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Nasdaq · USD

ZM

Zoom Communications, Inc.

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889
SEC CIK
0001585521
Parsed reports
771

Last 12 months

Inside the activity.

0 purchase rows · 179 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025020
Jan 2026015
Feb 2026014
Mar 202605
Apr 2026025
May 2026017
Jun 2026022
Jul 2026013
Aug 2026013
Sep 202608
Oct 2026011

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2020 Filed Mar 18, 2020 20:42 UTC OtherClass A Common Stock 3,763,287 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008939 · doc4.xml · nonDerivative · entry 8

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, LP

Disclosed balance after: 0

F8 · kind: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, LP and Sequoia Capital U.S. Growth VII Principals Fund, LP or collectively, the SC US GFVII Funds. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VII Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GFVII Funds. Each of SC US (TTGP), Ltd. and SC U.S. Growth VII Management, L.P. disclaims beneficial ownership of the securities held by the SC US GFVII Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: The Reporting Person is a managing member of SC U.S. Growth VII Management, L.P. SC U.S. Growth VII Management, L.P. is the partner of each of Sequoia Capital U.S. Growth Fund VII, LP and Sequoia Capital U.S. Growth VII Principals Fund. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

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March 16, 2020 Filed Mar 18, 2020 20:42 UTC OtherClass A Common Stock 16,041 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008939 · doc4.xml · nonDerivative · entry 7

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth II Principals Fund, L.P.

Disclosed balance after: 0

F8 · kind: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. and Sequoia Capital Global Growth II Principals Fund, L.P. or collectively, the SC GGFII Funds. As a result, SC US (TTGP), Ltd. and SC Global Growth II Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GGFII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds are Messrs. Douglas M. Leone and Michael Abramson. As a result, and by virtue of the relationships described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGFII Funds.

F2 · ownership.nature: (Continued from footnote 1) Each of Messrs. Douglas M. Leone and Michael Abramson, SC US (TTGP), Ltd. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the securities held by the SC GGFII Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: The Reporting Person is a non-managing member of SC Global Growth II Management, L.P. SC Global Growth II Management, L.P. is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. and Sequoia Capital Global Growth II Principals Fund, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

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March 16, 2020 Filed Mar 18, 2020 20:42 UTC OtherClass A Common Stock 1,294,093 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008939 · doc4.xml · nonDerivative · entry 6

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Fund II, L.P.

Disclosed balance after: 0

F8 · kind: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. and Sequoia Capital Global Growth II Principals Fund, L.P. or collectively, the SC GGFII Funds. As a result, SC US (TTGP), Ltd. and SC Global Growth II Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GGFII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds are Messrs. Douglas M. Leone and Michael Abramson. As a result, and by virtue of the relationships described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGFII Funds.

F2 · ownership.nature: (Continued from footnote 1) Each of Messrs. Douglas M. Leone and Michael Abramson, SC US (TTGP), Ltd. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the securities held by the SC GGFII Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: The Reporting Person is a non-managing member of SC Global Growth II Management, L.P. SC Global Growth II Management, L.P. is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. and Sequoia Capital Global Growth II Principals Fund, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

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March 16, 2020 Filed Mar 18, 2020 20:42 UTC ConversionClass A Common Stock 38,908 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008939 · doc4.xml · nonDerivative · entry 5

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund V, LP

Disclosed balance after: 38,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund V, LP. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund V, LP. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F7 · ownership.nature: The Reporting Person is a non-managing member of SCGF V Management, L.P. SCGF V Management, L.P. is the general partner of Sequoia Capital U.S. Growth Fund V, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

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March 16, 2020 Filed Mar 18, 2020 20:42 UTC ConversionClass A Common Stock 244,900 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008939 · doc4.xml · nonDerivative · entry 4

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, LP

Disclosed balance after: 244,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, LP and Sequoia Capital U.S. Growth VII Principals Fund, LP or collectively, the SC US GFVII Funds. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VII Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GFVII Funds. Each of SC US (TTGP), Ltd. and SC U.S. Growth VII Management, L.P. disclaims beneficial ownership of the securities held by the SC US GFVII Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: The Reporting Person is a managing member of SC U.S. Growth VII Management, L.P. SC U.S. Growth VII Management, L.P. is the partner of each of Sequoia Capital U.S. Growth Fund VII, LP and Sequoia Capital U.S. Growth VII Principals Fund. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

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March 16, 2020 Filed Mar 18, 2020 20:42 UTC ConversionClass A Common Stock 3,763,287 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008939 · doc4.xml · nonDerivative · entry 3

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, LP

Disclosed balance after: 3,763,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, LP and Sequoia Capital U.S. Growth VII Principals Fund, LP or collectively, the SC US GFVII Funds. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VII Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GFVII Funds. Each of SC US (TTGP), Ltd. and SC U.S. Growth VII Management, L.P. disclaims beneficial ownership of the securities held by the SC US GFVII Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5 · ownership.nature: The Reporting Person is a managing member of SC U.S. Growth VII Management, L.P. SC U.S. Growth VII Management, L.P. is the partner of each of Sequoia Capital U.S. Growth Fund VII, LP and Sequoia Capital U.S. Growth VII Principals Fund. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

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March 16, 2020 Filed Mar 18, 2020 20:42 UTC ConversionClass A Common Stock 16,041 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008939 · doc4.xml · nonDerivative · entry 2

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth II Principals Fund, L.P.

