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ZVIA

Zevia PBC

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6762
SEC CIK
0001854139
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184

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0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202605
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2022 Filed Aug 12, 2022 23:06 UTC
DeBow Greig P. Jr.Chief Commercial Officer
GrantClass A Common Stock 58,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045699 · doc4.xml · nonDerivative · entry 1

DeBow Greig P. Jr. · CIK 0001941716 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,997

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of August 10, 2022 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 58,997 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 58,997 RSUs begin vesting in 1/4 increments on each anniversary of August 10, 2022 and are settled within 30 days following each vesting date.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 18:10 UTC
Taylor AmyDirector · President and Director
GrantStock Option (Right to Buy) · Derivative 231,873 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001209191-22-044316 · doc4.xml · derivative · entry 2

Taylor Amy · CIK 0001871800 · Director · President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,873

Underlying: Class A Common Stock · 231,873 shares

Expires 2032-08-01

F2 · derivative.exercise_date: Represents options to purchase 231,873 shares of Class A Common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of August 1, 2022.

F2 · derivative.expiration_date: Represents options to purchase 231,873 shares of Class A Common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of August 1, 2022.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 18:10 UTC
Taylor AmyDirector · President and Director
GrantStock Option (Right to Buy) · Derivative 231,872 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001209191-22-044316 · doc4.xml · derivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,872

Underlying: Class A Common Stock · 231,872 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Represents options to purchase 231,872 shares of Class A Common Stock of the Issuer granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). These options vest in 1/4 increments on each anniversary of August 1, 2022.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 19:38 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
SaleClass A Common Stock 32,444 $3.09 $100,226.00
Disclosure

SEC source: 0001209191-22-043465 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430,999

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.02 to $3.16, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,181,745 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:51 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
SaleClass A Common Stock 29,180 $2.89 $84,473.18
Disclosure

SEC source: 0001209191-22-040872 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,463,443

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.86 to $2.91, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,242,857 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:34 UTC
Troupe Quincy BChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 203,125 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001209191-22-037627 · doc4.xml · derivative · entry 2

Troupe Quincy B · CIK 0001665031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,125

Underlying: Class A Common Stock · 203,125 shares

Expires 2032-06-14

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of June 14, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:34 UTC
Troupe Quincy BChief Operating Officer
GrantClass A Common Stock 122,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037627 · doc4.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,249

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of June 14, 2022 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 148,249 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 20,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 5,607 RSUs vested on the date of the Issuer's 2022 annual meeting of stockholders and will settle within 30 days following such vesting date. 122,642 RSUs begin vesting in 1/4 increments on each anniversary of June 14, 2022 and are settled within 30 days following each vesting date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:54 UTC
Ruben AndrewDirector
GrantClass A Common Stock 29,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036527 · doc4.xml · nonDerivative · entry 1

Ruben Andrew · CIK 0001872293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,432

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 9, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 55,432 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 20,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 5,607 RSUs vested on the date of the Issuer's 2022 annual meeting of stockholders and will settle within 30 days following such vesting date. 29,825 RSUs vest on the earlier to occur of (i) June 9, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:23 UTC GrantClass A Common Stock 29,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036513 · doc4.xml · nonDerivative · entry 1

Hayes Jacqueline · CIK 0001871713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,432

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 9, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 55,432 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 20,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 5,607 RSUs vested on the date of the Issuer's 2022 annual meeting of stockholders and will settle within 30 days of such vesting date. 29,825 RSUs vest on the earlier to occur of (i) June 9, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:12 UTC GrantClass A Common Stock 29,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036549 · doc4.xml · nonDerivative · entry 1

Ruehl Julie Garcia · CIK 0001871750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,432

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 9, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 55,432 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 20,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 5,607 RSUs vested on the date of the Issuer's 2022 annual meeting of stockholders and will settle within 30 days following such vesting date. 29,825 RSUs vest on the earlier to occur of (i) June 9, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
May 19, 2022 Filed May 21, 2022 00:09 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
SaleClass A Common Stock 33,913 $2.04 $69,050.26
Disclosure

SEC source: 0001209191-22-031215 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,492,623

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.96 to $2.10, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,303,969 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:16 UTC
Gay RobertChief Strategy Officer & EVP
SaleClass A Common Stock 9,200 $2.22 $20,436.88
Disclosure

