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OTC · USD

ZPTA

Zapata Quantum, Inc.

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6486
SEC CIK
0001843714
Parsed reports
49

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 09, 2025 Filed Oct 10, 2025 20:37 UTC
Kapur SumitDirector · CEO and CFO
GrantStock Options (Right to Buy) · Derivative 5,000,000 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001079973-25-001591 · ownership.xml · derivative · entry 2

Kapur Sumit · CIK 0002024204 · Director · CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common Stock · 5,000,000 shares

Expires 2030-10-09

F2 · derivative.exercise_date: The grant of stock options was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The stock options shall vest in equal monthly increments over four years, with the first vesting date to occur on November 9, 2025, subject to continued employment with the Issuer on each applicable vesting date and the execution of the Issuer's Stock Option Agreement.

Read SEC document
October 09, 2025 Filed Oct 10, 2025 20:37 UTC
Kapur SumitDirector · CEO and CFO
GrantStock Options (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001079973-25-001591 · ownership.xml · derivative · entry 1

Kapur Sumit · CIK 0002024204 · Director · CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2030-10-09

F1 · derivative.exercise_date: The grant of stock options was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The stock options shall vest in equal monthly increments over two years, with the first vesting date to occur on November 9, 2025, subject to continued service as a director of the Issuer on each applicable vesting date and the execution of the Issuer's Stock Option Agreement.

Read SEC document
October 09, 2025 Filed Oct 10, 2025 20:38 UTC GrantStock Options (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001079973-25-001592 · ownership.xml · derivative · entry 1

Golestani Clark · CIK 0001563786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2030-10-09

F1 · derivative.exercise_date: The grant of stock options was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The stock options shall vest in equal monthly increments over two years, with the first vesting date to occur on November 9, 2025, subject to continued service as a director of the Issuer on each applicable vesting date and the execution of the Issuer's Stock Option Agreement.

Read SEC document
October 08, 2025 Filed Oct 10, 2025 20:35 UTC GrantStock Options (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001079973-25-001590 · ownership.xml · derivative · entry 1

KLITGAARD WILLIAM E · CIK 0001229874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2030-10-08

F1 · derivative.exercise_date: The grant of stock options was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The stock options shall vest in equal monthly increments over two years, with the first vesting date to occur on November 8, 2025, subject to continued service as a director of the Issuer on each applicable vesting date and the execution of the Issuer's Stock Option Agreement.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 20:08 UTC
Kapur SumitChief Financial Officer
GrantCommon Stock 32,500,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001037 · ownership.xml · nonDerivative · entry 1

Kapur Sumit · CIK 0002024204 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500,000

F1 · security: The shares of restricted stock vest in equal monthly installments over a two-year period.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 20:07 UTC GrantCommon Stock 32,500,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001035 · ownership.xml · nonDerivative · entry 1

Golestani Clark · CIK 0001563786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,626,288

F1 · security: The shares of restricted stock vest in equal monthly installments over a two-year period.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:08 UTC
Kapur SumitChief Financial Officer
PurchaseWarrant · Derivative 1,250,000 Not disclosed Strike: $0.04 Not disclosed
Disclosure

SEC source: 0001079973-25-001037 · ownership.xml · derivative · entry 3

Kapur Sumit · CIK 0002024204 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2030-06-12

F2 · security: The reporting person purchased a convertible promissory note in the principal amount of $100,000 and an accompanying five-year warrant to purchase 1,250,000 shares of common stock, for a total purchase price of $100,000. The conversion price of the note and exercise price of the warrant are each $0.04 per share.

F2 · price: The reporting person purchased a convertible promissory note in the principal amount of $100,000 and an accompanying five-year warrant to purchase 1,250,000 shares of common stock, for a total purchase price of $100,000. The conversion price of the note and exercise price of the warrant are each $0.04 per share.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:08 UTC
Kapur SumitChief Financial Officer
PurchaseConvertible Promissory Note · Derivative Not disclosed $100,000.00 Strike: $0.04 $100,000.00
Disclosure

SEC source: 0001079973-25-001037 · ownership.xml · derivative · entry 2

Kapur Sumit · CIK 0002024204 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,500,000 shares

Expires 2026-06-12

F2 · security: The reporting person purchased a convertible promissory note in the principal amount of $100,000 and an accompanying five-year warrant to purchase 1,250,000 shares of common stock, for a total purchase price of $100,000. The conversion price of the note and exercise price of the warrant are each $0.04 per share.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:07 UTC PurchaseWarrant · Derivative 1,250,000 Not disclosed Strike: $0.04 Not disclosed
Disclosure

SEC source: 0001079973-25-001035 · ownership.xml · derivative · entry 3

Golestani Clark · CIK 0001563786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2030-06-12

F2 · security: The reporting person purchased a convertible promissory note in the principal amount of $100,000 and an accompanying five-year warrant to purchase 1,250,000 shares of common stock, for a total purchase price of $100,000. The conversion price of the note and exercise price of the warrant are each $0.04 per share.

