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OTC · USD

ZOMDF

Zomedica Corp.

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Tapewire entity
6884
SEC CIK
0001684144
Parsed reports
182

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026120
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2024 Filed May 15, 2024 20:35 UTC
Donato PeterChief Financial Officer
GrantOptions to Buy Common Stock · Derivative 2,500,000 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001654954-24-006419 · section16.xml · derivative · entry 1

Donato Peter · CIK 0001408320 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires 2024-05-13

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on May 13, 2025.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 15:09 UTC Amendment PurchaseCommon Stock, without par value 100,000 $0.17 $16,500.00
Disclosure

SEC source: 0001654954-23-015673 · section16.xml · nonDerivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,950,000

Read SEC document
December 15, 2023 Filed Dec 18, 2023 14:20 UTC PurchaseCommon Stock, without par value 100,000 $0.17 $16,500.00
Disclosure

SEC source: 0001654954-23-015665 · section16.xml · nonDerivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,950

Read SEC document
November 17, 2023 Filed Nov 17, 2023 21:50 UTC PurchaseCommon Stock, without par value 100,000 $0.17 $16,600.00
Disclosure

SEC source: 0001654954-23-014560 · section16.xml · nonDerivative · entry 1

HEATON LARRY C II · CIK 0001213207 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
November 17, 2023 Filed Nov 20, 2023 21:31 UTC PurchaseCommon Stock, without par value 100,000 $0.17 $16,600.00
Disclosure

SEC source: 0001654954-23-014622 · section16.xml · nonDerivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,850,000

Read SEC document
November 15, 2023 Filed Nov 16, 2023 21:31 UTC PurchaseCommon Stock, without par value 150,000 $0.17 $25,950.00
Disclosure

SEC source: 0001654954-23-014492 · section16.xml · nonDerivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

Read SEC document
November 07, 2023 Filed Nov 9, 2023 21:07 UTC
Klass Russell KevinVice President of Sales
GrantOption to Buy Common Stock · Derivative 2,000,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001654954-23-014014 · section16.xml · derivative · entry 1

Klass Russell Kevin · CIK 0001999774 · Vice President of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2023-11-07

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on November 7, 2023.

Read SEC document
November 07, 2023 Filed Nov 14, 2023 21:31 UTC
Klass Russell KevinVice President of Sales
GrantOption to Buy Common Stock · Derivative 2,000,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001654954-23-014368 · section16.xml · derivative · entry 1

Klass Russell Kevin · CIK 0001999774 · Vice President of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2033-11-07

F2 · derivative.exercise_price: This amendment to the Form 4 filed on November 9, 2023 is being filed to correct the exercise price. An administrative rounding error was made in the initial report, and the correct exercise price is $.20 per share.

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on November 7, 2023.

Read SEC document
May 26, 2023 Filed May 26, 2023 19:03 UTC PurchaseCommon Stock, without par value 100,000 $0.19 $19,090.00
Disclosure

SEC source: 0001654954-23-007292 · section16.xml · nonDerivative · entry 1

HEATON LARRY C II · CIK 0001213207 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
May 25, 2023 Filed May 25, 2023 21:49 UTC PurchaseCommon Stock, without par value 100,000 $0.19 $19,340.00
Disclosure

SEC source: 0001654954-23-007247 · section16.xml · nonDerivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600,000

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:24 UTC
Donato PeterChief Financial Officer
GrantOption to Buy Common Stock · Derivative 5,000,000 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001654954-23-003193 · primary_doc.xml · derivative · entry 1

Donato Peter · CIK 0001408320 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common Stock · 5,000,000 shares

Expires 2023-03-16

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on March 16, 2024.

