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ZM

Zoom Communications, Inc.

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889
SEC CIK
0001585521
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771

Last 12 months

Inside the activity.

0 purchase rows · 179 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025020
Jan 2026015
Feb 2026014
Mar 202605
Apr 2026025
May 2026017
Jun 2026022
Jul 2026013
Aug 2026013
Sep 202608
Oct 2026011

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2020 Filed Aug 20, 2020 19:14 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 300 $266.85 $80,055.51
Disclosure

SEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,154

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.53 to $267.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:14 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 11,066 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee.

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August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
ConversionClass B Common Stock · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · derivative · entry 13

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
Exercise / conversionClass B Common Stock · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · derivative · entry 12

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,375 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · derivative · entry 11

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,640

Underlying: Class B Common Stock · 9,375 shares

Expires 2028-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from July 11, 2018.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 200 $258.00 $51,600.00
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 10

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 1,511 $257.33 $388,825.48
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 9

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.80 to $257.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 1,600 $255.98 $409,571.36
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 8

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.72 to $256.67. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 800 $255.09 $204,074.00
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 7

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,699

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.70 to $255.52. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 700 $253.94 $177,761.01
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 6

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,499

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.50 to $254.50. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 900 $252.23 $227,003.04
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 5

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,199

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.10 to $252.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 2,800 $251.54 $704,323.48
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 4

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,099

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.03 to $252.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 470 $250.27 $117,625.02
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 3

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,899

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.89 to $250.63. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
SaleClass A Common Stock 394 $248.87 $98,053.80
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 2

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,369

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.70 to $248.92. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:45 UTC
Pelosi JanineChief Marketing Officer
ConversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000226 · wf-form4_159787709099360.xml · nonDerivative · entry 1

Pelosi Janine · CIK 0001773299 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 70,143 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · derivative · entry 25

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,575,360

Underlying: Class A Common Stock · 70,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F23 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F23 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 500 $239.22 $119,609.75
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 23

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F22 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.08 to $239.31. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 18,985 $238.36 $4,525,353.83
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 22

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F21 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.05 to $239.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 29,903 $237.52 $7,102,470.85
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 21

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,485

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F20 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.04 to $238.04. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 16,956 $236.54 $4,010,828.19
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 20

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,388

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F19 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.03 to $237.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,999 $235.65 $706,701.15
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 19

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,344

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F18 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.02 to $236.02. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 500 $234.16 $117,082.00
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 18

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,343

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F17 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.01 to $234.78. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 300 $233.33 $69,998.25
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 17

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,843

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F16 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.00 to $233.50. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 70,143 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 16

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:00 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 7,500 $244.12 $1,830,900.00
Disclosure

SEC source: 0001585521-20-000224 · wf-form4_159735959171640.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 222,822

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 187,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 177,286 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · derivative · entry 24

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,645,503

Underlying: Class A Common Stock · 177,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F23 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F23 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
GiftClass A Common Stock 107,143 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 15

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F15 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to a charitable donor advised fund.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 300 $243.98 $73,194.81
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 14

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,143

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F14 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.74 to $244.13. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,023 $242.98 $248,571.71
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 13

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,443

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F13 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.55 to $243.39. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,477 $242.21 $357,751.26
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 12

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,466

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.54 to $242.52. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 600 $241.09 $144,654.00
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 11

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,943

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.44 to $241.43. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 6,800 $238.54 $1,622,095.80
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 10

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,543

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.20 to $239.10. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 10,511 $237.76 $2,499,125.84
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 9

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,343

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.19 to $238.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 15,460 $236.69 $3,659,208.85
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 8

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,854

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.18 to $237.18. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 7,100 $235.78 $1,674,021.67
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 7

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,314

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.17 to $236.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 3,300 $234.70 $774,508.02
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 6

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,414

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.08 to $235.08. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 4,306 $233.47 $1,005,340.77
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 5

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,714

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.05 to $234.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 6,101 $232.46 $1,418,236.63
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 4

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,020

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.04 to $233.04. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 10,865 $231.60 $2,516,310.10
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 3

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,121

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.03 to $232.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,300 $230.62 $530,432.44
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 2

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,986

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.00 to $230.99. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 11, 2020 Filed Aug 13, 2020 22:59 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 177,286 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000223 · wf-form4_159735956342632.xml · nonDerivative · entry 1

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:22 UTC ConversionClass B Common Stock · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000220 · wf-form4_159727453599667.xml · derivative · entry 11

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

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August 10, 2020 Filed Aug 12, 2020 23:22 UTC Exercise / conversionClass B Common Stock · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001585521-20-000220 · wf-form4_159727453599667.xml · derivative · entry 10

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Class A Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

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August 10, 2020 Filed Aug 12, 2020 23:22 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001585521-20-000220 · wf-form4_159727453599667.xml · derivative · entry 9

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Class B Common Stock · 3,125 shares

Expires 2028-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from September 12, 2018. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F9 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

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August 10, 2020 Filed Aug 12, 2020 23:22 UTC SaleClass A Common Stock 200 $258.66 $51,732.00
Disclosure

SEC source: 0001585521-20-000220 · wf-form4_159727453599667.xml · nonDerivative · entry 8

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.41 to $258.91. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 10, 2020 Filed Aug 12, 2020 23:22 UTC SaleClass A Common Stock 100 $256.86 $25,686.00
Disclosure

SEC source: 0001585521-20-000220 · wf-form4_159727453599667.xml · nonDerivative · entry 7

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:22 UTC SaleClass A Common Stock 108 $253.14 $27,339.40
Disclosure

SEC source: 0001585521-20-000220 · wf-form4_159727453599667.xml · nonDerivative · entry 6

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.80 to $253.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 10, 2020 Filed Aug 12, 2020 23:22 UTC SaleClass A Common Stock 500 $251.18 $125,589.00
Disclosure

SEC source: 0001585521-20-000220 · wf-form4_159727453599667.xml · nonDerivative · entry 5

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.79 to $251.71. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:22 UTC SaleClass A Common Stock 762 $249.89 $190,418.77
Disclosure

SEC source: 0001585521-20-000220 · wf-form4_159727453599667.xml · nonDerivative · entry 4

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.61 to $250.46. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 10, 2020 Filed Aug 12, 2020 23:22 UTC SaleClass A Common Stock 1,000 $248.97 $248,968.00
Disclosure

SEC source: 0001585521-20-000220 · wf-form4_159727453599667.xml · nonDerivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.54 to $249.43. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.