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Nasdaq · USD

ZNTL

Zentalis Pharmaceuticals, Inc.

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5772
SEC CIK
0001725160
Parsed reports
252

Last 12 months

Inside the activity.

2 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2022 Filed Feb 15, 2022 02:10 UTC
Pinto AlexisChief Legal Officer
SaleCommon Stock 77 $50.75 $3,907.53
Disclosure

SEC source: 0001725160-22-000034 · wf-form4_164489099132680.xml · nonDerivative · entry 3

Pinto Alexis · CIK 0001819302 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,240

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.58 to $50.81. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 02:10 UTC
Pinto AlexisChief Legal Officer
SaleCommon Stock 614 $50.16 $30,800.82
Disclosure

SEC source: 0001725160-22-000034 · wf-form4_164489099132680.xml · nonDerivative · entry 2

Pinto Alexis · CIK 0001819302 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,317

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $49.58 to $50.56. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 02:08 UTC
SUN ANTHONY YDirector · President & CEO
SaleCommon Stock 525 $50.75 $26,642.28
Disclosure

SEC source: 0001725160-22-000031 · wf-form4_164489087350121.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217,473

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.58 to $50.81. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 02:08 UTC
SUN ANTHONY YDirector · President & CEO
SaleCommon Stock 4,208 $50.16 $211,090.95
Disclosure

SEC source: 0001725160-22-000031 · wf-form4_164489087350121.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217,998

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $49.58 to $50.56. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 02:09 UTC SaleCommon Stock 4,850 $50.17 $243,340.02
Disclosure

SEC source: 0001725160-22-000032 · wf-form4_164489091255122.xml · nonDerivative · entry 5

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,813

F6 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2021.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $49.77 to $50.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 02:09 UTC SaleCommon Stock 259 $50.75 $13,143.52
Disclosure

SEC source: 0001725160-22-000032 · wf-form4_164489091255122.xml · nonDerivative · entry 4

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,663

F3 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.58 to $50.81. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 02:09 UTC SaleCommon Stock 2,079 $50.16 $104,291.37
Disclosure

SEC source: 0001725160-22-000032 · wf-form4_164489091255122.xml · nonDerivative · entry 3

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,922

F3 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $49.58 to $50.56. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:11 UTC
Bunker Kevin D.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 52,745 $0.00 Strike: $52.61 $0.00
Disclosure

SEC source: 0001725160-22-000036 · wf-form4_164489104767793.xml · derivative · entry 10

Bunker Kevin D. · CIK 0001807484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,745

Underlying: Common Stock · 52,745 shares

Expires 2032-02-09

F12 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments following the grant date.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:11 UTC
Bunker Kevin D.Chief Operating Officer
SaleCommon Stock 1,239 $54.96 $68,096.93
Disclosure

SEC source: 0001725160-22-000036 · wf-form4_164489104767793.xml · nonDerivative · entry 5

Bunker Kevin D. · CIK 0001807484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 170,000

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2021.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $54.72 to $55.41. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:11 UTC
Bunker Kevin D.Chief Operating Officer
SaleCommon Stock 3,321 $54.20 $180,002.52
Disclosure

SEC source: 0001725160-22-000036 · wf-form4_164489104767793.xml · nonDerivative · entry 4

Bunker Kevin D. · CIK 0001807484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 171,239

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2021.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $53.71 to $54.68. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:11 UTC
Bunker Kevin D.Chief Operating Officer
SaleCommon Stock 3,074 $53.19 $163,501.76
Disclosure

SEC source: 0001725160-22-000036 · wf-form4_164489104767793.xml · nonDerivative · entry 3

Bunker Kevin D. · CIK 0001807484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 174,560

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2021.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $52.69 to $53.68. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:11 UTC
Bunker Kevin D.Chief Operating Officer
SaleCommon Stock 2,366 $52.15 $123,393.76
Disclosure

SEC source: 0001725160-22-000036 · wf-form4_164489104767793.xml · nonDerivative · entry 2

Bunker Kevin D. · CIK 0001807484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 177,634

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $51.68 to $52.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:11 UTC
Bunker Kevin D.Chief Operating Officer
GrantCommon Stock 22,481 $0.00 $0.00
Disclosure

SEC source: 0001725160-22-000036 · wf-form4_164489104767793.xml · nonDerivative · entry 1

Bunker Kevin D. · CIK 0001807484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,798

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:10 UTC
Voliotis DimitrisSVP, Clinical Development
GrantStock Option (Right to Buy) · Derivative 24,234 $0.00 Strike: $52.61 $0.00
Disclosure

SEC source: 0001725160-22-000035 · wf-form4_164489102664442.xml · derivative · entry 4

