Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIEBERT FINANCIAL CORPSIEB · Entity 6790 | Director · CEO · 10% owner · Member of 10% owner group | September 28, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIEBERT FINANCIAL CORP
Report date September 28, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not directly own any shares of Issuer common stock. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee footnote | 9,794,994 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,794,994 F2: The Reporting Person and the Reporting Person's spouse, Gloria E. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Reporting Person indirectly owns 9,794,994 shares of Issuer common stock owned by the Gebbia Living Trust. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectControl Group | 17,119,963 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,119,963 F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. A limited liability company owned by various family members not in the control group gifted an aggregate of 69,360 shares of Issuer common stock to family members of the control group, resulting in a net increase of 69,360 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not directly own any shares of Issuer common stock.
F2: The Reporting Person and the Reporting Person's spouse, Gloria E. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Reporting Person indirectly owns 9,794,994 shares of Issuer common stock owned by the Gebbia Living Trust.
F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. A limited liability company owned by various family members not in the control group gifted an aggregate of 69,360 shares of Issuer common stock to family members of the control group, resulting in a net increase of 69,360 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 4, 2026 20:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-097698 · ownership.xml · nonDerivative · entry 2 Gebbia John J · CIK 0001813372 · Director · CEO · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,794,994 F2 · ownership.nature: The Reporting Person and the Reporting Person's spouse, Gloria E. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 10,000 shares of Issuer common stock to an individual which resulted in a net decrease of 10,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,794,994 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| August 26, 2026 Filed Aug 28, 2026 15:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-094976 · ownership.xml · nonDerivative · entry 2 Gebbia John J · CIK 0001813372 · Director · CEO · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,804,994 F2 · ownership.nature: The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 22,500 shares of Issuer common stock to family members and individuals which resulted in a net decrease of 22,500 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,804,994 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| March 09, 2026 Filed Mar 12, 2026 22:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-027152 · ownership.xml · nonDerivative · entry 2 Gebbia John J · CIK 0001813372 · Director · CEO · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,827,494 F2 · ownership.nature: The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 6,000 shares of Issuer common stock to individuals which resulted in a net decrease of 6,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,827,494 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-006700 · ownership.xml · nonDerivative · entry 2 Gebbia John J · CIK 0001813372 · Director · CEO · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,833,494 F2 · balance_after: The Reporting Person's indirect ownership of Issuer common stock was previously underreported by 403,780 shares. These shares represent shares of Issuer common stock underlying a warrant issued by the Reporting Person to BCW Securities LLC, a Delaware limited liability company on May 22, 2023, which were previously omitted from the Reporting Persons' beneficial ownership. F3 · ownership.nature: The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 140,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 140,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,833,494 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 22:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 128,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-114249 · ownership.xml · nonDerivative · entry 2 Gebbia John J · CIK 0001813372 · Director · CEO · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,569,714 F2 · ownership.nature: The Reporting Person and the Reporting Person's wife, Gloria E. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 128,000 shares of Issuer common stock to family members and subsequent transactions, resulted in a net decrease of 128,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,569,714 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 23:32 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 9,697,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-053963 · ownership.xml · nonDerivative · entry 2 Gebbia John J · CIK 0001813372 · Director · CEO · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,697,714 F2 · ownership.direct: The Reporting Person's wife transferred 9,697,714 shares of Issuer common stock to the John J & Gloria E Gebbia TTEESS UAD 12/8/94 which is jointly owned by Gloria E. Gebbia and John J. Gebbia ("Gebbia Living Trust"). The Reporting Person indirectly owns 9,697,714 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.