Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| A10 Networks, Inc.ATEN · Entity 4574 | Director | May 05, 2026 | May 07, 2026 |
| Barnes & Noble Education, Inc.BNED · Entity 5624 | Director · 10% owner | September 25, 2026 | September 29, 2026 |
| IEC ELECTRONICS CORPIEC · Entity 134990 | Director | March 07, 2017 | March 09, 2017 |
| IMMERSION CORPIMMR · Entity 6143 | Director · President and CEO | October 07, 2026 | October 08, 2026 |
| LEAF GROUP LTD.LEAF · Entity 138166 | See Explanation of Responses | February 12, 2021 | February 22, 2021 |
| SEACHANGE INTERNATIONAL INCSEAC · Entity 109346 | Passive Investor | December 07, 2017 | December 08, 2017 |
| Support.com, Inc.SPRT · Entity 135472 | Director | August 07, 2018 | August 20, 2018 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | September 10, 2026 | September 11, 2026 |
| Velodyne Lidar, Inc.VLDR · Entity 116976 | Director | June 10, 2021 | June 14, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
A10 Networks, Inc.
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,806 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Sale · Disposed 24,698 · Balance 68,806 F1: This is the weighted average price of the shares sold, which ranged from $26.88 to $27.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: This is the weighted average price of the shares sold, which ranged from $26.88 to $27.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Barnes & Noble Education, Inc.
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,391 |
Reported balance
After 2026-09-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 17,653 · Balance 174,391 F1: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F2: Grant of restricted shares that will vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 11,208,746 |
Reported balance
Holding disclosure · report date 2026-09-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,208,746 F1: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.
F2: Grant of restricted shares that will vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders.
F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.
IEC ELECTRONICS CORP
Report date March 07, 2017 · Filed March 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,266 |
Reported balance
After 2017-03-07 transaction · row 1
1 source rowRow 1 · 2017-03-07 · Grant · Acquired 6,596 · Balance 18,266 F1: This annual restricted stock award was granted to each non-employee director under the Issuer's 2010 Omnibus Incentive Compensation Plan in a transaction exempt under Rule 16b-3 and vests equally on the first three anniversaries of the grant date. The number of shares awarded has a grant-date fair value of $25,000 and is calculated on the closing price of the Issuer's common stock on the grant date ($3.79). |
| Common StockSEC Table I · non-derivative | IndirectBy Vertex Capital Advisors, LLC (n/k/a VIEX Capital Advisors, LLC) | 104,651 |
Reported balance
Holding disclosure · report date 2017-03-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 104,651 F2: Mr. Singer disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Singer is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This annual restricted stock award was granted to each non-employee director under the Issuer's 2010 Omnibus Incentive Compensation Plan in a transaction exempt under Rule 16b-3 and vests equally on the first three anniversaries of the grant date. The number of shares awarded has a grant-date fair value of $25,000 and is calculated on the closing price of the Issuer's common stock on the grant date ($3.79).
F2: Mr. Singer disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Singer is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
IMMERSION CORP
Report date October 07, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,230,664 |
Ending reported balance
After 2026-10-07 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-10-07 · Grant · Acquired 17,217 · Balance 2,189,664 F1: Represents a grant of restricted stock pursuant to and in accordance with the Issuer's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) October 7, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events. Row 2 · 2026-10-07 · Purchase · Acquired 3,000 · Balance 2,192,664 Row 3 · 2026-10-07 · Purchase · Acquired 8,000 · Balance 2,200,664 Row 4 · 2026-10-07 · Purchase · Acquired 3,050 · Balance 2,203,714 Row 5 · 2026-10-07 · Purchase · Acquired 26,950 · Balance 2,230,664 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock pursuant to and in accordance with the Issuer's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) October 7, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.
LEAF GROUP LTD.
