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, and dividing the remainder by the closing price on March 28, 2024.

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January 12, 2024 Filed Jan 16, 2024 21:15 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 74,160 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-003743 · marketforms-64313.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876,748

F1 · shares: Common Stock issued to the Reporting Person in lieu of bonus earned during 2023 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's Common Stock issued to the Reporting Person was calculated by dividing the bonus earned by the Reporting Person during 2023, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, dividing the remainder by the closing price on January 12, 2024.

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January 01, 2024 Filed Jan 2, 2024 23:07 UTC IMMERSION CORP IMMR · Entity 6143 Tax withholdingCommon Stock 8,751 $7.16 $62,657.16
Disclosure

SEC source: 0001213900-24-000338 · marketforms-63941.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 802,588

F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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January 01, 2024 Filed Jan 3, 2024 21:58 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000008 · wk-form4_1704319069.xml · derivative · entry 3

Singer Eric · CIK 0001443284 · Director · 10% owner

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: Restricted stock units awarded on January 1, 2024 to Mr. Singer as pro rata director compensation and generally vest and are paid quarterly over a period ending July 1, 2024, which restricted units are owned directly by Mr. Singer.

F6 · derivative.expiration_date: Restricted stock units awarded on January 1, 2024 to Mr. Singer as pro rata director compensation and generally vest and are paid quarterly over a period ending July 1, 2024, which restricted units are owned directly by Mr. Singer.

F7 · ownership.direct: Restricted Stock Units owned directly by Mr. Singer.

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January 01, 2024 Filed Jan 3, 2024 21:58 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000008 · wk-form4_1704319069.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · 10% owner

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153

F1 · security: This Form 4 is filed jointly by Eric Singer, Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer is also a member of the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: Shares of the Issuer's Common Stock awarded on January 1, 2024 to Mr. Singer as pro rata director compensation, which shares are owned directly by Mr. Singer.

F3 · ownership.direct: Shares of the Issuer's Common Stock owned directly by Mr. Singer.

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December 29, 2023 Filed Jan 2, 2024 23:07 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 8,008 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-000338 · marketforms-63941.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,339

F1 · shares: Common stock issued to the Reporting Person in lieu of salary earned during the three months ended December 31, 2023 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's common stock issued to the Reporting Person was calculated by determining the salary earned by the Reporting Person during the three months ended December 31, 2023, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, and dividing the remainder by the closing price on December 29, 2023.

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December 06, 2023 Filed Dec 6, 2023 22:02 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 11,281 $7.60 $85,735.60
Disclosure

SEC source: 0000921895-23-002720 · form413446008_12062023.xml · nonDerivative · entry 3

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,544,147

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

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December 06, 2023 Filed Dec 21, 2023 00:30 UTC Amendment UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 11,281 $7.60 $85,735.60
Disclosure

SEC source: 0001193805-23-001636 · e618141_4-ueic.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,544,647

F1 · security: This Form 4/A is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · balance_after: On December 6, 2023, the Reporting Persons filed the Form 4 reporting that Toro 18 owned directly 1,544,147 shares of Common Stock following the transaction on December 6, 2023. In fact, as reported in this amendment, Toro 18 owned directly 1,544,647 shares of Common Stock following the transaction on December 6, 2023.

F2 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 22:02 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 14,380 $7.73 $111,168.90
Disclosure

SEC source: 0000921895-23-002720 · form413446008_12062023.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,532,866

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.6800 to $7.7400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
December 05, 2023 Filed Dec 21, 2023 00:30 UTC Amendment UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 14,880 $7.73 $115,038.77
Disclosure

SEC source: 0001193805-23-001636 · e618141_4-ueic.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,533,366

F1 · security: This Form 4/A is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · shares: On December 6, 2023, the Reporting Persons filed a Form 4 (the "Form 4") which reported that Toro 18 purchased 14,380 shares of Common Stock on December 5, 2023 at an average price of $7.7308 per share, and that Toro 18 owned directly 1,532,866 shares of Common Stock following the transaction. In fact, as reported in this amendment, Toro 18 purchased 14,880 shares of Common Stock on December 5, 2023 at an average price of $7.7311 per share, and Toro 18 owned directly 1,533,366 shares of Common Stock following the transaction.