Read SEC document
December 09, 2022 Filed Dec 14, 2022 00:14 UTC GrantOptions to Buy Common Stock · Derivative 1,465,727 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001654954-22-016451 · section16.xml · derivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,727

Underlying: Common Stock · 1,465,727 shares

Expires 2032-12-09

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on December 9, 2023.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 19:12 UTC
Cohen RobertDirector
GrantOptions to Buy Common Stock · Derivative 1,465,727 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001654954-22-016449 · section16.xml · derivative · entry 1

Cohen Robert · CIK 0001815574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,727

Underlying: Common Stock · 1,465,727 shares

Expires 2032-12-09

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on December 9, 2023.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:36 UTC GrantOptions to Buy Common Stock · Derivative 231,431 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001654954-22-016445 · section16.xml · derivative · entry 1

Nichols Pamela · CIK 0001944747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,431

Underlying: Common Stock · 231,431 shares

Expires 2032-12-09

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on December 9, 2023.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:14 UTC
Whelan SeanDirector
GrantOptions to Buy Common Stock · Derivative 1,157,153 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001654954-22-016443 · section16.xml · derivative · entry 1

Whelan Sean · CIK 0001418307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,153

Underlying: Common Stock · 1,157,153 shares

Expires 2022-12-09

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on December 9, 2023.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:12 UTC GrantOptions to Buy Common Stock · Derivative 1,465,727 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001654954-22-016441 · section16.xml · derivative · entry 1

Rowe Jeffrey M · CIK 0001619009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,727

Underlying: Common Stock · 1,465,727 shares

Expires 2032-12-09

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on December 9, 2023.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:06 UTC GrantOptions to Buy Common Stock · Derivative 1,465,727 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001654954-22-016439 · section16.xml · derivative · entry 1

Williams Rodney James · CIK 0001722780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,727

Underlying: Common Stock · 1,465,727 shares

Expires 2022-12-09

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on December 9, 2023.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:04 UTC GrantOptions to Buy Common Stock · Derivative 1,465,727 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001654954-22-016437 · section16.xml · derivative · entry 1

MACLEOD CHRISTOPHER ROSS · CIK 0001765476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,727

Underlying: Common Stock · 1,465,727 shares

Expires 2032-12-09

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing on December 9, 2023.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:06 UTC GrantOption to buy common stock · Derivative 4,000,000 $0.00 Strike: $0.22 $0.00
Disclosure

SEC source: 0001654954-22-013442 · section16.xml · derivative · entry 1

HEATON LARRY C II · CIK 0001213207 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000,000

Underlying: Common Stock · 4,000,000 shares

Expires 2032-10-03

F1 · derivative.exercise_date: The stock option rest annually in 4 equal intallments commencing 10/4/2023.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:17 UTC GrantOptions to Buy Common Stock · Derivative 800,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001654954-22-012131 · section16.xml · derivative · entry 1

Nichols Pamela · CIK 0001944747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2032-08-30

F1 · derivative.exercise_date: The stock options vest annually in four equal installments commencing08/31/2023.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 00:09 UTC
Lock AdrianVP and General Manager
GrantStock Option (right to buy) · Derivative 2,000,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001654954-22-002359 · section16.xml · derivative · entry 1

Lock Adrian · CIK 0001892827 · VP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Shares, without par value · 2,000,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing 02/25/2023.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 02:34 UTC PurchaseCommon Stock, without par value 250,000 $0.45 $112,500.00
Disclosure

SEC source: 0001654954-21-012518 · section16.xml · nonDerivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.45 to $0.4507 per share, inclusive. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 13:02 UTC GrantStock Option (right to buy) · Derivative 10,000,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001171843-21-006834 · ownership.xml · derivative · entry 1

HEATON LARRY C II · CIK 0001213207 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

Underlying: Common Shares, without par value · 10,000,000 shares

Expires 2031-10-01

F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing October 1, 2022.

Read SEC document
October 01, 2021 Filed Nov 10, 2021 21:14 UTC
Lock AdrianVP and General Manager
GrantStock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001654954-21-011957 · section16.xml · derivative · entry 1

Lock Adrian · CIK 0001892827 · VP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common shares without par value · 1,000,000 shares

Expires 2031-10-01

F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing October 1, 2022.