Report date February 12, 2021 · Filed February 22, 2021
Jointly reported with VIEX Opportunities Fund, LP Series One, VIEX GP, LLC, VIEX Capital Advisors, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectBy Viex Opportunities Fund, LP - Series One | 2,282,045 |
Reported balance
Holding disclosure · report date 2021-02-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,282,045 F1: This Form 3 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group with Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont, Mike McConnell and John Mutch that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. F2: Securities of Leaf Group Ltd. (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Put Option (Obligation to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2021-08-21 | IndirectBy Viex Opportunities Fund, LP - Series One | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-12 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: This Form 3 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group with Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont, Mike McConnell and John Mutch that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. F2: Securities of Leaf Group Ltd. (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group with Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont, Mike McConnell and John Mutch that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.
F2: Securities of Leaf Group Ltd. (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
SEACHANGE INTERNATIONAL INC
Report date December 07, 2017 · Filed December 08, 2017
Jointly reported with VIEX Opportunities Fund, LP Series One, VIEX Special Opportunities Fund II, LP, VIEX Special Opportunities GP II, LLC, VIEX GP, LLC, VIEX Capital Advisors, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: VIEX Opportunities Fund, LP - Series One | 1,623,438 |
Last balance in matching sequence
After 2017-12-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-12-07 · Sale · Disposed 118,619 · Balance 1,831,162 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons"). F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Row 2 · 2017-12-07 · Sale · Disposed 207,724 · Balance 1,623,438 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons"). F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: VIEX Special Opportunities Fund II, LP | 1,603,783 |
Last balance in matching sequence
After 2017-12-07 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2017-12-07 · Sale · Disposed 117,183 · Balance 1,808,992 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons"). F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Row 4 · 2017-12-07 · Sale · Disposed 205,209 · Balance 1,603,783 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons"). F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").
F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F3: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One.
F4: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II.
Support.com, Inc.
Report date August 07, 2018 · Filed August 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 18,181 |
Reported balance
After 2018-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-08-07 · Grant · Acquired 18,181 · Balance 18,181 F1: The Restricted Stock Units ("RSUs") were granted to the Reporting Person on August 7, 2018 under the Issuer's 2010 Equity and Performance Incentive Plan. The RSUs will vest in their entirety on August 7, 2019, subject to continuous service of the Reporting Person. Upon vesting, each RSU entitles the Reporting Person to one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units ("RSUs") were granted to the Reporting Person on August 7, 2018 under the Issuer's 2010 Equity and Performance Incentive Plan. The RSUs will vest in their entirety on August 7, 2019, subject to continuous service of the Reporting Person. Upon vesting, each RSU entitles the Reporting Person to one share of the Issuer's common stock.
UNIVERSAL ELECTRONICS INC
Report date September 10, 2026 · Filed September 11, 2026
Jointly reported with TORO 18 HOLDINGS LLC, IMMERSION CORP, MARTIN WILLIAM C
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,207,373 |
Reported balance
After 2026-09-10 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-10 · Sale · Disposed 24,459 · Balance 1,207,373 F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.62 to $4.78. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence. F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. |
| Common StockSEC Table I · non-derivative | Direct | 1,101,832 |
Reported balance
After 2026-09-11 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-09-11 · Sale · Disposed 105,541 · Balance 1,101,832 F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.60 to $4.685. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. |
| Common StockSEC Table I · non-derivative | Direct | 112,001 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 112,001 F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5: Securities held directly by Mr. Singer. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer also serves on the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.62 to $4.78. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence.
F3: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as an officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.
F4: This represents the weighted average sale price of the shares sold. The sale prices ranged from $4.60 to $4.685. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in the immediately preceding sentence
F5: Securities held directly by Mr. Singer.
Velodyne Lidar, Inc.