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,234

Underlying: Common Stock · 24,234 shares

Expires 2032-02-09

F5 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:10 UTC
Voliotis DimitrisSVP, Clinical Development
GrantCommon Stock 10,329 $0.00 $0.00
Disclosure

SEC source: 0001725160-22-000035 · wf-form4_164489102664442.xml · nonDerivative · entry 1

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,579

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:09 UTC
Epperly Melissa B,Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 38,489 $0.00 Strike: $52.61 $0.00
Disclosure

SEC source: 0001725160-22-000033 · wf-form4_164489096835537.xml · derivative · entry 2

Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,489

Underlying: Common Stock · 38,489 shares

Expires 2032-02-09

F2 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:09 UTC
Epperly Melissa B,Chief Financial Officer
GrantCommon Stock 16,405 $0.00 $0.00
Disclosure

SEC source: 0001725160-22-000033 · wf-form4_164489096835537.xml · nonDerivative · entry 1

Epperly Melissa B, · CIK 0001807359 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,407

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:10 UTC
Pinto AlexisChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 38,489 $0.00 Strike: $52.61 $0.00
Disclosure

SEC source: 0001725160-22-000034 · wf-form4_164489099132680.xml · derivative · entry 4

Pinto Alexis · CIK 0001819302 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,489

Underlying: Common Stock · 38,489 shares

Expires 2032-02-09

F5 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:10 UTC
Pinto AlexisChief Legal Officer
GrantCommon Stock 16,405 $0.00 $0.00
Disclosure

SEC source: 0001725160-22-000034 · wf-form4_164489099132680.xml · nonDerivative · entry 1

Pinto Alexis · CIK 0001819302 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,931

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:08 UTC
SUN ANTHONY YDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 118,319 $0.00 Strike: $52.61 $0.00
Disclosure

SEC source: 0001725160-22-000031 · wf-form4_164489087350121.xml · derivative · entry 8

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,319

Underlying: Common Stock · 118,319 shares

Expires 2032-02-09

F7 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:08 UTC
SUN ANTHONY YDirector · President & CEO
GrantCommon Stock 50,431 $0.00 $0.00
Disclosure

SEC source: 0001725160-22-000031 · wf-form4_164489087350121.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,206

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:09 UTC GrantStock Option (Right to Buy) · Derivative 19,245 $0.00 Strike: $52.61 $0.00
Disclosure

SEC source: 0001725160-22-000032 · wf-form4_164489091255122.xml · derivative · entry 6

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,245

Underlying: Common Stock · 19,245 shares

Expires 2032-02-09

F8 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments following the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:09 UTC GrantCommon Stock 7,595 $0.00 $0.00
Disclosure

SEC source: 0001725160-22-000032 · wf-form4_164489091255122.xml · nonDerivative · entry 2

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,001

F2 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in full on the first anniversary of the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:09 UTC GrantCommon Stock 8,203 $0.00 $0.00
Disclosure

SEC source: 0001725160-22-000032 · wf-form4_164489091255122.xml · nonDerivative · entry 1

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,406

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 02:53 UTC SaleCommon Stock 1,250 $54.35 $67,940.50
Disclosure

SEC source: 0001725160-22-000019 · wf-form4_164428878233215.xml · nonDerivative · entry 3

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,203

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2021.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $54.20 to $54.50. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 02:53 UTC SaleCommon Stock 6,460 $53.51 $345,686.23
Disclosure

SEC source: 0001725160-22-000019 · wf-form4_164428878233215.xml · nonDerivative · entry 2

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,453

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $53.03 to $54.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 02:53 UTC SaleCommon Stock 2,290 $52.77 $120,847.19
Disclosure

SEC source: 0001725160-22-000019 · wf-form4_164428878233215.xml · nonDerivative · entry 1

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,913

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $52.02 to $52.97. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 01:03 UTC
SUN ANTHONY YDirector · President & CEO
SaleCommon Stock 2,343 $58.29 $136,578.86
Disclosure

SEC source: 0001725160-22-000017 · wf-form4_164393660436349.xml · nonDerivative · entry 6

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,775

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $58.16 to $58.53. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 01:03 UTC
SUN ANTHONY YDirector · President & CEO
SaleCommon Stock 8,128 $57.87 $470,386.87
Disclosure

SEC source: 0001725160-22-000017 · wf-form4_164393660436349.xml · nonDerivative · entry 5

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,118

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $57.16 to $58.15. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 01:03 UTC
SUN ANTHONY YDirector · President & CEO
SaleCommon Stock 100 $59.31 $5,931.00
Disclosure

SEC source: 0001725160-22-000017 · wf-form4_164393660436349.xml · nonDerivative · entry 4

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,246

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 01:03 UTC
SUN ANTHONY YDirector · President & CEO
SaleCommon Stock 2,828 $58.59 $165,684.60
Disclosure

SEC source: 0001725160-22-000017 · wf-form4_164393660436349.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,346