Read SEC document
September 13, 2021 Filed Sep 13, 2021 20:33 UTC
Whelan SeanDirector
GrantStock Option (right to buy) · Derivative 800,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001171843-21-006452 · ownership.xml · derivative · entry 1

Whelan Sean · CIK 0001418307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Shares, without par value · 800,000 shares

Expires 2031-09-13

F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing September 13, 2022.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 16:50 UTC
Cohen RobertDirector · CEO
Exercise / conversionStock option (right to buy) · Derivative 543,750 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001171843-21-004627 · ownership.xml · derivative · entry 3

Cohen Robert · CIK 0001815574 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,262,500

Underlying: Common Stock, without par value · 543,750 shares

Expires 2030-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests as to 50% of the shares on December 31, 2020 with the remainder in 2 equal annual installments commencing December 31, 2021.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 16:50 UTC
Cohen RobertDirector · CEO
SaleCommon Stock, without par value 543,750 $0.82 $447,343.13
Disclosure

SEC source: 0001171843-21-004627 · ownership.xml · nonDerivative · entry 2

Cohen Robert · CIK 0001815574 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.815 to $0.845 per share, inclusive. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 16:50 UTC
Cohen RobertDirector · CEO
Exercise / conversionCommon Stock, without par value 543,750 $0.23 $125,062.50
Disclosure

SEC source: 0001171843-21-004627 · ownership.xml · nonDerivative · entry 1

Cohen Robert · CIK 0001815574 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 11:54 UTC Exercise / conversionStock option (right to buy) · Derivative 125,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001171843-21-004365 · ownership.xml · derivative · entry 3

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 125,000 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 11:54 UTC SaleCommon Stock, without par value 125,000 $0.93 $116,737.50
Disclosure

SEC source: 0001171843-21-004365 · ownership.xml · nonDerivative · entry 2

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.93 to $0.945 per share, inclusive. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 11:54 UTC Exercise / conversionCommon Stock, without par value 125,000 $0.26 $32,500.00
Disclosure

SEC source: 0001171843-21-004365 · ownership.xml · nonDerivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 16:43 UTC
Cohen RobertDirector · CEO
Exercise / conversionStock option (right to buy) · Derivative 1,193,750 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001171843-21-003938 · ownership.xml · derivative · entry 5

Cohen Robert · CIK 0001815574 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,806,250

Underlying: Common Stock, without par value · 1,193,750 shares

Expires 2030-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests as to 50% of the shares on December 31, 2020 with the remainder in 2 equal annual installments commencing December 31, 2021.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 16:43 UTC
Cohen RobertDirector · CEO
Exercise / conversionStock option (right to buy) · Derivative 2,000,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001171843-21-003938 · ownership.xml · derivative · entry 4

Cohen Robert · CIK 0001815574 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 2,000,000 shares

Expires 2025-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options fully vested.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 16:43 UTC
Cohen RobertDirector · CEO
SaleCommon Stock, without par value 3,193,750 $0.81 $2,595,880.00
Disclosure

SEC source: 0001171843-21-003938 · ownership.xml · nonDerivative · entry 3

Cohen Robert · CIK 0001815574 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.80 to $0.8499 per share, inclusive. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 16:43 UTC
Cohen RobertDirector · CEO
Exercise / conversionCommon Stock, without par value 1,193,750 $0.23 $274,562.50
Disclosure

SEC source: 0001171843-21-003938 · ownership.xml · nonDerivative · entry 2

Cohen Robert · CIK 0001815574 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 16:43 UTC
Cohen RobertDirector · CEO
Exercise / conversionCommon Stock, without par value 2,000,000 $0.19 $380,000.00
Disclosure

SEC source: 0001171843-21-003938 · ownership.xml · nonDerivative · entry 1

Cohen Robert · CIK 0001815574 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 17, 2021 17:42 UTC Exercise / conversionStock option (right to buy) · Derivative 125,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001171843-21-003571 · ownership.xml · derivative · entry 3

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock, without par value · 125,000 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 17, 2021 17:42 UTC SaleCommon Stock, without par value 125,000 $0.78 $96,987.50
Disclosure

SEC source: 0001171843-21-003571 · ownership.xml · nonDerivative · entry 2

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.763 to $0.788 per share, inclusive. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
May 17, 2021 Filed May 17, 2021 17:42 UTC Exercise / conversionCommon Stock, without par value 125,000 $0.26 $32,500.00
Disclosure

SEC source: 0001171843-21-003571 · ownership.xml · nonDerivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 13, 2021 14:52 UTC GrantStock Option (right to buy) · Derivative 800,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001171843-21-003479 · ownership.xml · derivative · entry 1

POWERS JOHNNY D · CIK 0001134545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Shares, without par value · 800,000 shares

Expires 2031-05-12

F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing December 31, 2021.

