ZWS

SEC source: 0001439288-20-000023 · wf-form4_158051235638453.xml · nonDerivative · entry 1

Stroup John S · CIK 0001340794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001439288-20-000019 · wf-form4_158051190764611.xml · derivative · entry 4

PETERSON MARK W · CIK 0001535684 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,000 shares

Expires 2022-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-20-000019 · wf-form4_158051190764611.xml · nonDerivative · entry 2

PETERSON MARK W · CIK 0001535684 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,576

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.15 to $34.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-20-000019 · wf-form4_158051190764611.xml · nonDerivative · entry 1

PETERSON MARK W · CIK 0001535684 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001439288-20-000021 · wf-form4_158051214445107.xml · derivative · entry 4

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,228

Underlying: Common Stock · 130,000 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-20-000021 · wf-form4_158051214445107.xml · nonDerivative · entry 2

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,189

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.12 to $34.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-20-000021 · wf-form4_158051214445107.xml · nonDerivative · entry 1

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001439288-20-000006 · wf-form4_157930125809778.xml · nonDerivative · entry 1

CHRISTOPOUL THOMAS · CIK 0001128481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,101

F1 · kind: Payment of director fees in stock.

SEC source: 0001439288-19-000150 · wf-form4_157627840105718.xml · derivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000150 · wf-form4_157627840105718.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,716

SEC source: 0001439288-19-000150 · wf-form4_157627840105718.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001439288-19-000148 · wf-form4_157627827614651.xml · derivative · entry 5

ADAMS TODD A. · CIK 0001525211 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,508 shares

Expires 2020-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000148 · wf-form4_157627827614651.xml · nonDerivative · entry 2

ADAMS TODD A. · CIK 0001525211 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,494

F1 · shares: Shares were withheld to satisfy the exercise price and tax withholding obligations in connection with the option exercise.

SEC source: 0001439288-19-000148 · wf-form4_157627827614651.xml · nonDerivative · entry 1

ADAMS TODD A. · CIK 0001525211 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001439288-19-000146 · wf-form4_157619029733944.xml · nonDerivative · entry 1

Zaba Kevin J · CIK 0001615509 · Group Ex., President-PMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,189

SEC source: 0001439288-19-000144 · wf-form4_157593035218361.xml · nonDerivative · entry 1

MOORE GEORGE C · CIK 0001254124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,873

F1 · price: Bona fide gift.

SEC source: 0001439288-19-000142 · wf-form4_157540789249720.xml · derivative · entry 3

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 35,000 shares

Expires 2022-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000142 · wf-form4_157540789249720.xml · nonDerivative · entry 2

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,716

F1 · price: This transaction was executed in multiple trades at prices ranging from $31.45 to $31.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-19-000142 · wf-form4_157540789249720.xml · nonDerivative · entry 1

Whaley Patricia M · CIK 0001615214 · Vice Pres.-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001439288-19-000139 · wf-form4_157482068470565.xml · derivative · entry 3

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,155 shares

Expires 2020-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000139 · wf-form4_157482068470565.xml · nonDerivative · entry 2

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,281

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.43 to $30.565. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-19-000139 · wf-form4_157482068470565.xml · nonDerivative · entry 1

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

SEC source: 0001439288-19-000140 · wf-form4_157482095813078.xml · derivative · entry 3

Wehr Craig · CIK 0001615587 · Group Ex., President-Zurn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,813 shares

Expires 2020-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000140 · wf-form4_157482095813078.xml · nonDerivative · entry 2

Wehr Craig · CIK 0001615587 · Group Ex., President-Zurn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,168

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.50 to $30.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-19-000140 · wf-form4_157482095813078.xml · nonDerivative · entry 1

Wehr Craig · CIK 0001615587 · Group Ex., President-Zurn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

SEC source: 0001439288-19-000134 · wf-form4_157411328727106.xml · derivative · entry 2

Longren David C. · CIK 0001418238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

F1 · derivative.exercise_price: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

F1 · kind: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

F1 · shares: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

F1 · price: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

F1 · derivative.expiration_date: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

F1 · derivative.underlying_shares: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

SEC source: 0001439288-19-000134 · wf-form4_157411328727106.xml · nonDerivative · entry 1

Longren David C. · CIK 0001418238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

F1 · shares: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

F1 · price: Each depositary share represented a 1/20th interest in a share of Rexnord Corporation's 5.75% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share ("Mandatory Convertible Preferred Stock"). On November 15, 2019, each share of Mandatory Convertible Preferred Stock automatically converted into 39.7020 shares of the Company's common stock, which corresponded to 1.9851 shares of common stock per depositary share.