Report date June 10, 2021 · Filed June 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 14,463 |
Reported balance
After 2021-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-10 · Grant · Acquired 14,463 · Balance 14,463 F1: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NUMEREX CORP /PA/
Report date December 07, 2017 · Filed December 11, 2017
Section 16 reporting ended · disclosed 2017-12-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-07 transaction · row 1
1 source rowRow 1 · 2017-12-07 · Disposition to issuer · Disposed 16,000 · Balance 0 F1: Pursuant to the merger agreement, dated as of August 2, 2017 (the "Merger Agreement"), by and among the Numerex Corp. (the "Issuer"), Sierra Wireless, Inc. ("Sierra Wireless") and Wireless Acquisition Sub, Inc. ("Merger Sub"), Merger Sub was merged with and into the Issuer on December 7, 2017 (the "Effective Time"), and the Issuer became a wholly-owned subsidiary of Sierra Wireless. Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.1800 of a share of Sierra Wireless common stock and cash in lieu of fractional shares of Sierra Wireless common stock. As of the Effective Time, the Sierra Wireless common stock had a market value of $21.60 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy: VIEX Special Opportunities Fund II | 0 |
Reported balance
After 2017-12-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-07 · Disposition to issuer · Disposed 1,259,908 · Balance 0 F1: Pursuant to the merger agreement, dated as of August 2, 2017 (the "Merger Agreement"), by and among the Numerex Corp. (the "Issuer"), Sierra Wireless, Inc. ("Sierra Wireless") and Wireless Acquisition Sub, Inc. ("Merger Sub"), Merger Sub was merged with and into the Issuer on December 7, 2017 (the "Effective Time"), and the Issuer became a wholly-owned subsidiary of Sierra Wireless. Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.1800 of a share of Sierra Wireless common stock and cash in lieu of fractional shares of Sierra Wireless common stock. As of the Effective Time, the Sierra Wireless common stock had a market value of $21.60 per share. F2: Shares acquired directly by VIEX Special Opportunities Fund II, LP ("VSO II"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP II, LLC ("VSO GP II"), the general partner of VSO II, and VIEX Capital, the investment manager of VSO II, may be deemed to beneficially own the shares owned directly by VSO II for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: VIEX Opportunities Fund, LP - Series One | 0 |
Reported balance
After 2017-12-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-12-07 · Disposition to issuer · Disposed 399,837 · Balance 0 F1: Pursuant to the merger agreement, dated as of August 2, 2017 (the "Merger Agreement"), by and among the Numerex Corp. (the "Issuer"), Sierra Wireless, Inc. ("Sierra Wireless") and Wireless Acquisition Sub, Inc. ("Merger Sub"), Merger Sub was merged with and into the Issuer on December 7, 2017 (the "Effective Time"), and the Issuer became a wholly-owned subsidiary of Sierra Wireless. Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.1800 of a share of Sierra Wireless common stock and cash in lieu of fractional shares of Sierra Wireless common stock. As of the Effective Time, the Sierra Wireless common stock had a market value of $21.60 per share. F3: Shares owned directly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP. Mr. Singer, by virtue of his position as managing member of VIEX GP, LLC ("VIEX GP"), the general partner of Series One, and VIEX Capital Advisors, LLC, ("VIEX Capital"), the investment manager of Series One, may be deemed to beneficially own the shares owned directly by Series One for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: VIEX Special Opportunities Fund III, LP | 0 |
Reported balance
After 2017-12-07 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-12-07 · Disposition to issuer · Disposed 221,649 · Balance 0 F1: Pursuant to the merger agreement, dated as of August 2, 2017 (the "Merger Agreement"), by and among the Numerex Corp. (the "Issuer"), Sierra Wireless, Inc. ("Sierra Wireless") and Wireless Acquisition Sub, Inc. ("Merger Sub"), Merger Sub was merged with and into the Issuer on December 7, 2017 (the "Effective Time"), and the Issuer became a wholly-owned subsidiary of Sierra Wireless. Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.1800 of a share of Sierra Wireless common stock and cash in lieu of fractional shares of Sierra Wireless common stock. As of the Effective Time, the Sierra Wireless common stock had a market value of $21.60 per share. F4: Shares owned directly by VIEX Special Opportunities Fund III, LP (VSO III"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP III, LLC ("VSO GP III"), the general partner of VSO III, and VIEX Capital, the investment manager of VSO III, may be deemed to beneficially own the shares owned directly by VSO III for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the merger agreement, dated as of August 2, 2017 (the "Merger Agreement"), by and among the Numerex Corp. (the "Issuer"), Sierra Wireless, Inc. ("Sierra Wireless") and Wireless Acquisition Sub, Inc. ("Merger Sub"), Merger Sub was merged with and into the Issuer on December 7, 2017 (the "Effective Time"), and the Issuer became a wholly-owned subsidiary of Sierra Wireless. Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.1800 of a share of Sierra Wireless common stock and cash in lieu of fractional shares of Sierra Wireless common stock. As of the Effective Time, the Sierra Wireless common stock had a market value of $21.60 per share.
