Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Navitas Semiconductor CorpNVTS · Entity 4266 | Sr VP, CFO and Treasurer | December 15, 2023 | December 15, 2023 |
| Parabellum Acquisition Corp.PRBM.U · Entity 112799 | Director · CFO and Treasurer | September 27, 2021 | September 27, 2021 |
| QUICKLOGIC CorpQUIK · Entity 6355 | Director | September 04, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Navitas Semiconductor Corp
Report date December 15, 2023 · Filed December 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 306,668 |
Reported balance
After 2023-12-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-15 · Sale · Disposed 10,000 · Balance 306,668 F1: Consists of (i) 25,418 shares held directly and (ii) 281,250 shares underlying unvested time-based restricted stock units ("RSUs"), which will vest in one-third increments on each of April 20, 2024, April 20, 2025 and April 20, 2026, subject to the reporting person's continued employment on the respective vesting dates. RSU vesting results in the delivery of one share of common stock per vested RSU following the vesting date, before sales of settled shares to cover withholding taxes incurred by the reporting person upon settlement, if applicable, and subject to the issuer's equity incentive plan and applicable policies. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of (i) 25,418 shares held directly and (ii) 281,250 shares underlying unvested time-based restricted stock units ("RSUs"), which will vest in one-third increments on each of April 20, 2024, April 20, 2025 and April 20, 2026, subject to the reporting person's continued employment on the respective vesting dates. RSU vesting results in the delivery of one share of common stock per vested RSU following the vesting date, before sales of settled shares to cover withholding taxes incurred by the reporting person upon settlement, if applicable, and subject to the issuer's equity incentive plan and applicable policies.
Parabellum Acquisition Corp.
Report date September 27, 2021 · Filed September 27, 2021
This filing explicitly reported no securities owned.
QUICKLOGIC Corp
Report date September 04, 2026 · Filed September 30, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,946 |
Reported balance
After 2026-09-04 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-09-04 · Grant · Acquired 7,946 · Balance 7,946 F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2: As a result of an administrative error, the original Form 4 for this transaction inadvertently included an incorrect grant amount and the shares reported here represent the correct total grant amount. F3: Restricted Stock Unit shares vest in full 1 year from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2: As a result of an administrative error, the original Form 4 for this transaction inadvertently included an incorrect grant amount and the shares reported here represent the correct total grant amount.
F3: Restricted Stock Unit shares vest in full 1 year from the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADESTO TECHNOLOGIES Corp
Report date June 29, 2020 · Filed July 01, 2020
Section 16 reporting ended · disclosed 2020-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 1
1 source rowRow 1 · 2020-06-29 · Other · Disposed 273,317 · Balance 0 F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. F2: Pursuant to the Merger Agreement, at the Effective Time, each vested and outstanding Company performance-based restricted stock unit ("PSU") was canceled and converted into the right to receive $12.55 in cash per PSU. F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company PSU was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per PSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such PSU was subject to immediately prior to the Effective Time. F4: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company restricted stock unit ("RSU") was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per RSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such RSU was subject to immediately prior to the Effective Time. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2029-03-25 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-29 · Disposition to issuer · Disposed 19,702 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2023-06-17 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-29 · Disposition to issuer · Disposed 59,944 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2025-04-28 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-06-29 · Disposition to issuer · Disposed 13,636 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.55 · Expires 2027-03-09 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-06-29 · Disposition to issuer · Disposed 68,681 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.45 · Expires 2028-04-23 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-06-29 · Disposition to issuer · Disposed 29,980 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2022-02-06 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-06-29 · Disposition to issuer · Disposed 1,393 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.
F2: Pursuant to the Merger Agreement, at the Effective Time, each vested and outstanding Company performance-based restricted stock unit ("PSU") was canceled and converted into the right to receive $12.55 in cash per PSU.
F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company PSU was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per PSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such PSU was subject to immediately prior to the Effective Time.
F4: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company restricted stock unit ("RSU") was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per RSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such RSU was subject to immediately prior to the Effective Time.
F5: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.