F2 · price: The reporting person purchased a convertible promissory note in the principal amount of $100,000 and an accompanying five-year warrant to purchase 1,250,000 shares of common stock, for a total purchase price of $100,000. The conversion price of the note and exercise price of the warrant are each $0.04 per share.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:07 UTC PurchaseConvertible Promissory Note · Derivative Not disclosed $100,000.00 Strike: $0.04 $100,000.00
Disclosure

SEC source: 0001079973-25-001035 · ownership.xml · derivative · entry 2

Golestani Clark · CIK 0001563786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,500,000 shares

Expires 2026-06-12

F2 · security: The reporting person purchased a convertible promissory note in the principal amount of $100,000 and an accompanying five-year warrant to purchase 1,250,000 shares of common stock, for a total purchase price of $100,000. The conversion price of the note and exercise price of the warrant are each $0.04 per share.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 18:05 UTC OtherWarrant (right to buy) · Derivative 784,250 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001062993-24-014017 · form4.xml · derivative · entry 2

Brown William Matthew · CIK 0001556095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,250

Underlying: Common Stock · 784,250 shares

Expires 2029-03-28

F1 · kind: Pro rata distribution from Andretti Sponsor LLC, of which the reporting person is a member.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 18:05 UTC OtherCommon Stock 274,632 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-014017 · form4.xml · nonDerivative · entry 1

Brown William Matthew · CIK 0001556095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,376

F1 · kind: Pro rata distribution from Andretti Sponsor LLC, of which the reporting person is a member.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 17:36 UTC
Andretti Sponsor LLCDirector · 10% owner
OtherWarrants to purchase Common Stock (right to buy) · Derivative 10,100,000 $1.00 Strike: $11.50 $10,100,000.00
Disclosure

SEC source: 0000950142-24-001982 · es240510454_4-aspon.xml · derivative · entry 2

Andretti Sponsor LLC · CIK 0001843706 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,100,000 shares

Expires 2029-03-28

F1 · kind: On July 18, 2024, the Reporting Person distributed the Common Stock and Warrants owned by it to its members, pro rata for no consideration.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 17:36 UTC
Andretti Sponsor LLCDirector · 10% owner
OtherCommon Stock 3,536,863 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-001982 · es240510454_4-aspon.xml · nonDerivative · entry 1

Andretti Sponsor LLC · CIK 0001843706 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 18, 2024, the Reporting Person distributed the Common Stock and Warrants owned by it to its members, pro rata for no consideration.

F1 · price: On July 18, 2024, the Reporting Person distributed the Common Stock and Warrants owned by it to its members, pro rata for no consideration.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:23 UTC
Ratnakar RajDirector
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013695 · form4.xml · derivative · entry 2

Ratnakar Raj · CIK 0001670810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:23 UTC
Ratnakar RajDirector
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013695 · form4.xml · nonDerivative · entry 1

Ratnakar Raj · CIK 0001670810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:12 UTC
Huber JeffDirector
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013689 · form4.xml · derivative · entry 2

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:12 UTC
Huber JeffDirector
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013689 · form4.xml · nonDerivative · entry 1

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:18 UTC GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013693 · form4.xml · derivative · entry 2

KLITGAARD WILLIAM E · CIK 0001229874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:18 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013693 · form4.xml · nonDerivative · entry 1

KLITGAARD WILLIAM E · CIK 0001229874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,348

Read SEC document
July 10, 2024 Filed Jul 12, 2024 18:03 UTC GrantRestricted Stock Unitts · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013685 · form4.xml · derivative · entry 2

Brown William Matthew · CIK 0001556095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 18:03 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013685 · form4.xml · nonDerivative · entry 1

Brown William Matthew · CIK 0001556095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,744

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:09 UTC GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013687 · form4.xml · derivative · entry 2

Golestani Clark · CIK 0001563786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:09 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013687 · form4.xml · nonDerivative · entry 1

Golestani Clark · CIK 0001563786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,288

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:14 UTC GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013691 · form4.xml · derivative · entry 2