SEC source: 0001439288-19-000132 · wf-form4_157359721735834.xml · nonDerivative · entry 1

Wehr Craig · CIK 0001615587 · Group Ex., President-Zurn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,168

F1 · price: This transaction was executed in multiple trades at prices ranging from $30.58 to $30.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-19-000131 · wf-form4_157359711350695.xml · derivative · entry 4

PETERSON MARK W · CIK 0001535684 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 115,000 shares

Expires 2022-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F4 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000131 · wf-form4_157359711350695.xml · nonDerivative · entry 2

PETERSON MARK W · CIK 0001535684 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,576

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.50 to $30.975. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-19-000131 · wf-form4_157359711350695.xml · nonDerivative · entry 1

PETERSON MARK W · CIK 0001535684 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

SEC source: 0001439288-19-000128 · wf-form4_157255460820431.xml · derivative · entry 3

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,155

Underlying: Common Stock · 1,414 shares

Expires 2020-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000128 · wf-form4_157255460820431.xml · nonDerivative · entry 2

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,281

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $31.50 to $31.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-19-000128 · wf-form4_157255460820431.xml · nonDerivative · entry 1

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

SEC source: 0001439288-19-000122 · wf-form4_157134518870017.xml · nonDerivative · entry 1

CHRISTOPOUL THOMAS · CIK 0001128481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,091

F1 · kind: Payment of director fees in stock.

SEC source: 0001439288-20-000005 · wf-form4a_157930113433201.xml · nonDerivative · entry 1

CHRISTOPOUL THOMAS · CIK 0001128481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,316

F1 · kind: Payment of director fees in stock.

F2 · shares: This amendment is being filed to correct an administrative error related to the number of shares reported on the original Form 4.

SEC source: 0001439288-19-000112 · wf-form4_156331095981596.xml · nonDerivative · entry 1

CHRISTOPOUL THOMAS · CIK 0001128481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,250

F1 · kind: Payment of director fees in stock.

SEC source: 0001439288-20-000004 · wf-form4a_157930100349719.xml · nonDerivative · entry 1

CHRISTOPOUL THOMAS · CIK 0001128481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,359

F1 · kind: Payment of director fees in stock.

F2 · shares: This amendment is being filed to correct an administrative error related to the number of shares reported on the original Form 4.

SEC source: 0001439288-19-000110 · wf-form4_156175802474774.xml · derivative · entry 3

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,569

Underlying: Common Stock · 2,724 shares

Expires 2020-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000110 · wf-form4_156175802474774.xml · nonDerivative · entry 2

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,281

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

SEC source: 0001439288-19-000110 · wf-form4_156175802474774.xml · nonDerivative · entry 1

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F2 · balance_after: Due to a technical error, the Reporting Person's Form 4/A, filed on June 26, 2019, incorrectly reported the common stock balance as 17,436 shares instead of 29,281 shares. The balance has been corrected in this filing.

SEC source: 0001439288-19-000106 · wf-form4_156140794996761.xml · derivative · entry 3

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,293

Underlying: Common Stock · 11,845 shares

Expires 2020-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000106 · wf-form4_156140794996761.xml · nonDerivative · entry 2

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,680

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.50 to $29.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-19-000106 · wf-form4_156140794996761.xml · nonDerivative · entry 1

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

SEC source: 0001439288-19-000108 · wf-form4a_156158771989083.xml · derivative · entry 2

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,293

Underlying: Common Stock · 11,845 shares

Expires 2020-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F4 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000108 · wf-form4a_156158771989083.xml · nonDerivative · entry 1

Troutman Michael · CIK 0001713078 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,436

F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F2 · shares: This amendment is being filed to correct the number of shares sold pursuant to the Reporting Person's Rule 10b5-1 Plan and the weighted average sale price, that were both incorrect on the original Form 4 due to an administrative error by the Reporting Person's broker.

F2 · price: This amendment is being filed to correct the number of shares sold pursuant to the Reporting Person's Rule 10b5-1 Plan and the weighted average sale price, that were both incorrect on the original Form 4 due to an administrative error by the Reporting Person's broker.

F3 · price: This transaction was executed in multiple trades at prices ranging from $29.50 to $29.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-19-000104 · wf-form4_156106264081447.xml · nonDerivative · entry 3

ADAMS TODD A. · CIK 0001525211 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,305

F2 · kind: The transactions were executed pursuant to a Rule 10b5-1 plan.

F2 · shares: The transactions were executed pursuant to a Rule 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $28.66 to $29.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001439288-19-000104 · wf-form4_156106264081447.xml · derivative · entry 6

ADAMS TODD A. · CIK 0001525211 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 199,524 shares

Expires 2019-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option fully vested.

SEC source: 0001439288-19-000104 · wf-form4_156106264081447.xml · nonDerivative · entry 2

ADAMS TODD A. · CIK 0001525211 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,091

F1 · shares: Shares were withheld to satisfy tax withholding obligations in connection with the option exercise.

SEC source: 0001439288-19-000104 · wf-form4_156106264081447.xml · nonDerivative · entry 1

ADAMS TODD A. · CIK 0001525211 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.