SEC source: 0001209191-22-030808 · doc4.xml · nonDerivative · entry 1

Gay Robert · CIK 0001871607 · Chief Strategy Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,790

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 19,445 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.14 to $2.32, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 772,220 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 700,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:13 UTC
Margolis HarryChief Operating Officer
SaleClass A Common Stock 6,000 $2.22 $13,341.60
Disclosure

SEC source: 0001209191-22-030806 · doc4.xml · nonDerivative · entry 1

Margolis Harry · CIK 0001871729 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,212

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,834 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.14 to $2.29, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 656,664 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
May 17, 2022 Filed May 19, 2022 18:46 UTC
BECKLES DENISE DAWNChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 317,575 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001209191-22-030749 · doc4.xml · derivative · entry 2

BECKLES DENISE DAWN · CIK 0001928731 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,575

Underlying: Class A Common Stock · 317,575 shares

Expires 2032-05-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of May 17, 2022.

Read SEC document
May 17, 2022 Filed May 19, 2022 18:46 UTC
BECKLES DENISE DAWNChief Financial Officer
GrantClass A Common Stock 189,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030749 · doc4.xml · nonDerivative · entry 1

BECKLES DENISE DAWN · CIK 0001928731 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,732

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of May 17, 2022 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 189,732 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 189,732 RSUs begin vesting in 1/4 increments on each anniversary of May 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 20:38 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
SaleClass A Common Stock 33,000 $3.38 $111,460.80
Disclosure

SEC source: 0001209191-22-025792 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526,536

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,113 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.51, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,365,081 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 16:40 UTC
Gay RobertChief Strategy Officer & EVP
SaleClass A Common Stock 6,627 $3.36 $22,264.73
Disclosure

SEC source: 0001209191-22-025626 · doc4.xml · nonDerivative · entry 1

Gay Robert · CIK 0001871607 · Chief Strategy Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,990

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 19,446 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.31 to $3.39, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 791,665 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 700,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 16:32 UTC
Margolis HarryChief Operating Officer
SaleClass A Common Stock 6,457 $3.36 $21,712.31
Disclosure

SEC source: 0001209191-22-025616 · doc4.xml · nonDerivative · entry 1

Margolis Harry · CIK 0001871729 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,212

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,835 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.31 to $3.40, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 672,498 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 21:18 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
SaleClass A Common Stock 34,045 $4.04 $137,643.94
Disclosure

SEC source: 0001209191-22-024317 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559,536

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,111 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.80 to $4.31, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,426,194 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 19:21 UTC
Gay RobertChief Strategy Officer & EVP
SaleClass A Common Stock 6,029 $4.42 $26,677.72
Disclosure

SEC source: 0001209191-22-024059 · doc4.xml · nonDerivative · entry 1

Gay Robert · CIK 0001871607 · Chief Strategy Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,617

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 19,444 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.38 to $4.45, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 811,111 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 700,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 19:25 UTC
Margolis HarryChief Operating Officer
SaleClass A Common Stock 5,874 $4.41 $25,884.96
Disclosure

SEC source: 0001209191-22-024062 · doc4.xml · nonDerivative · entry 1

Margolis Harry · CIK 0001871729 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,669

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,833 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.38 to $4.42, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 688,333 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 18:39 UTC
Ruben AndrewDirector
GrantClass A Common Stock 5,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020354 · doc4.xml · nonDerivative · entry 1

Ruben Andrew · CIK 0001872293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,607

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the date of the Issuer's 2022 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 25,607 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 20,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 5,607 RSUs vest on the date of the Issuer's 2022 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 18:37 UTC GrantClass A Common Stock 5,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020351 · doc4.xml · nonDerivative · entry 1

Hayes Jacqueline · CIK 0001871713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,607

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the date of the Issuer's 2022 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 25,607 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 20,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 5,607 RSUs vest on the date of the Issuer's 2022 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 19:16 UTC
Mikhail HanyChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 13,557 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-020371 · doc4.xml · derivative · entry 2

Mikhail Hany · CIK 0001871742 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,557

Underlying: Class A Common Stock · 13,557 shares

Expires 2032-03-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2022.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 19:16 UTC
Mikhail HanyChief Accounting Officer
GrantClass A Common Stock 8,245 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020371 · doc4.xml · nonDerivative · entry 1

Mikhail Hany · CIK 0001871742 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,245

