Last 12 months
Inside the activity.
0 purchase rows · 179 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 16 |
| Dec 2025 | 0 | 20 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 25 |
| May 2026 | 0 | 17 |
| Jun 2026 | 0 | 22 |
| Jul 2026 | 0 | 13 |
| Aug 2026 | 0 | 13 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 11 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
ConversionClass B Common Stock · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · derivative · entry 18 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
Exercise / conversionClass B Common Stock · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · derivative · entry 17 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Class A Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 3,125 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · derivative · entry 16 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,125 Underlying: Class B Common Stock · 3,125 shares Expires 2028-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from September 12, 2018. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase. F12 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 100 | $406.54 | $40,654.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 15 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 100 | $404.87 | $40,487.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 14 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 400 | $402.15 | $160,860.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 13 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $401.75 to $402.60. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 299 | $400.98 | $119,891.94 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 12 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.57 to $401.29. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 219 | $399.52 | $87,495.41 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 11 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $399.18 to $399.85. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 200 | $397.85 | $79,570.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 10 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $397.73 to $397.97. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 247 | $396.83 | $98,017.08 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 9 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $396.50 to $397.25. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 300 | $395.58 | $118,673.01 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 8 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,565 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $395.45 to $395.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 100 | $393.62 | $39,362.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 7 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 100 | $389.58 | $38,958.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 6 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,965 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 300 | $385.69 | $115,707.99 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 5 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,065 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.34 to $386.20. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 460 | $384.42 | $176,833.80 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 4 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,365 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.91 to $384.88. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 200 | $382.79 | $76,557.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 3 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,825 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.54 to $383.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
SaleClass A Common Stock | 100 | $379.64 | $37,964.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 2 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,025 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:04 UTC |
Hammonds KimberlyDirector
|
ConversionClass A Common Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000245 · wf-form4_160012468375402.xml · nonDerivative · entry 1 Hammonds Kimberly · CIK 0001650280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 22:54 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 9,465 | $348.27 | $3,296,417.20 |
DisclosureSEC source: 0001585521-20-000240 · wf-form4_159969208249634.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 203,997 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.00 to $349.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F5 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 180,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 22:54 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 1,860 | $347.22 | $645,829.01 |
DisclosureSEC source: 0001585521-20-000240 · wf-form4_159969208249634.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 213,462 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.96 to $347.73. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F5 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 180,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
ConversionClass B Common Stock · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · derivative · entry 15 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,408 Underlying: Class A Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 20 | $361.80 | $7,236.00 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 14 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 95 | $360.22 | $34,220.80 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 13 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F13 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.94 to $360.79. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 140 | $358.91 | $50,246.80 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 12 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.59 to $359.43. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 140 | $357.79 | $50,091.20 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 11 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.42 to $358.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 240 | $356.85 | $85,643.81 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 10 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.33 to $357.29. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 300 | $355.54 | $106,662.39 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 9 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.00 to $356.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 160 | $354.33 | $56,693.20 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 8 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.99 to $354.80. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 130 | $353.14 | $45,908.69 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 7 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.94 to $353.35. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 140 | $352.23 | $49,311.60 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 6 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $351.90 to $352.74. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 60 | $350.92 | $21,055.20 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 5 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,365 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.76 to $351.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 215 | $349.89 | $75,226.61 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 4 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.30 to $350.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 320 | $348.63 | $111,560.80 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 3 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.18 to $349.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
SaleClass A Common Stock | 40 | $347.33 | $13,893.38 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 2 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,960 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.90 to $347.60. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 23:04 UTC |
Swanson BartDirector
|
ConversionClass A Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000242 · wf-form4_159977902808798.xml · nonDerivative · entry 1 Swanson Bart · CIK 0001773303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 22:54 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 15,200 | $349.94 | $5,319,107.76 |
DisclosureSEC source: 0001585521-20-000240 · wf-form4_159969208249634.xml · nonDerivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 188,797 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.43 to $350.25. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F5 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 180,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 22:54 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 7,500 | $375.10 | $2,813,250.00 |
DisclosureSEC source: 0001585521-20-000240 · wf-form4_159969208249634.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 215,322 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 187,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:00 UTC |
Bawa AparnaChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 27,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000235 · wf-form4_159900841590273.xml · derivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,367 Underlying: Class A Common Stock · 27,367 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with 1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. F2 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with 1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 11,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · derivative · entry 14 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 11,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · derivative · entry 13 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,066 Underlying: Class A Common Stock · 11,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,066 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · derivative · entry 12 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 956,266 Underlying: Class B Common Stock · 11,066 shares Expires 2028-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase. F14 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 224 | $276.91 | $62,028.89 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 11 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,388 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $276.53 to $277.23. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 320 | $275.61 | $88,194.59 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 10 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,612 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $275.43 to $275.84. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,500 | $274.76 | $412,137.00 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 9 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,932 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.40 to $275.40. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 2,812 | $273.76 | $769,808.62 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 8 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,432 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.34 to $274.27. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,400 | $272.78 | $381,896.06 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 7 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,244 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.30 to $273.19. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,710 | $271.68 | $464,573.66 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 6 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,644 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.26 to $272.12. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 600 | $270.49 | $162,292.50 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 5 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,354 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.01 to $271.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,100 | $269.36 | $296,296.99 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 4 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,954 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.94 to $269.85. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:14 UTC |
Steckelberg KellyChief Financial Officer
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SaleClass A Common Stock | 1,100 | $268.37 | $295,202.05 |
DisclosureSEC source: 0001585521-20-000228 · wf-form4_159796527899088.xml · nonDerivative · entry 3 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,054 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.88 to $268.86. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.