F6: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 30, 2026 20:57 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Units · Derivative | 7,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001229575-26-000003 · form4a-09302026_080918.xml · derivative · entry 1 Shelton Ron · CIK 0001229575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,946 Underlying: Common Stock · 7,946 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: As a result of an administrative error, the original Form 4 for this transaction inadvertently included an incorrect grant amount and the shares reported here represent the correct total grant amount. F3 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F3 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| September 04, 2026 Filed Sep 11, 2026 20:05 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Units · Derivative | 7,899 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001229575-26-000002 · form4-09112026_040909.xml · derivative · entry 1 Shelton Ron · CIK 0001229575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,899 Underlying: Common Stock · 7,899 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 20:05 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 5,246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001229575-26-000001 · form4-09042026_040912.xml · derivative · entry 2 Shelton Ron · CIK 0001229575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 20:05 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 5,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001229575-26-000001 · form4-09042026_040912.xml · nonDerivative · entry 1 Shelton Ron · CIK 0001229575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 22:08 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Units · Derivative | 5,246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-023727 · form4-09042025_100951.xml · derivative · entry 1 Shelton Ron · CIK 0001229575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,246 Underlying: Common Stock · 5,246 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| December 15, 2023 Filed Dec 15, 2023 20:55 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 10,000 | $8.11 | $81,101.00 |
DisclosureSEC source: 0001821769-23-000203 · wk-form4_1702691703.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Sr VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,668 F1 · balance_after: Consists of (i) 25,418 shares held directly and (ii) 281,250 shares underlying unvested time-based restricted stock units ("RSUs"), which will vest in one-third increments on each of April 20, 2024, April 20, 2025 and April 20, 2026, subject to the reporting person's continued employment on the respective vesting dates. RSU vesting results in the delivery of one share of common stock per vested RSU following the vesting date, before sales of settled shares to cover withholding taxes incurred by the reporting person upon settlement, if applicable, and subject to the issuer's equity incentive plan and applicable policies. Read SEC document |
| December 07, 2023 Filed Dec 7, 2023 18:24 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 30,000 | $7.54 | $226,059.00 |
DisclosureSEC source: 0001821769-23-000191 · wk-form4_1701991483.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Sr VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,668 F1 · price: The reported securities were sold in multiple trades at prices ranging from $7.4700 to $7.6000, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Consists of (i) 35,418 shares held directly and (ii) 281,250 shares underlying unvested time-based restricted stock units ("RSUs"), which will vest in one-third increments on each of April 20, 2024, April 20, 2025 and April 20, 2026, subject to the reporting person's continued employment on the respective vesting dates. RSU vesting results in the delivery of one share of common stock per vested RSU following the vesting date, before sales of settled shares to cover withholding taxes incurred by the reporting person upon settlement, if applicable, and subject to the issuer's equity incentive plan and applicable policies. Read SEC document |
| August 25, 2023 Filed Aug 25, 2023 21:12 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 40,000 | $8.31 | $332,400.00 |
DisclosureSEC source: 0001821769-23-000144 · wk-form4_1693012311.xml · nonDerivative · entry 2 SHELTON RON · CIK 0001229575 · Sr VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 346,668 F2 · price: The reported securities were sold in multiple trades at prices ranging from $8.175 to $8.420, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Consists of (i) 65,418 shares held directly and (ii) 281,250 shares underlying unvested time-based RSUs, which will vest in one-third increments on each of April 20, 2024, April 20, 2025 and April 20, 2026, subject to the reporting person's continued employment on the respective vesting dates. Vesting results in the delivery of one share of common stock per vested RSU following the vesting date, before taxes and subject to applicable issuer policies. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:12 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 33,639 | $8.52 | $286,604.28 |
DisclosureSEC source: 0001821769-23-000144 · wk-form4_1693012311.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Sr VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 386,668 F1 · kind: In accordance with issuer policy the reported securities were sold automatically solely to cover applicable withholding taxes, incurred by the reporting person as a result of the settlement of vested performance-based RSUs, in transactions intended to comply with a trading plan under Rule 10b5-1(c) of the Exchange Act. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 21:17 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 34,245 | $7.81 | $267,453.45 |