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $58.24 to $59.21. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 01:03 UTC
SUN ANTHONY YDirector · President & CEO
SaleCommon Stock 3,419 $57.63 $197,027.74
Disclosure

SEC source: 0001725160-22-000017 · wf-form4_164393660436349.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,174

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $57.21 to $58.20. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 01:03 UTC
SUN ANTHONY YDirector · President & CEO
SaleCommon Stock 4,124 $56.81 $234,282.79
Disclosure

SEC source: 0001725160-22-000017 · wf-form4_164393660436349.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188,593

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $56.21 to $57.20. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 20, 2022 Filed Jan 20, 2022 19:14 UTC
Bunker Kevin D.Chief Operating Officer
SaleCommon Stock 710 $61.29 $43,518.10
Disclosure

SEC source: 0001725160-22-000014 · wf-form4_164272407350854.xml · nonDerivative · entry 3

Bunker Kevin D. · CIK 0001807484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 180,000

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2021.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $61.12 to $61.64. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any.

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January 20, 2022 Filed Jan 20, 2022 19:14 UTC
Bunker Kevin D.Chief Operating Officer
SaleCommon Stock 6,537 $60.20 $393,505.17
Disclosure

SEC source: 0001725160-22-000014 · wf-form4_164272407350854.xml · nonDerivative · entry 2

Bunker Kevin D. · CIK 0001807484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 180,710

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2021.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $59.77 to $60.74. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any.

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January 20, 2022 Filed Jan 20, 2022 19:14 UTC
Bunker Kevin D.Chief Operating Officer
SaleCommon Stock 2,753 $59.17 $162,888.68
Disclosure

SEC source: 0001725160-22-000014 · wf-form4_164272407350854.xml · nonDerivative · entry 1

Bunker Kevin D. · CIK 0001807484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 187,247

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $58.66 to $59.56. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any.

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January 20, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · derivative · entry 15

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,949

Underlying: Common Stock · 10,000 shares

Expires 2030-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

F11 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on March 25, 2021 and vests in equal monthly installments thereafter until March 25, 2024.

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January 20, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
SaleCommon Stock 1,657 $61.21 $101,419.17
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · nonDerivative · entry 12

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

F10 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $61.01 to $61.61. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
SaleCommon Stock 8,343 $60.52 $504,904.18
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · nonDerivative · entry 11

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,907

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

F9 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $60.00 to $60.95. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
Exercise / conversionCommon Stock 10,000 $18.00 $180,000.00
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · nonDerivative · entry 10

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · derivative · entry 14

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,949

Underlying: Common Stock · 10,000 shares

Expires 2030-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

F11 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on March 25, 2021 and vests in equal monthly installments thereafter until March 25, 2024.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
SaleCommon Stock 555 $62.24 $34,540.54
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · nonDerivative · entry 9

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

F8 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $62.15 to $62.41. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
SaleCommon Stock 1,556 $61.51 $95,707.23
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · nonDerivative · entry 8

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,805

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $61.09 to $61.94. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
SaleCommon Stock 7,889 $60.55 $477,682.89
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · nonDerivative · entry 7

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,361

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $60.07 to $61.05. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
Exercise / conversionCommon Stock 10,000 $18.00 $180,000.00
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · nonDerivative · entry 6

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 00:21 UTC SaleCommon Stock 1,300 $64.66 $84,062.03
Disclosure

SEC source: 0001725160-22-000011 · wf-form4_164263808105131.xml · nonDerivative · entry 4

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,203

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2021.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $64.23 to $65.19. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 00:21 UTC SaleCommon Stock 1,842 $63.45 $116,868.64
Disclosure

SEC source: 0001725160-22-000011 · wf-form4_164263808105131.xml · nonDerivative · entry 3

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,503

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2021.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $63.09 to $63.92. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 00:21 UTC SaleCommon Stock 3,424 $62.37 $213,544.61
Disclosure

SEC source: 0001725160-22-000011 · wf-form4_164263808105131.xml · nonDerivative · entry 2

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,345

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $62.01 to $62.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 00:21 UTC SaleCommon Stock 3,434 $61.71 $211,900.46
Disclosure

SEC source: 0001725160-22-000011 · wf-form4_164263808105131.xml · nonDerivative · entry 1

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,769

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $61.01 to $62.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 18, 2022 Filed Jan 21, 2022 00:15 UTC
Voliotis DimitrisSVP, Clinical Development
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001725160-22-000015 · wf-form4_164272409240773.xml · derivative · entry 13

Voliotis Dimitris · CIK 0001807910 · SVP, Clinical Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,949

Underlying: Common Stock · 10,000 shares

Expires 2030-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2021.

F11 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on March 25, 2021 and vests in equal monthly installments thereafter until March 25, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.