Disclosed balance after: 16,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. and Sequoia Capital Global Growth II Principals Fund, L.P. or collectively, the SC GGFII Funds. As a result, SC US (TTGP), Ltd. and SC Global Growth II Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GGFII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds are Messrs. Douglas M. Leone and Michael Abramson. As a result, and by virtue of the relationships described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGFII Funds.

F2 · ownership.nature: (Continued from footnote 1) Each of Messrs. Douglas M. Leone and Michael Abramson, SC US (TTGP), Ltd. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the securities held by the SC GGFII Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: The Reporting Person is a non-managing member of SC Global Growth II Management, L.P. SC Global Growth II Management, L.P. is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. and Sequoia Capital Global Growth II Principals Fund, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:42 UTC ConversionClass A Common Stock 1,294,093 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008939 · doc4.xml · nonDerivative · entry 1

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Fund II, L.P.

Disclosed balance after: 1,294,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. and Sequoia Capital Global Growth II Principals Fund, L.P. or collectively, the SC GGFII Funds. As a result, SC US (TTGP), Ltd. and SC Global Growth II Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GGFII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds are Messrs. Douglas M. Leone and Michael Abramson. As a result, and by virtue of the relationships described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGFII Funds.

F2 · ownership.nature: (Continued from footnote 1) Each of Messrs. Douglas M. Leone and Michael Abramson, SC US (TTGP), Ltd. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the securities held by the SC GGFII Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: The Reporting Person is a non-managing member of SC Global Growth II Management, L.P. SC Global Growth II Management, L.P. is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. and Sequoia Capital Global Growth II Principals Fund, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC ConversionClass B Common Stock · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · derivative · entry 15

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F14 · derivative.underlying_shares: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 150,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 400 $118.55 $47,419.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 14

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.10 to $119.07. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 500 $117.55 $58,774.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 13

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.07 to $117.92. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 438 $116.07 $50,840.46
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 12

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.90 to $116.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 1,000 $115.18 $115,183.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 11

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.85 to $115.78. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 300 $114.35 $34,305.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 10

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,338

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.83 to $114.77. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 500 $112.80 $56,400.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 9

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.63 to $113.13. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 2,200 $112.02 $246,440.92
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 8

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.63 to $112.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 1,400 $111.04 $155,458.94
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 7

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,338

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.58 to $111.52. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 983 $109.79 $107,919.15
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 6

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,738

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.47 to $110.36. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 1,179 $108.37 $127,773.54
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 5

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,721

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.79 to $108.76. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 800 $107.16 $85,730.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 4

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.65 to $107.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 100 $105.02 $10,502.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:06 UTC SaleClass A Common Stock 200 $103.76 $20,752.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:06 UTC ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000078 · wf-form4_158457634314659.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 320,143 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · derivative · entry 30

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,468,362

Underlying: Class A Common Stock · 320,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F29 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F29 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F29 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 3,200 $118.96 $380,656.96
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 16

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F16 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.48 to $119.38. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $117.74 $588,723.00
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 15

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F15 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.35 to $118.29. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,245 $116.75 $612,352.70
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 14

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F14 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.31 to $117.31. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,255 $115.79 $608,495.89
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 13

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,445

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F13 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.30 to $116.30. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 9,658 $114.78 $1,108,569.39
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 12

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.28 to $115.26. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 3,725 $113.82 $423,989.93
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 11

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,358

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.27 to $114.27. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 8,854 $112.59 $996,886.03
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 10

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,083

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.20 to $113.18. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 15,121 $111.67 $1,688,551.49
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 9

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,937

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.19 to $112.18. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 6,410 $110.68 $709,469.70
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 8

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,058

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.16 to $111.16. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 3,425 $109.80 $376,056.44
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 7

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,468

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.12 to $110.12. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,400 $108.67 $152,140.52
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 6

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,893

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.10 to $109.06. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,000 $107.54 $107,538.80
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 5

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,293

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.07 to $107.97. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,250 $106.68 $133,347.50
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 4

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,293

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.05 to $106.96. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 600 $105.10 $63,060.00
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 3

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,543

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.69 to $105.45. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
GiftClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 2

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,143

F1 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to a charitable donor advised fund.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:53 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 320,143 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000080 · wf-form4_158458279820652.xml · nonDerivative · entry 1

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
ConversionClass B Common Stock · Derivative 6,850 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · derivative · entry 13

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
Exercise / conversionClass B Common Stock · Derivative 6,850 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · derivative · entry 12

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

Underlying: Class A Common Stock · 6,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,850 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · derivative · entry 11

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,650

Underlying: Class B Common Stock · 6,850 shares

Expires 2028-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from July 11, 2018.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 966 $112.79 $108,955.72
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · nonDerivative · entry 10

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,489

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.40 to $113.23. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 1,981 $111.90 $221,665.18
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · nonDerivative · entry 9

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,455

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.35 to $112.28. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 1,503 $110.59 $166,213.61
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · nonDerivative · entry 8

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,436

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.16 to $111.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 1,194 $109.43 $130,662.41
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · nonDerivative · entry 7

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,939

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.00 to $109.99. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 2,849 $108.28 $308,487.44
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · nonDerivative · entry 6

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,133

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.89 to $108.84. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 2,517 $107.13 $269,655.27
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · nonDerivative · entry 5

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,982

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.88 to $107.85. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 500 $106.04 $53,021.00
Disclosure

SEC source: 0001585521-20-000077 · wf-form4_158457631710409.xml · nonDerivative · entry 4

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,499

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.84 to $106.14. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.