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 32,245 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 24,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 8,245 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 18:42 UTC GrantClass A Common Stock 5,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020358 · doc4.xml · nonDerivative · entry 1

Ruehl Julie Garcia · CIK 0001871750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,607

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the date of the Issuer's 2022 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 25,607 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 20,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 5,607 RSUs vest on the date of the Issuer's 2022 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:03 UTC
Taylor AmyDirector · President and Director
GrantStock Option (Right to Buy) · Derivative 127,549 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-020406 · doc4.xml · derivative · entry 2

Taylor Amy · CIK 0001871800 · Director · President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,549

Underlying: Class A Common Stock · 127,549 shares

Expires 2032-03-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2022.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:03 UTC
Taylor AmyDirector · President and Director
GrantClass A Common Stock 77,573 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020406 · doc4.xml · nonDerivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,573

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 177,573 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 100,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 77,573 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 19:53 UTC
Simms Lorna R.SVP, GC & Corporate Secretary
GrantStock Option (Right to Buy) · Derivative 29,826 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-020395 · doc4.xml · derivative · entry 2

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,826

Underlying: Class A Common Stock · 29,826 shares

Expires 2032-03-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2022.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 19:53 UTC
Simms Lorna R.SVP, GC & Corporate Secretary
GrantClass A Common Stock 18,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020395 · doc4.xml · nonDerivative · entry 1

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,290

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 70,140 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 50,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 18,140 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 22:46 UTC GrantClass A Common Stock 5,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020362 · doc4.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,607

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the date of the Issuer's 2022 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 25,607 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 20,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 5,607 RSUs vest on the date of the Issuer's 2022 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
March 17, 2022 Filed Mar 22, 2022 00:01 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 244,035 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-020404 · doc4.xml · derivative · entry 2

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,035

Underlying: Class A Common Stock · 244,035 shares

Expires 2032-03-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2022.

Read SEC document
March 17, 2022 Filed Mar 22, 2022 00:01 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
GrantClass A Common Stock 148,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020404 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,593,581

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 2,487,305 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 17:42 UTC
Gay RobertChief Strategy Officer & EVP
Tax withholdingClass A Common Stock 5,620 $5.72 $32,146.40
Disclosure

SEC source: 0001209191-22-018248 · doc4.xml · nonDerivative · entry 1

Gay Robert · CIK 0001871607 · Chief Strategy Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,646

F1 · kind: The transaction reported reflects the withholding of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 19,445 restricted stock units ("RSUs").

F2 · balance_after: Includes 830,555 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 700,000 RSUs began vesting in 1/36 increments, each vesting subject to deferred settlement on a monthly basis, with the vesting commencement date of February 17, 2022. 150,000 RSUs are vested in full, subject to deferred settlement in one-third increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 17:36 UTC
Margolis HarryChief Operating Officer
Tax withholdingClass A Common Stock 5,476 $5.72 $31,322.72
Disclosure

SEC source: 0001209191-22-018244 · doc4.xml · nonDerivative · entry 1

Margolis Harry · CIK 0001871729 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,543

F1 · kind: The transaction reported reflects the withholding of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,834 restricted stock units ("RSUs").

F2 · balance_after: Includes 704,166 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 increments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in one-third increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:46 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
Tax withholdingClass A Common Stock 30,300 $5.72 $173,316.00
Disclosure

SEC source: 0001209191-22-018252 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,445,164

F1 · kind: The transaction reported reflects the withholding of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs").

F2 · balance_after: Includes 2,338,888 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 increments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in one-third increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:43 UTC
Gay RobertChief Strategy Officer & EVP
Exercise / conversionRestricted Phantom Units · Derivative 90,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001209191-22-009618 · doc4.xml · derivative · entry 4

Gay Robert · CIK 0001871607 · Chief Strategy Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 90,000 shares

Expires 2029-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

F1 · derivative.exercise_date: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:43 UTC
Gay RobertChief Strategy Officer & EVP
Tax withholdingClass A Common Stock 26,616 $9.38 $249,658.08
Disclosure

SEC source: 0001209191-22-009618 · doc4.xml · nonDerivative · entry 3

Gay Robert · CIK 0001871607 · Chief Strategy Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,266

F2 · kind: The transaction reported reflects the withholding of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of the restricted phantom units.