Read SEC document
May 12, 2021 Filed May 13, 2021 15:01 UTC GrantStock Option (right to buy) · Derivative 800,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001171843-21-003482 · ownership.xml · derivative · entry 1

Wolfenberg Christopher · CIK 0001821087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Shares, without par value · 800,000 shares

Expires 2031-05-12

F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing December 31, 2021.

Read SEC document
May 12, 2021 Filed May 13, 2021 15:00 UTC GrantStock Option (right to buy) · Derivative 800,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001171843-21-003481 · ownership.xml · derivative · entry 1

Williams Rodney James · CIK 0001722780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Shares, without par value · 800,000 shares

Expires 2031-05-12

F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing December 31, 2021.

Read SEC document
May 12, 2021 Filed May 13, 2021 14:54 UTC GrantStock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001171843-21-003480 · ownership.xml · derivative · entry 1

Rowe Jeffrey M · CIK 0001619009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Shares, without par value · 1,000,000 shares

Expires 2031-05-12

F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing December 31, 2021.

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May 12, 2021 Filed May 13, 2021 14:51 UTC GrantStock Option (right to buy) · Derivative 800,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001171843-21-003478 · ownership.xml · derivative · entry 1

MACLEOD CHRISTOPHER ROSS · CIK 0001765476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Shares, without par value · 800,000 shares

Expires 2031-05-12

F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing December 31, 2021.

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May 03, 2021 Filed May 3, 2021 18:53 UTC
Cotter Ann MarieCFO and Secretary
Exercise / conversionStock option (right to buy) · Derivative 8,333 $0.00 Strike: $0.11 $0.00
Disclosure

SEC source: 0001171843-21-003008 · ownership.xml · derivative · entry 6

Cotter Ann Marie · CIK 0001821115 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,667

Underlying: Common Stock, without par value · 8,333 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 4 equal annual installments commencing October 1, 2020.

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May 03, 2021 Filed May 3, 2021 18:53 UTC
Cotter Ann MarieCFO and Secretary
Exercise / conversionStock option (right to buy) · Derivative 11,111 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001171843-21-003008 · ownership.xml · derivative · entry 5

Cotter Ann Marie · CIK 0001821115 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,557

Underlying: Common Stock, without par value · 11,111 shares

Expires 2025-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vest as to 25% on March 14, 2020, with 25% to vest annually thereafter.

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May 03, 2021 Filed May 3, 2021 18:53 UTC
Cotter Ann MarieCFO and Secretary
SaleCommon Stock, without par value 8,333 $1.06 $8,832.98
Disclosure

SEC source: 0001171843-21-003008 · ownership.xml · nonDerivative · entry 4

Cotter Ann Marie · CIK 0001821115 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021.

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May 03, 2021 Filed May 3, 2021 18:53 UTC
Cotter Ann MarieCFO and Secretary
Exercise / conversionCommon Stock, without par value 8,333 $0.11 $916.63
Disclosure

SEC source: 0001171843-21-003008 · ownership.xml · nonDerivative · entry 3

Cotter Ann Marie · CIK 0001821115 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 03, 2021 Filed May 3, 2021 18:53 UTC
Cotter Ann MarieCFO and Secretary
SaleCommon Stock, without par value 11,111 $1.06 $11,777.66
Disclosure

SEC source: 0001171843-21-003008 · ownership.xml · nonDerivative · entry 2

Cotter Ann Marie · CIK 0001821115 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021.

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May 03, 2021 Filed May 3, 2021 18:53 UTC
Cotter Ann MarieCFO and Secretary
Exercise / conversionCommon Stock, without par value 11,111 $0.19 $2,111.09
Disclosure

SEC source: 0001171843-21-003008 · ownership.xml · nonDerivative · entry 1

Cotter Ann Marie · CIK 0001821115 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.