F3 · price: On December 6, 2023, the Reporting Persons filed a Form 4 (the "Form 4") which reported that Toro 18 purchased 14,380 shares of Common Stock on December 5, 2023 at an average price of $7.7308 per share, and that Toro 18 owned directly 1,532,866 shares of Common Stock following the transaction. In fact, as reported in this amendment, Toro 18 purchased 14,880 shares of Common Stock on December 5, 2023 at an average price of $7.7311 per share, and Toro 18 owned directly 1,533,366 shares of Common Stock following the transaction.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.6800 to $7.7400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: On December 6, 2023, the Reporting Persons filed a Form 4 (the "Form 4") which reported that Toro 18 purchased 14,380 shares of Common Stock on December 5, 2023 at an average price of $7.7308 per share, and that Toro 18 owned directly 1,532,866 shares of Common Stock following the transaction. In fact, as reported in this amendment, Toro 18 purchased 14,880 shares of Common Stock on December 5, 2023 at an average price of $7.7311 per share, and Toro 18 owned directly 1,533,366 shares of Common Stock following the transaction.

F2 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 22:02 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 9,579 $7.66 $73,349.28
Disclosure

SEC source: 0000921895-23-002720 · form413446008_12062023.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,518,486

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.6350 to $7.7400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
November 28, 2023 Filed Nov 28, 2023 22:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 44,433 $7.47 $332,056.70
Disclosure

SEC source: 0000921895-23-002691 · form413446008_11282023.xml · nonDerivative · entry 3

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,508,907

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.4150 to $7.5000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
November 27, 2023 Filed Nov 28, 2023 22:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 42,277 $7.52 $317,986.46
Disclosure

SEC source: 0000921895-23-002691 · form413446008_11282023.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464,474

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.3750 to $7.5400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 22:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 9,488 $7.44 $70,621.08
Disclosure

SEC source: 0000921895-23-002691 · form413446008_11282023.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,422,197

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.3250 to $7.4900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
November 07, 2023 Filed Nov 7, 2023 22:57 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 48,962 $8.09 $395,882.25
Disclosure

SEC source: 0000921895-23-002501 · form413446008_11072023.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,412,709

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.9650 to $8.1000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:57 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 25,000 $8.16 $203,887.50
Disclosure

SEC source: 0000921895-23-002501 · form413446008_11072023.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,363,747

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

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October 30, 2023 Filed Oct 31, 2023 16:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 2,505 $7.42 $18,598.62
Disclosure

SEC source: 0000921895-23-002432 · form413446008_10312023.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,338,747

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.4050 to $7.4400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

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October 27, 2023 Filed Oct 31, 2023 16:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 20,480 $7.32 $149,919.74
Disclosure

SEC source: 0000921895-23-002432 · form413446008_10312023.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336,242

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.1750 to $7.5000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

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October 01, 2023 Filed Oct 3, 2023 12:50 UTC IMMERSION CORP IMMR · Entity 6143 Tax withholdingCommon Stock 11,401 $6.61 $75,360.61
Disclosure

SEC source: 0001013762-23-000755 · marketforms-62726.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 803,331

F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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September 30, 2023 Filed Oct 3, 2023 12:50 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 7,326 $0.00 $0.00
Disclosure

SEC source: 0001013762-23-000755 · marketforms-62726.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,732

F1 · shares: Common stock issued to the Reporting Person in lieu of salary earned during the three months ended September 30, 2023 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's common stock issued to the Reporting Person was calculated by determining the salary earned by the Reporting Person during the three months ended September30, 2023, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, and dividing the remainder by the closing price on September 29, 2023.