Jones Dana Sue · CIK 0001775010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments, with 25,000 shares of common stock vesting on October 10, 2024, 25,000 shares of common stock vesting on January 10, 2025, and 25,000 shares vesting on the date of the 2025 annual meeting of the Issuer's stockholders.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:14 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013691 · form4.xml · nonDerivative · entry 1

Jones Dana Sue · CIK 0001775010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:40 UTC OtherClass B Ordinary Shares · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000851 · es240464301_4-romanelli.xml · derivative · entry 2

Romanelli John J. · CIK 0001851008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F2 · derivative.exercise_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F2 · derivative.expiration_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:40 UTC OtherCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000851 · es240464301_4-romanelli.xml · nonDerivative · entry 1

Romanelli John J. · CIK 0001851008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:30 UTC OtherClass B Ordinary Shares · Derivative 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000847 · es240464259_4-lee.xml · derivative · entry 2

Lee Cassandra S. · CIK 0001851009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F2 · derivative.exercise_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F2 · derivative.expiration_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:30 UTC OtherCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000847 · es240464259_4-lee.xml · nonDerivative · entry 1

Lee Cassandra S. · CIK 0001851009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:32 UTC OtherClass B Ordinary Shares · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000848 · es240464298_4-brownz.xml · derivative · entry 2

Brown Zakary C. · CIK 0001851047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F2 · derivative.exercise_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F2 · derivative.expiration_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:32 UTC OtherCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000848 · es240464298_4-brownz.xml · nonDerivative · entry 1

Brown Zakary C. · CIK 0001851047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:27 UTC
Andretti Sponsor LLCDirector · 10% owner · See Remarks
ANDRETTI MICHAELDirector · 10% owner · See Remarks
SANDBROOK WILLIAM JDirector · 10% owner · See Remarks
Brown William MatthewDirector · 10% owner · See Remarks
OtherClass B Ordinary Shares · Derivative 4,189,077 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000846 · es240464183_4-aspon.xml · derivative · entry 6

Andretti Sponsor LLC · CIK 0001843706 · Director · 10% owner · See Remarks

ANDRETTI MICHAEL · CIK 0001685577 · Director · 10% owner · See Remarks

SANDBROOK WILLIAM J · CIK 0001527678 · Director · 10% owner · See Remarks

Brown William Matthew · CIK 0001556095 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,189,077 shares

Expires not disclosed

F10 · derivative.exercise_price: The Issuer's Class B Ordinary Shares were convertible for the Issuer's shares of Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("common stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("common stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F10 · derivative.exercise_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's shares of Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F10 · derivative.expiration_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's shares of Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F2 · ownership.direct: Andretti Sponsor LLC (the "Sponsor") is the record holder of such shares of common stock. Mr. Andretti, Mr. Sandbrook and Mr. Brown are members of the Sponsor and (together with other members of the Sponsor) share voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. In addition, each of Mr. Andretti, Mr. Sandbrook and Mr. Brown may be entitled to distributions of common stock and private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Andretti, Mr. Sandbrook and Mr. Brown disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:27 UTC
Andretti Sponsor LLCDirector · 10% owner · See Remarks
ANDRETTI MICHAELDirector · 10% owner · See Remarks
SANDBROOK WILLIAM JDirector · 10% owner · See Remarks
Brown William MatthewDirector · 10% owner · See Remarks
OtherCommon Stock 370,923 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000846 · es240464183_4-aspon.xml · nonDerivative · entry 5

Andretti Sponsor LLC · CIK 0001843706 · Director · 10% owner · See Remarks

ANDRETTI MICHAEL · CIK 0001685577 · Director · 10% owner · See Remarks

SANDBROOK WILLIAM J · CIK 0001527678 · Director · 10% owner · See Remarks

Brown William Matthew · CIK 0001556095 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,923

F8 · kind: Received in connection with Merger with Private Zapata. In accordance with a Note Exchange Agreement, dated March 28, 2024, by and among Mr. Andretti, the Issuer and Private Zapata, at the effective time of the Merger, Mr. Andretti exchanged an outstanding Senior Secured Promissory Note between Mr. Andretti and Private Zapata, with an aggregate principal amount, together with then-outstanding interest, of $1,601,369.86, for 370,923 shares of Common Stock, at a conversion price of $4.50 per share.