DisclosureSEC source: 0001821769-23-000136 · wk-form4_1692407845.xml · nonDerivative · entry 2 SHELTON RON · CIK 0001229575 · Sr VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 420,307 F2 · kind: In accordance with issuer policy the reported securities were sold automatically solely to cover applicable withholding taxes, incurred by the reporting person as a result of the settlement of vested RSUs, in transactions intended to comply with a trading plan under Rule 10b5-1(c) of the Exchange Act. F3 · price: The reported securities were sold in multiple trades at prices ranging from $7.81 to $7.82, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: Consists of (i) 139,057 shares held directly and (ii) 281,250 shares underlying unvested time-based RSUs, which will vest in one-third increments on each of April 20, 2024, April 20, 2025 and April 20, 2026, subject to the reporting person's continued employment on the respective vesting dates. Vesting results in the delivery of one share of common stock per vested RSU following the vesting date, before taxes and subject to applicable issuer policies. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 21:17 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | GrantClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001821769-23-000136 · wk-form4_1692407845.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Sr VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 454,552 F1 · kind: Reflects settlement following partial vesting of 225,000 performance-based restricted stock units ("RSUs") granted to the reporting person on 7/13/2022. Vesting results in the delivery of one share of common stock per vested RSU following the vesting date, before taxes and subject to applicable issuer policies. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:12 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 3,313 | $6.30 | $20,871.90 |
DisclosureSEC source: 0001821769-23-000032 · wf-form4_167901196437234.xml · nonDerivative · entry 2 SHELTON RON · CIK 0001229575 · Sr VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,552 F2 · kind: In accordance with issuer policy the reported securities were sold automatically solely to cover applicable withholding taxes, incurred by the reporting person as a result of the settlement of vested restricted stock units (RSUs), in transactions intended to comply with a trading plan under Rule 10b5-1(c) of the Exchange Act. F3 · price: The reported securities were sold in multiple trades at prices ranging from $6.20 to $6.31, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: Consists of (i) 4,552 shares of common stock and (ii) 375,000 shares underlying restricted stock units which will vest in 25% increments on each of the first four anniversaries of April 20, 2022, subject to the reporting person's continued employment by the issuer on the applicable vesting date, or earlier upon certain events. Upon vesting, RSUs convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:12 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | GrantClass A Common Stock | 7,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001821769-23-000032 · wf-form4_167901196437234.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Sr VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,865 F1 · kind: Reflects grant of fully vested restricted stock units (RSUs). Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 21:36 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | GrantClass A Common Stock | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-019023 · wf-form4_165793535869589.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Sr VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 F1 · shares: Consists of unvested restricted stock units (RSUs) which will vest in 25% increments on each of the first four anniversaries of April 20, 2022, subject to the reporting person's continued employment by the issuer on the applicable vesting date, or earlier upon certain events. Upon vesting, RSUs convert into common stock on a one-for-one basis. F1 · balance_after: Consists of unvested restricted stock units (RSUs) which will vest in 25% increments on each of the first four anniversaries of April 20, 2022, subject to the reporting person's continued employment by the issuer on the applicable vesting date, or earlier upon certain events. Upon vesting, RSUs convert into common stock on a one-for-one basis. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 21:19 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 1,393 | Not disclosed Strike: $1.65 | Not disclosed |
DisclosureSEC source: 0001209191-20-039977 · doc4.xml · derivative · entry 7 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,393 shares Expires 2022-02-06 F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 21:19 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 29,980 | Not disclosed Strike: $8.45 | Not disclosed |
DisclosureSEC source: 0001209191-20-039977 · doc4.xml · derivative · entry 6 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,980 shares Expires 2028-04-23 F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 21:19 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 68,681 | Not disclosed Strike: $3.55 | Not disclosed |
DisclosureSEC source: 0001209191-20-039977 · doc4.xml · derivative · entry 5 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,681 shares Expires 2027-03-09 F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 21:19 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 13,636 | Not disclosed Strike: $3.30 | Not disclosed |
DisclosureSEC source: 0001209191-20-039977 · doc4.xml · derivative · entry 4 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,636 shares Expires 2025-04-28 F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 21:19 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 59,944 | Not disclosed Strike: $1.65 | Not disclosed |
DisclosureSEC source: 0001209191-20-039977 · doc4.xml · derivative · entry 3 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,944 shares Expires 2023-06-17 F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 21:19 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 19,702 | Not disclosed Strike: $5.87 | Not disclosed |
DisclosureSEC source: 0001209191-20-039977 · doc4.xml · derivative · entry 2 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,702 shares Expires 2029-03-25 F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 21:19 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | OtherCommon Stock | 273,317 | $12.55 | $3,430,128.35 |