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July 01, 2023 Filed Jul 5, 2023 20:19 UTC IMMERSION CORP IMMR · Entity 6143 Tax withholdingCommon Stock 11,543 $7.08 $81,724.44
Disclosure

SEC source: 0001213900-23-054773 · marketforms-62041.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,406

F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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June 30, 2023 Filed Jul 5, 2023 20:19 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 14,834 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-054773 · marketforms-62041.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,949

F1 · shares: Common stock issued to the Reporting Person in lieu of salary earned during the first six months of 2023 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's common stock issued to the Reporting Person was calculated by determining the salary earned by the Reporting Person during the first six months of 2023, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, and dividing the remainder by the closing price on June 30, 2023.

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April 01, 2023 Filed Apr 4, 2023 20:10 UTC IMMERSION CORP IMMR · Entity 6143 Tax withholdingCommon Stock 11,400 $8.94 $101,916.00
Disclosure

SEC source: 0001628280-23-010590 · wf-form4_168063897684369.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804,115

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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March 30, 2023 Filed Apr 3, 2023 20:15 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 15,043 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010395 · wf-form4_168055292617247.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,515

F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Company's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of March 30, 2023 or (ii) the date of the Issuer's 2024 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

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March 19, 2023 Filed Mar 22, 2023 00:43 UTC IMMERSION CORP IMMR · Entity 6143 GrantPerformance-based Restricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008824 · wf-form4_167944577117527.xml · derivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 0 shares

Expires 2027-01-01

F2 · derivative.exercise_price: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022.

F2 · derivative.exercise_date: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022.

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March 19, 2023 Filed Mar 22, 2023 00:43 UTC IMMERSION CORP IMMR · Entity 6143 Tax withholdingCommon Stock 42,704 $7.87 $336,080.48
Disclosure

SEC source: 0001628280-23-008824 · wf-form4_167944577117527.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,472

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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March 19, 2023 Filed Mar 22, 2023 00:43 UTC IMMERSION CORP IMMR · Entity 6143 Exercise / conversionCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008824 · wf-form4_167944577117527.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 13, 2023 Filed Jan 17, 2023 21:39 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 44,301 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001124 · wf-form4_167399152906853.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,176

F1 · security: Granted in accordance with the Issuer's 2021 Equity Incentive Plan (the "Plan"). In accordance with the terms of the Plan and as approved by the Issuer's Board of Directors, the Reporting Person is permitted to, and has, elected to be paid his salary as an executive officer of the Issuer in the form of the Issuer's Common Stock.

F3 · shares: Common Stock issued to the Reporting Person in lieu of bonus earned during 2022 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's Common Stock issued to the Reporting Person was calculated by dividing the bonus earned by the Reporting Person during 2022, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, dividing the remainder by the closing price on January 13, 2023.

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January 13, 2023 Filed Jan 17, 2023 21:39 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 6,342 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001124 · wf-form4_167399152906853.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,875

F1 · security: Granted in accordance with the Issuer's 2021 Equity Incentive Plan (the "Plan"). In accordance with the terms of the Plan and as approved by the Issuer's Board of Directors, the Reporting Person is permitted to, and has, elected to be paid his salary as an executive officer of the Issuer in the form of the Issuer's Common Stock.

F2 · shares: Common Stock issued to the Reporting Person in lieu of salary earned less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's Common Stock issued to the Reporting Person was calculated by determining for each bi-weekly payroll period, the salary earned by the Reporting Person during the applicable bi-weekly payroll period, subtracting withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, dividing the remainder by the closing price on December 30, 2022, and summing the number of shares of the Issuer's Common Stock from all pay periods.

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January 03, 2023 Filed Jan 5, 2023 00:40 UTC IMMERSION CORP IMMR · Entity 6143 Tax withholdingCommon Stock 8,751 $7.03 $61,519.53
Disclosure

SEC source: 0001628280-23-000342 · wf-form4_167287921748194.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,533

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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October 14, 2022 Filed Oct 18, 2022 23:23 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 14,346 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-026575 · wf-form4_166613532291898.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,284

F1 · security: Granted in accordance with the Issuer's 2021 Equity Incentive Plan (the "Plan"). In accordance with the terms of the Plan and as approved by the Issuer's Board of Directors, the Reporting Person is permitted to, and has, elected to be paid his salary as an executive officer of the Issuer in the form of the Issuer's Common Stock.