F8 · price: Received in connection with Merger with Private Zapata. In accordance with a Note Exchange Agreement, dated March 28, 2024, by and among Mr. Andretti, the Issuer and Private Zapata, at the effective time of the Merger, Mr. Andretti exchanged an outstanding Senior Secured Promissory Note between Mr. Andretti and Private Zapata, with an aggregate principal amount, together with then-outstanding interest, of $1,601,369.86, for 370,923 shares of Common Stock, at a conversion price of $4.50 per share.

F9 · ownership.direct: Mr. Andretti is the record holder of such shares of common stock.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:27 UTC
Andretti Sponsor LLCDirector · 10% owner · See Remarks
ANDRETTI MICHAELDirector · 10% owner · See Remarks
SANDBROOK WILLIAM JDirector · 10% owner · See Remarks
Brown William MatthewDirector · 10% owner · See Remarks
OtherCommon Stock 243,368 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000846 · es240464183_4-aspon.xml · nonDerivative · entry 4

Andretti Sponsor LLC · CIK 0001843706 · Director · 10% owner · See Remarks

ANDRETTI MICHAEL · CIK 0001685577 · Director · 10% owner · See Remarks

SANDBROOK WILLIAM J · CIK 0001527678 · Director · 10% owner · See Remarks

Brown William Matthew · CIK 0001556095 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,368

F6 · kind: Received in connection with the Merger with Private Zapata. In accordance with a Note Exchange Agreement, dated March 28, 2024, by and among Mr. Sandbrook, the Issuer and Private Zapata, at the effective time of the Merger, Mr. Sandbrook exchanged an outstanding Senior Secured Promissory Note between Mr. Sandbrook and Private Zapata, with an aggregate principal amount, together with then-outstanding interest, of $1,050,684.93, for 243,368 shares of Common Stock, at a conversion price of $4.50 per share.

F6 · price: Received in connection with the Merger with Private Zapata. In accordance with a Note Exchange Agreement, dated March 28, 2024, by and among Mr. Sandbrook, the Issuer and Private Zapata, at the effective time of the Merger, Mr. Sandbrook exchanged an outstanding Senior Secured Promissory Note between Mr. Sandbrook and Private Zapata, with an aggregate principal amount, together with then-outstanding interest, of $1,050,684.93, for 243,368 shares of Common Stock, at a conversion price of $4.50 per share.

F7 · ownership.direct: Mr. Sandbrook is the record holder of such shares of common stock.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:27 UTC
Andretti Sponsor LLCDirector · 10% owner · See Remarks
ANDRETTI MICHAELDirector · 10% owner · See Remarks
SANDBROOK WILLIAM JDirector · 10% owner · See Remarks
Brown William MatthewDirector · 10% owner · See Remarks
GrantCommon Stock 34,744 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000846 · es240464183_4-aspon.xml · nonDerivative · entry 3

Andretti Sponsor LLC · CIK 0001843706 · Director · 10% owner · See Remarks

ANDRETTI MICHAEL · CIK 0001685577 · Director · 10% owner · See Remarks

SANDBROOK WILLIAM J · CIK 0001527678 · Director · 10% owner · See Remarks

Brown William Matthew · CIK 0001556095 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,744

F4 · kind: Received in connection with the Issuer's business combination (the "Merger") with Zapata Computing, Inc. ("Private Zapata"). In accordance with a Note Exchange Agreement, dated March 28, 2024, by and among Mr. Brown, the Issuer and Private Zapata, at the effective time of the Merger, Mr. Brown exchanged an outstanding Senior Secured Promissory Note between Mr. Brown and Private Zapata, with an aggregate principal amount, together with then-outstanding interest, of $150,000, for 34,744 shares of Common Stock, at a conversion price of $4.50 per share.

F4 · price: Received in connection with the Issuer's business combination (the "Merger") with Zapata Computing, Inc. ("Private Zapata"). In accordance with a Note Exchange Agreement, dated March 28, 2024, by and among Mr. Brown, the Issuer and Private Zapata, at the effective time of the Merger, Mr. Brown exchanged an outstanding Senior Secured Promissory Note between Mr. Brown and Private Zapata, with an aggregate principal amount, together with then-outstanding interest, of $150,000, for 34,744 shares of Common Stock, at a conversion price of $4.50 per share.