F3 · balance_after: Includes 850,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 700,000 RSUs will vest as follows: (i) 100% on the consummation of a change of control or (ii) in equal monthly installments over the 36-month period following January 17, 2022, and 150,000 RSUs are vested in full, subject to deferred settlement in one-third increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:43 UTC
Gay RobertChief Strategy Officer & EVP
Disposition to issuerClass A Common Stock 118 $7.64 $901.52
Disclosure

SEC source: 0001209191-22-009618 · doc4.xml · nonDerivative · entry 2

Gay Robert · CIK 0001871607 · Chief Strategy Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,882

F1 · kind: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:43 UTC
Gay RobertChief Strategy Officer & EVP
Exercise / conversionClass A Common Stock 90,000 $0.01 $900.00
Disclosure

SEC source: 0001209191-22-009618 · doc4.xml · nonDerivative · entry 1

Gay Robert · CIK 0001871607 · Chief Strategy Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:19 UTC
Margolis HarryChief Operating Officer
Exercise / conversionRestricted Phantom Units · Derivative 90,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001209191-22-009605 · doc4.xml · derivative · entry 4

Margolis Harry · CIK 0001871729 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 90,000 shares

Expires 2029-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

F1 · derivative.exercise_date: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:19 UTC
Margolis HarryChief Operating Officer
Tax withholdingClass A Common Stock 31,863 $9.38 $298,874.94
Disclosure

SEC source: 0001209191-22-009605 · doc4.xml · nonDerivative · entry 3

Margolis Harry · CIK 0001871729 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,019

F2 · kind: The transaction reported reflects the withholding of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of the restricted phantom units.

F3 · balance_after: Includes 720,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs will vest as follows: (i) 100% on the consummation of a change of control or (ii) in equal monthly installments over the 36-month period following January 17, 2022, and 150,000 RSUs are vested in full, subject to deferred settlement in one-third increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:19 UTC
Margolis HarryChief Operating Officer
Disposition to issuerClass A Common Stock 118 $7.64 $901.52
Disclosure

SEC source: 0001209191-22-009605 · doc4.xml · nonDerivative · entry 2

Margolis Harry · CIK 0001871729 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,882

F1 · kind: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:19 UTC
Margolis HarryChief Operating Officer
Exercise / conversionClass A Common Stock 90,000 $0.01 $900.00
Disclosure

SEC source: 0001209191-22-009605 · doc4.xml · nonDerivative · entry 1

Margolis Harry · CIK 0001871729 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:32 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
Exercise / conversionRestricted Phantom Units · Derivative 120,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001209191-22-009610 · doc4.xml · derivative · entry 4

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 120,000 shares

Expires 2029-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents 120,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

F1 · derivative.exercise_date: Represents 120,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:32 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
Tax withholdingClass A Common Stock 44,378 $9.38 $416,265.64
Disclosure

SEC source: 0001209191-22-009610 · doc4.xml · nonDerivative · entry 3

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475,464

F2 · kind: The transaction reported reflects the withholding of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of the restricted phantom units.

F3 · balance_after: Includes 2,400,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs will vest as follows: (i) 100% on the consummation of a change of control or (ii) in equal monthly installments over the 36-month period following January 17, 2022, and 200,000 RSUs are vested in full, subject to deferred settlement in one-third increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:32 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
Disposition to issuerClass A Common Stock 158 $7.64 $1,207.12
Disclosure

SEC source: 0001209191-22-009610 · doc4.xml · nonDerivative · entry 2

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,519,842

F1 · kind: Represents 120,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

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February 10, 2022 Filed Feb 15, 2022 02:32 UTC
Spence Padraic L.Director · Chair, Chief Executive Officer
Exercise / conversionClass A Common Stock 120,000 $0.01 $1,200.00
Disclosure

SEC source: 0001209191-22-009610 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director · Chair, Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents 120,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.

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December 09, 2021 Filed Dec 13, 2021 19:22 UTC PurchaseClass A Common Stock 1,160 $8.68 $10,068.68
Disclosure

SEC source: 0001209191-21-069337 · doc4.xml · nonDerivative · entry 1

McGuigan Brian · CIK 0001871733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

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December 03, 2021 Filed Dec 7, 2021 17:05 UTC PurchaseClass A Common Stock 20,000 $7.35 $147,000.00
Disclosure

SEC source: 0000899243-21-047126 · doc4.xml · nonDerivative · entry 1

Ruehl Julie Garcia · CIK 0001871750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.