F2 · shares: Common Stock issued to the Reporting Person in lieu of salary earned less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's Common Stock issued to the Reporting Person was calculated by determining for each bi-weekly payroll period, the salary earned by the Reporting Person during the applicable bi-weekly payroll period, subtracting withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, dividing the remainder by the closing price on October 14, 2022, and summing the number of shares of the Issuer's Common Stock from all pay periods.

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October 01, 2022 Filed Oct 4, 2022 21:06 UTC IMMERSION CORP IMMR · Entity 6143 Tax withholdingCommon Stock 7,680 $5.49 $42,163.20
Disclosure

SEC source: 0001628280-22-025982 · wf-form4_166491759014077.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,938

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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September 14, 2022 Filed Sep 15, 2022 20:32 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 13,603 $5.79 $78,727.36
Disclosure

SEC source: 0001628280-22-025016 · wf-form4_166327391400039.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,618

F2 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.75 to $5.80 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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September 13, 2022 Filed Sep 15, 2022 20:32 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 16,243 $5.79 $94,085.95
Disclosure

SEC source: 0001628280-22-025016 · wf-form4_166327391400039.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,015

F1 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.765 to $5.80 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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September 06, 2022 Filed Sep 6, 2022 23:09 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 19,105 $5.68 $108,422.79
Disclosure

SEC source: 0001628280-22-024414 · wf-form4_166250573151699.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,772

F3 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.6299 to $5.70 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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September 02, 2022 Filed Sep 6, 2022 23:09 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 25,000 $5.70 $142,447.50
Disclosure

SEC source: 0001628280-22-024414 · wf-form4_166250573151699.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,667

F2 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.67 to $5.7199 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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September 01, 2022 Filed Sep 6, 2022 23:09 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 15,000 $5.67 $85,110.00
Disclosure

SEC source: 0001628280-22-024414 · wf-form4_166250573151699.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,667

F1 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.645 to $5.70 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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August 30, 2022 Filed Sep 1, 2022 23:09 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 1,573 $5.70 $8,962.48
Disclosure

SEC source: 0001628280-22-024188 · wf-form4_166207377143016.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,667

F1 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.6893 to $5.70 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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August 29, 2022 Filed Aug 29, 2022 21:48 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 10,000 $5.71 $57,081.00
Disclosure

SEC source: 0001628280-22-023845 · wf-form4_166180969138347.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,094

F3 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.69 to $5.715 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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August 26, 2022 Filed Aug 29, 2022 21:48 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 20,000 $5.67 $113,396.00
Disclosure

SEC source: 0001628280-22-023845 · wf-form4_166180969138347.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,094

F2 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.6274 to $5.735 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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August 25, 2022 Filed Aug 29, 2022 21:48 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 15,141 $5.69 $86,099.30
Disclosure

SEC source: 0001628280-22-023845 · wf-form4_166180969138347.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,094

F1 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.665 to $5.70 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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August 22, 2022 Filed Aug 22, 2022 21:25 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 17,285 $5.35 $92,549.08
Disclosure

SEC source: 0001628280-22-023432 · wf-form4_166120347597390.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,953

F3 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.285 to $5.45 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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August 19, 2022 Filed Aug 22, 2022 21:25 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 26,857 $5.29 $142,170.22
Disclosure

SEC source: 0001628280-22-023432 · wf-form4_166120347597390.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,668

F2 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.25 to $5.335 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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August 18, 2022 Filed Aug 22, 2022 21:25 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 73,143 $5.32 $389,157.33
Disclosure

SEC source: 0001628280-22-023432 · wf-form4_166120347597390.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,811

F1 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.11 to $5.42 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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July 01, 2022 Filed Jul 6, 2022 21:35 UTC IMMERSION CORP IMMR · Entity 6143 Tax withholdingCommon Stock 7,680 $5.36 $41,164.80
Disclosure

SEC source: 0001628280-22-018637 · wf-form4_165714328633827.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,668

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.