F2: Shares acquired directly by VIEX Special Opportunities Fund II, LP ("VSO II"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP II, LLC ("VSO GP II"), the general partner of VSO II, and VIEX Capital, the investment manager of VSO II, may be deemed to beneficially own the shares owned directly by VSO II for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Shares owned directly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP. Mr. Singer, by virtue of his position as managing member of VIEX GP, LLC ("VIEX GP"), the general partner of Series One, and VIEX Capital Advisors, LLC, ("VIEX Capital"), the investment manager of Series One, may be deemed to beneficially own the shares owned directly by Series One for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: Shares owned directly by VIEX Special Opportunities Fund III, LP (VSO III"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP III, LLC ("VSO GP III"), the general partner of VSO III, and VIEX Capital, the investment manager of VSO III, may be deemed to beneficially own the shares owned directly by VSO III for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
QUANTUM CORP /DE/
Report date December 10, 2019 · Filed December 13, 2019
Jointly reported with VIEX Opportunities Fund, LP Series One, VIEX Opportunities Fund, LP - Series Two, VIEX Special Opportunities Fund III, LP, VIEX GP, LLC, VIEX Special Opportunities GP III, LLC, VIEX Capital Advisors, LLC
Section 16 reporting ended · disclosed 2019-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | IndirectBy Viex Opportunities Fund, LP - Series One | 835,679 |
Reported balance
After 2019-12-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-12-10 · Sale · Disposed 90,304 · Balance 835,679 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. |
| Common Stock, par value $0.001SEC Table I · non-derivative | IndirectBy Viex Opportunities Fund, LP - Series Two | 159,421 |
Reported balance
After 2019-12-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-12-10 · Sale · Disposed 17,227 · Balance 159,421 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. |
| Common Stock, par value $0.001SEC Table I · non-derivative | IndirectBy Viex Special Opportunities Fund III, LP | 2,336,364 |
Reported balance
After 2019-12-10 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-12-10 · Sale · Disposed 252,469 · Balance 2,336,364 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. |
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 66,681 |
Reported balance
Holding disclosure · report date 2019-12-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 66,681 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: Each share is represented by a restricted stock unit, all of which are fully vested and each of which represents a contingent right to receive one share of common stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Each share is represented by a restricted stock unit, all of which are fully vested and each of which represents a contingent right to receive one share of common stock of the Issuer.
F4: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
F5: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.
F6: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III.
YuMe Inc
Report date February 02, 2018 · Filed February 07, 2018
Section 16 reporting ended · disclosed 2018-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-02-02 transaction · row 1
1 source rowRow 1 · 2018-02-02 · Other · Disposed 15,472 · Balance 0 F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below) |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-02-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-02 · Disposition to issuer · Disposed 30,946 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer common stock ("RSU") was cancelled in exchange for the right to receive the Transaction Consideration, with required tax withholdings satisfied by reducing the number of ordinary shares of RhythmOne otherwise issuable by the least number of shares equal in value to the tax withholding liability. Pursuant to the terms of the Issuer's 2013 Equity Incentive Plan, the Reporting Person's RSU award granted May 27, 2016 became 100% vested immediately prior to the change in control of the Issuer effected by the Merger Agreement transactions. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)
F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer common stock ("RSU") was cancelled in exchange for the right to receive the Transaction Consideration, with required tax withholdings satisfied by reducing the number of ordinary shares of RhythmOne otherwise issuable by the least number of shares equal in value to the tax withholding liability. Pursuant to the terms of the Issuer's 2013 Equity Incentive Plan, the Reporting Person's RSU award granted May 27, 2016 became 100% vested immediately prior to the change in control of the Issuer effected by the Merger Agreement transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2025 Filed May 21, 2025 19:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 3,000 | $7.01 | $21,030.00 |
DisclosureSEC source: 0000101984-25-000131 · wk-form4_1747855708.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,403 F1 · price: This represents the weighted average purchase price of the shares acquired. The purchase prices ranged from $6.87 to $7.05. Read SEC document |
| May 19, 2025 Filed May 19, 2025 22:45 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 3,000 | $6.89 | $20,676.60 |
DisclosureSEC source: 0000101984-25-000123 · wk-form4_1747694720.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,403 F1 · price: This represents the weighted average purchase price of the shares acquired. The purchase prices ranged from $6.88 to $6.91. Read SEC document |
| May 16, 2025 Filed May 19, 2025 19:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 3,000 | $7.09 | $21,270.00 |