DisclosureSEC source: 0001209191-20-039977 · doc4.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. F2 · shares: Pursuant to the Merger Agreement, at the Effective Time, each vested and outstanding Company performance-based restricted stock unit ("PSU") was canceled and converted into the right to receive $12.55 in cash per PSU. F3 · shares: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company PSU was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per PSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such PSU was subject to immediately prior to the Effective Time. F4 · shares: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company restricted stock unit ("RSU") was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per RSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such RSU was subject to immediately prior to the Effective Time. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:26 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 3,201 | $10.88 | $34,826.88 |
DisclosureSEC source: 0001209191-20-023513 · doc4.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,317 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 17:40 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 12,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004333 · doc1.xml · nonDerivative · entry 2 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,518 F2 · shares: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Subject to the achievement of certain market-based performance metrics, 25% of the PSUs will vest every six months beginning July 31, 2021 until the earned PSUs have vested, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 17:40 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 35,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004333 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,565 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest in equal quarterly installments over 4 years beginning on July 1, 2020, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:10 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 3,784 | $8.45 | $31,974.80 |
DisclosureSEC source: 0001567619-20-000413 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,493 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 19:14 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | SaleCommon Stock | 15,000 | $7.20 | $108,042.00 |
DisclosureSEC source: 0001567619-19-022385 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,277 F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.20 to $7.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 26, 2019 Filed Dec 6, 2019 17:13 UTC Amendment | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | SaleCommon Stock | 15,000 | $7.20 | $108,042.00 |
DisclosureSEC source: 0001567619-19-022730 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,277 F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.20 to $7.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F1 · acquired: This amendment to Form 4 filed November 27, 2019 correctly reflects the transaction as a disposition of shares. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:43 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 3,200 | $8.30 | $26,560.00 |
DisclosureSEC source: 0001567619-19-019243 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,277 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 16:29 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | SaleCommon Stock | 15,000 | $10.02 | $150,228.00 |
DisclosureSEC source: 0001567619-19-016538 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,477 F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $10.00 to $10.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:27 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 1,903 | $8.18 | $15,566.54 |
DisclosureSEC source: 0001567619-19-014449 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,774 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| July 01, 2019 Filed Aug 1, 2019 17:41 UTC Amendment | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 3,200 | $8.18 | $26,176.00 |
DisclosureSEC source: 0001567619-19-015632 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,477 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: The number of shares relinquished by the Reporting Person and cancelled by the Issuer in connection with the payment of tax withholding obligations of the Reporting Person, and the total direct holdings of the Reporting Person following the transaction, were incorrectly reported in Form 4 filed July 3, 2019 due to an administrative error. F2 · balance_after: The number of shares relinquished by the Reporting Person and cancelled by the Issuer in connection with the payment of tax withholding obligations of the Reporting Person, and the total direct holdings of the Reporting Person following the transaction, were incorrectly reported in Form 4 filed July 3, 2019 due to an administrative error. Read SEC document |
| May 31, 2019 Filed May 31, 2019 19:48 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | SaleCommon Stock | 16,111 | $7.53 | $121,380.27 |
DisclosureSEC source: 0001567619-19-012552 · doc1.xml · nonDerivative · entry 2 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,677 F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $7.50 and the highest price at which shares were sold was $7.65. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 30, 2019 Filed May 31, 2019 19:48 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | SaleCommon Stock | 3,889 | $7.86 | $30,576.10 |
DisclosureSEC source: 0001567619-19-012552 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,788 F1 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $7.85 and the highest price at which shares were sold was $7.875. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:38 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 2,885 | $6.09 | $17,569.65 |
DisclosureSEC source: 0001567619-19-008351 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,677 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 21:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantEmployee Stock Option (right to buy) · Derivative | 19,702 | $0.00 Strike: $5.87 | $0.00 |