F5 · ownership.direct: Mr. Brown is the record holder of such shares of common stock.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:27 UTC
Andretti Sponsor LLCDirector · 10% owner · See Remarks
ANDRETTI MICHAELDirector · 10% owner · See Remarks
SANDBROOK WILLIAM JDirector · 10% owner · See Remarks
Brown William MatthewDirector · 10% owner · See Remarks
OtherCommon Stock 652,214 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000846 · es240464183_4-aspon.xml · nonDerivative · entry 2

Andretti Sponsor LLC · CIK 0001843706 · Director · 10% owner · See Remarks

ANDRETTI MICHAEL · CIK 0001685577 · Director · 10% owner · See Remarks

SANDBROOK WILLIAM J · CIK 0001527678 · Director · 10% owner · See Remarks

Brown William Matthew · CIK 0001556095 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,536,863

F3 · kind: Pursuant to certain Non-Redemption Agreements among the Sponsor and certain other parties, upon the Closing the Sponsor transferred an aggregate of 652,214 shares of common stock to such other parties.

F3 · price: Pursuant to certain Non-Redemption Agreements among the Sponsor and certain other parties, upon the Closing the Sponsor transferred an aggregate of 652,214 shares of common stock to such other parties.

F2 · ownership.direct: Andretti Sponsor LLC (the "Sponsor") is the record holder of such shares of common stock. Mr. Andretti, Mr. Sandbrook and Mr. Brown are members of the Sponsor and (together with other members of the Sponsor) share voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. In addition, each of Mr. Andretti, Mr. Sandbrook and Mr. Brown may be entitled to distributions of common stock and private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Andretti, Mr. Sandbrook and Mr. Brown disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:27 UTC
Andretti Sponsor LLCDirector · 10% owner · See Remarks
ANDRETTI MICHAELDirector · 10% owner · See Remarks
SANDBROOK WILLIAM JDirector · 10% owner · See Remarks
Brown William MatthewDirector · 10% owner · See Remarks
OtherCommon Stock 4,189,077 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000846 · es240464183_4-aspon.xml · nonDerivative · entry 1

Andretti Sponsor LLC · CIK 0001843706 · Director · 10% owner · See Remarks

ANDRETTI MICHAEL · CIK 0001685577 · Director · 10% owner · See Remarks

SANDBROOK WILLIAM J · CIK 0001527678 · Director · 10% owner · See Remarks

Brown William Matthew · CIK 0001556095 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,189,077

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("common stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("common stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F2 · ownership.direct: Andretti Sponsor LLC (the "Sponsor") is the record holder of such shares of common stock. Mr. Andretti, Mr. Sandbrook and Mr. Brown are members of the Sponsor and (together with other members of the Sponsor) share voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. In addition, each of Mr. Andretti, Mr. Sandbrook and Mr. Brown may be entitled to distributions of common stock and private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Andretti, Mr. Sandbrook and Mr. Brown disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 13:25 UTC
Huber JeffDirector
GrantStock Option (Right to Buy) · Derivative 68,558 Not disclosed Strike: $3.80 Not disclosed
Disclosure

SEC source: 0001062993-24-007521 · form4.xml · derivative · entry 2

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,558

Underlying: Common Stock · 68,558 shares

Expires 2033-07-31

F4 · price: Received in accordance with the terms of the Business Combination Agreement in exchange for an option to acquire 75,000 shares of common stock of Private Zapata at a purchase price of $3.47 per share.

F3 · derivative.exercise_date: The option will become exercisable in equal annual installments over two years from July 13, 2023.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 13:25 UTC
Huber JeffDirector
GrantStock Option (Right to Buy) · Derivative 68,558 Not disclosed Strike: $2.02 Not disclosed
Disclosure

SEC source: 0001062993-24-007521 · form4.xml · derivative · entry 1

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,558

Underlying: Common Stock · 68,558 shares

Expires 2031-07-12

F2 · price: Received in accordance with the terms of the Business Combination Agreement (the "Business Combination Agreement"), dated as of September 6, 2023, by and among Andretti Acquisition Corp., Tigre Merger Sub, Inc. and Zapata Computing, Inc. ("Private Zapata"), in exchange for an option to acquire 75,000 shares of common stock of Private Zapata at a purchase price of $1.84 per share.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:37 UTC OtherClass B Ordinary Shares · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000850 · es240464300_4-putman.xml · derivative · entry 2

Putnam Gerald D · CIK 0001299912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F2 · derivative.exercise_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F2 · derivative.expiration_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:37 UTC OtherCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000850 · es240464300_4-putman.xml · nonDerivative · entry 1

Putnam Gerald D · CIK 0001299912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:34 UTC OtherClass B Ordinary Shares · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000849 · es240464299_4-keyes.xml · derivative · entry 2

KEYES JAMES W · CIK 0001235367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F2 · derivative.exercise_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

F2 · derivative.expiration_date: The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:34 UTC OtherCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000849 · es240464299_4-keyes.xml · nonDerivative · entry 1

KEYES JAMES W · CIK 0001235367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

F1 · price: Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").