DisclosureSEC source: 0000101984-25-000121 · wk-form4_1747683829.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,403 Read SEC document |
| May 16, 2025 Filed May 19, 2025 19:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 3,000 | $7.07 | $21,221.40 |
DisclosureSEC source: 0000101984-25-000121 · wk-form4_1747683829.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,403 Read SEC document |
| May 13, 2025 Filed May 13, 2025 22:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 24,000 | $6.73 | $161,608.80 |
DisclosureSEC source: 0000101984-25-000113 · wk-form4_1747175154.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,403 F1 · price: This represents the weighted average purchase price of the shares acquired. The purchase prices ranged from $6.68 to $6.8314. Read SEC document |
| April 17, 2025 Filed Apr 18, 2025 19:52 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock | 12,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-25-000062 · wk-form4_1745005944.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,271 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of April 17, 2026 or the date of the Issuer's next Annual Meeting, provided that the Reporting Person continues to serve through each such vesting date. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 18:16 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 13,117 | $7.12 | $93,393.04 |
DisclosureSEC source: 0001213900-25-028933 · marketforms-69108.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,079,967 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 23:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000048 · wk-form4_1743636520.xml · derivative · entry 3 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,254 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 23:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000048 · wk-form4_1743636520.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 18:07 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 59,025 | $7.74 | $456,853.50 |
DisclosureSEC source: 0001213900-25-028549 · marketforms-69083.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,093,084 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 18:07 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 14,757 | $7.74 | $114,219.18 |
DisclosureSEC source: 0001213900-25-028549 · marketforms-69083.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,152,109 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| March 21, 2025 Filed Mar 21, 2025 23:43 UTC | IMMERSION CORP IMMR · Entity 6143 | PurchaseCommon Stock | 5,000 | $7.47 | $37,350.00 |
DisclosureSEC source: 0001013762-25-001160 · marketforms-68898.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,166,866 Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 23:43 UTC | IMMERSION CORP IMMR · Entity 6143 | PurchaseCommon Stock | 42,638 | $7.51 | $320,211.38 |
DisclosureSEC source: 0001013762-25-001160 · marketforms-68898.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,161,866 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.49 to $7.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 18:14 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 142,898 | $8.60 | $1,229,051.41 |
DisclosureSEC source: 0000921895-25-000769 · form413446012_03142025.xml · nonDerivative · entry 2 TORO 18 HOLDINGS LLC · CIK 0001970265 · Director · 10% owner IMMERSION CORP · CIK 0001058811 · Director · 10% owner MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Singer Eric · CIK 0001443284 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,208,746 F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group with Emily S. Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of Messrs. Martin, Singer, Nader and Ms. Hoffman also serve as directors on the Board of Directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Ms. Hoffman and Mr. Nader will file separate Section 16 reports. F4 · price: Represents the weighted average price of multiple transactions with prices ranging between $8.375 and $8.80. The Reporting Persons, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertake to provide further information regarding the number of securities purchased at each separate price. F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 18:14 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 59,146 | $8.49 | $502,309.23 |
DisclosureSEC source: 0000921895-25-000769 · form413446012_03142025.xml · nonDerivative · entry 1 TORO 18 HOLDINGS LLC · CIK 0001970265 · Director · 10% owner IMMERSION CORP · CIK 0001058811 · Director · 10% owner MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Singer Eric · CIK 0001443284 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,065,848 F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group with Emily S. Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of Messrs. Martin, Singer, Nader and Ms. Hoffman also serve as directors on the Board of Directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Ms. Hoffman and Mr. Nader will file separate Section 16 reports. F2 · price: Represents the weighted average price of multiple transactions with prices ranging between $8.175 and $8.55. The Reporting Persons, upon request by the staff of the Securities and Exchange Commission the Issuer or a security holder of the Issuer, undertake to provide further information regarding the number of securities purchased at each separate price. F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Read SEC document |
| January 03, 2025 Filed Jan 6, 2025 23:15 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 13,117 | $8.97 | $117,659.49 |
DisclosureSEC source: 0001213900-25-001277 · marketforms-67754.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,119,228 F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| January 02, 2025 Filed Jan 4, 2025 00:32 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 34,509 | $8.66 | $298,847.94 |