DisclosureSEC source: 0001567619-19-007746 · doc1.xml · derivative · entry 3 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,702 Underlying: Common Stock · 19,702 shares Expires 2029-03-25 F3 · derivative.exercise_date: The stock option will vest in equal quarterly installments over 4 years beginning on July 1, 2019, subject to the continued service of the Reporting Person through each vesting date. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 21:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 32,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007746 · doc1.xml · nonDerivative · entry 2 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,562 F2 · shares: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Subject to the achievement of certain market-based performance metrics, 25% of the PSUs will vest every six months beginning September 15, 2020 until the earned PSUs have vested, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 21:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 24,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007746 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,665 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest in equal quarterly installments over 4 years beginning on July 1, 2019, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| January 01, 2019 Filed Jan 24, 2019 20:42 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 3,166 | $4.40 | $13,930.40 |
DisclosureSEC source: 0001567619-19-001614 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,516 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:51 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 2,678 | $5.89 | $15,773.42 |
DisclosureSEC source: 0001567619-18-003676 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,682 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 14, 2018 Filed Dec 27, 2018 20:08 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,010 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001567619-18-008750 · doc1.xml · derivative · entry 2 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,944 Underlying: Common Stock · 15,010 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested and became exercisable in 48 equal monthly installments beginning on May 1, 2012. Read SEC document |
| August 14, 2018 Filed Dec 27, 2018 20:08 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionCommon Stock | 15,010 | $1.65 | $24,766.50 |
DisclosureSEC source: 0001567619-18-008750 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On August 17, 2018, the Reporting Person transferred 15,010 shares of Common Stock to his former spouse pursuant to a domestic relations order. Following this transfer, the Reporting Person beneficially owned 240,360 shares of the Issuer's Common Stock as a direct holding. The Reporting Person no longer reports as beneficially owned any securities owned by his former spouse. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 21:47 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 1,381 | $8.40 | $11,600.40 |
DisclosureSEC source: 0001140361-18-031377 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,360 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 20:53 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantEmployee Stock Option (right to buy) · Derivative | 29,980 | $0.00 Strike: $8.45 | $0.00 |
DisclosureSEC source: 0001140361-18-019867 · doc1.xml · derivative · entry 2 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,980 Underlying: Common Stock · 29,980 shares Expires 2028-04-23 F2 · derivative.exercise_date: The stock option will vest quarterly over 4 years beginning on June 30, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 20:53 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 13,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-019867 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,741 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest quarterly over 4 years beginning on June 30, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:56 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-016889 · doc1.xml · nonDerivative · entry 2 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,886 F2 · kind: Vesting of performance-based RSUs ("PSUs") earned by the Reporting Person on April 1, 2018 as a result of the Reporting Person having met certain performance criteria. F3 · shares: Each PSU represents a right to receive one share of the Issuer's common stock. 7,500 shares vested on April 1, 2018 upon the achievement of the performance metrics and the remainder will vest 1/8th each quarter beginning on June 30, 2018 and at the end of each of the next seven quarters thereafter until all of the earned shares have completed vesting subject to continued service through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:56 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 1,276 | $7.40 | $9,442.40 |
DisclosureSEC source: 0001140361-18-016889 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,386 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:45 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001140361-18-004768 · doc1.xml · derivative · entry 2 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,954 Underlying: Common Stock · 10,000 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested and became exercisable in 48 equal monthly installments beginning on May 1, 2012, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:45 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionCommon Stock | 10,000 | $1.65 | $16,500.00 |
DisclosureSEC source: 0001140361-18-004768 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2018 Filed Jan 4, 2018 21:47 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 1,372 | $6.45 | $8,849.40 |
DisclosureSEC source: 0001140361-18-000953 · doc1.xml · nonDerivative · entry 1 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,662 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 5,500 shares of Common Stock to his former spouse pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his former spouse. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:42 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,500 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001140361-17-044908 · doc1.xml · derivative · entry 2 SHELTON RON · CIK 0001229575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,954 Underlying: Common Stock · 5,500 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested and became exercisable in 48 equal monthly installments beginning on May 1, 2012, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.