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March 28, 2024 Filed Apr 1, 2024 13:26 UTC GrantStock Option (Right to Buy) · Derivative 68,558 Not disclosed Strike: $3.80 Not disclosed
Disclosure

SEC source: 0001062993-24-007523 · form4.xml · derivative · entry 2

KLITGAARD WILLIAM E · CIK 0001229874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,558

Underlying: Common Stock · 68,558 shares

Expires 2033-07-31

F3 · price: Received in accordance with the terms of the Business Combination Agreement (the "Business Combination Agreement"), dated as of September 6, 2023, by and among the Issuer, Tigre Merger Sub, Inc. and Zapata Computing, Inc. ("Private Zapata"), in exchange for an option to acquire 75,000 shares of common stock of Private Zapata at a purchase price of $3.47 per share.

F2 · derivative.exercise_date: The option will become exercisable in equal annual installments over two years from July 3, 2023.

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March 28, 2024 Filed Apr 1, 2024 13:26 UTC GrantCommon Stock 126,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-007523 · form4.xml · nonDerivative · entry 1

KLITGAARD WILLIAM E · CIK 0001229874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,348

F1 · price: Received in connection with the business combination (the "Merger") of a wholly owned subsidiary of the Issuer with Zapata Computing, Inc. ("Private Zapata"). In accordance with a Note Exchange Agreement, dated March 28, 2024, by and among the Reporting Person, the Issuer and Private Zapata, at the effective time of the Merger, the Reporting Person exchanged an outstanding Senior Secured Promissory Note between the Reporting Person and Private Zapata, with an aggregate principal amount, together with then-outstanding interest, of $568,568.92, for 126,348 shares of common stock of the Issuer, at a conversion price of $4.50 per share.

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March 28, 2024 Filed Apr 1, 2024 13:24 UTC GrantStock Option (Right to Buy) · Derivative 68,558 Not disclosed Strike: $3.80 Not disclosed
Disclosure

SEC source: 0001062993-24-007520 · form4.xml · derivative · entry 3

Golestani Clark · CIK 0001563786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,558

Underlying: Common Stock · 68,558 shares

Expires 2033-07-31

F5 · price: Received in accordance with the terms of the Business Combination Agreement in exchange for an option to acquire 75,000 shares of common stock of Private Zapata at a purchase price of $3.47 per share.

F4 · derivative.exercise_date: The option became or will become exercisable in equal annual installments over two years from September 16, 2022.

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March 28, 2024 Filed Apr 1, 2024 13:24 UTC GrantStock Option (Right to Buy) · Derivative 34,279 Not disclosed Strike: $2.02 Not disclosed
Disclosure

SEC source: 0001062993-24-007520 · form4.xml · derivative · entry 2

Golestani Clark · CIK 0001563786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,279

Underlying: Common Stock · 34,279 shares

Expires 2031-02-04

F3 · price: Received in accordance with the terms of the Business Combination Agreement in exchange for an option to acquire 37,500 shares of common stock of Private Zapata at a purchase price of $1.84 per share.

F2 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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March 28, 2024 Filed Apr 1, 2024 13:24 UTC GrantCommon Stock 101,288 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-007520 · form4.xml · nonDerivative · entry 1

Golestani Clark · CIK 0001563786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,288

F1 · price: Received in accordance with the terms of the Business Combination Agreement (the "Business Combination Agreement") dated as of September 6, 2023, by and among Andretti Acquisition Corp., Tigre Merger Sub, Inc. and Zapata Computing, Inc. ("Private Zapata"), in exchange for 110,805 shares of common stock of Private Zapata.

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March 28, 2024 Filed Apr 1, 2024 13:26 UTC GrantStock Option (Right to Buy) · Derivative 68,558 Not disclosed Strike: $3.80 Not disclosed
Disclosure

SEC source: 0001062993-24-007522 · form4.xml · derivative · entry 2

Jones Dana Sue · CIK 0001775010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,558

Underlying: Common Stock · 68,558 shares

Expires 2033-07-31

F4 · price: Received in accordance with the terms of the Business Combination Agreement in exchange for an option to acquire 75,000 shares of common stock of Private Zapata at a purchase price of $3.47 per share.

F3 · derivative.exercise_date: The option will become exercisable in equal annual installments over two years from June 8, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.