DisclosureSEC source: 0001213900-25-000895 · marketforms-67728.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,832,345 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:15 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-001277 · marketforms-67754.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,132,345 F1 · shares: Represents the grant of 300,000 restricted stock units, 50% of which will vest on the one-year anniversary of January 2, 2025, the effective grant date, or January 2, 2026, subject to the Reporting Person's continued employment with the Issuer. The remaining 50% will vest in equal quarterly instalments thereafter commencing on January 2, 2026, with the initial tranche vesting on April 1, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 01, 2025 Filed Jan 2, 2025 22:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000007 · wk-form4_1735856908.xml · derivative · entry 3 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,504 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| January 01, 2025 Filed Jan 2, 2025 22:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000007 · wk-form4_1735856908.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| January 01, 2025 Filed Jan 4, 2025 00:32 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 6,088 | $8.73 | $53,148.24 |
DisclosureSEC source: 0001213900-25-000895 · marketforms-67728.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,866,854 F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon performance-based restricted stock units vesting. Read SEC document |
| January 01, 2025 Filed Jan 4, 2025 00:32 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 7,132 | $8.73 | $62,262.36 |
DisclosureSEC source: 0001213900-25-000895 · marketforms-67728.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,872,942 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 22:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 6,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000198 · wk-form4_1734473919.xml · derivative · entry 3 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,754 Underlying: Common Stock · 6,004 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: Restricted stock units awarded on December 13, 2024 as supplemental director compensation and cliff vest on the earlier date of the Company's next Annual Meeting or June 30, 2025. F3 · derivative.expiration_date: Restricted stock units awarded on December 13, 2024 as supplemental director compensation and cliff vest on the earlier date of the Company's next Annual Meeting or June 30, 2025. Read SEC document |
| October 03, 2024 Filed Oct 3, 2024 22:34 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 13,117 | $8.76 | $114,904.92 |
DisclosureSEC source: 0000921895-24-002246 · form413446005sin_10032024.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,880,074 F3 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000156 · wk-form4_1727907709.xml · derivative · entry 3 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000156 · wk-form4_1727907709.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 22:34 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 9,838 | $8.69 | $85,492.22 |
DisclosureSEC source: 0000921895-24-002246 · form413446005sin_10032024.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,893,191 F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon performance-based restricted stock units vesting. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 22:34 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 9,838 | $8.69 | $85,492.22 |
DisclosureSEC source: 0000921895-24-002246 · form413446005sin_10032024.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,903,029 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 20:15 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 20,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-24-000104 · wk-form4_1727122551.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,871 F1 · security: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F2 · shares: Grant of restricted shares that will vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders. Read SEC document |
| August 27, 2024 Filed Aug 29, 2024 22:28 UTC | IMMERSION CORP IMMR · Entity 6143 | PurchaseCommon Stock | 50,000 | $8.77 | $438,425.00 |
DisclosureSEC source: 0001213900-24-073996 · marketforms-66855.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,912,867 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.7399 to $8.80 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 01:04 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 19,676 | $10.23 | $201,285.48 |
DisclosureSEC source: 0001213900-24-066261 · marketforms-66747.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,862,867 F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon Performance-Based Restricted Stock Units vesting. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 01:04 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-066261 · marketforms-66747.xml · derivative · entry 3 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2027-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022. F1 · derivative.exercise_date: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 01:04 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-066261 · marketforms-66747.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,882,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022. Read SEC document |
| July 16, 2024 Filed Jul 16, 2024 23:24 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 18,000 | $8.15 | $146,629.80 |
DisclosureSEC source: 0001634117-24-000065 · wk-form4_1721172241.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,441 F1 · security: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F2 · price: Represents the weighted average price of multiple transactions with prices between $8.05 and $8.25. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| July 10, 2024 Filed Jul 11, 2024 00:02 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 30,000 | $7.24 | $217,101.00 |
DisclosureSEC source: 0001634117-24-000060 · wk-form4_1720656146.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,441 F1 · security: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F4 · price: Represents the weighted average price of multiple transactions with prices between $7.19 and $7.28. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| July 09, 2024 Filed Jul 11, 2024 00:02 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 10,000 | $7.29 | $72,850.00 |
DisclosureSEC source: 0001634117-24-000060 · wk-form4_1720656146.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,441 F1 · security: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F3 · price: Represents the average of multiple transactions with prices between $7.27 and $7.30. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| July 08, 2024 Filed Jul 11, 2024 00:02 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | PurchaseCommon Stock | 47,000 | $6.74 | $316,624.90 |
DisclosureSEC source: 0001634117-24-000060 · wk-form4_1720656146.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,441 F1 · security: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F2 · price: Represents the average of multiple transactions with prices between $6.55 and $7.02. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price. Read SEC document |
| July 03, 2024 Filed Jul 3, 2024 21:06 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 13,117 | $9.51 | $124,742.67 |
DisclosureSEC source: 0001213900-24-059110 · marketforms-66494.xml · nonDerivative · entry 5 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,782,543 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 22:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000115 · wk-form4_1719960767.xml · derivative · entry 4 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2024 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2025 F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2024 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2025 Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 22:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000115 · wk-form4_1719960767.xml · derivative · entry 3 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units were granted on January 1, 2024, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units were granted on January 1, 2024, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 22:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000115 · wk-form4_1719960767.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:06 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-059110 · marketforms-66494.xml · derivative · entry 6 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022. F2 · derivative.exercise_date: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:06 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-059110 · marketforms-66494.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,795,660 F4 · shares: Represents the grant of 250,000 restricted stock units, 100% of which will vest on the one-year anniversary of July 1, 2024, the effective grant date, or July 1, 2025, subject to the Reporting Person's continued employment with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:06 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 39,352 | $9.46 | $372,269.92 |
DisclosureSEC source: 0001213900-24-059110 · marketforms-66494.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,545,660 F3 · shares: Represents shares withheld to satisfy the tax withholding obligations upon Performance-Based Restricted Stock Units vesting. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:06 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-059110 · marketforms-66494.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,585,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:06 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 9,838 | $9.46 | $93,067.48 |
DisclosureSEC source: 0001213900-24-059110 · marketforms-66494.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,485,012 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
| June 19, 2024 Filed Jun 21, 2024 20:57 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 7,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-24-000036 · wk-form4_1719003461.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,441 F1 · security: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable. F2 · shares: Grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of Common Stock, of the Issuer. The RSUs vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders. Read SEC document |
| May 09, 2024 Filed May 11, 2024 00:18 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock, par value $0.00001 | 12,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-24-000085 · wk-form4_1715386712.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,573 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the Issuer's next Annual Meeting, subject to the Reporting Person's continued service as of such date. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 20:15 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantCommon Stock | 17,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-037843 · marketforms-65652.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,494,850 F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Issuer's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of April 29, 2024 or (ii) the date of the Issuer's 2025 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events. Read SEC document |
| April 03, 2024 Filed Apr 3, 2024 21:49 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 13,117 | $7.23 | $94,835.91 |
DisclosureSEC source: 0001213900-24-029960 · marketforms-65379.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,477,608 F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.