Last 12 months
Inside the activity.
0 purchase rows · 179 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 16 |
| Dec 2025 | 0 | 20 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 25 |
| May 2026 | 0 | 17 |
| Jun 2026 | 0 | 22 |
| Jul 2026 | 0 | 13 |
| Aug 2026 | 0 | 13 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 11 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2022 Filed Jun 17, 2022 00:14 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 200 | $104.30 | $20,860.00 |
DisclosureSEC source: 0001585521-22-000128 · wf-form4_165542488250206.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,545 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.87 to $104.73. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 135 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 13, 2021 toJune 10, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on June 10, 2022. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 17:55 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 6,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000126 · wf-form4_165533007934740.xml · derivative · entry 9 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 17:55 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 6,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000126 · wf-form4_165533007934740.xml · derivative · entry 8 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Underlying: Class A Common Stock · 6,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 17:55 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,700 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001585521-22-000126 · wf-form4_165533007934740.xml · derivative · entry 7 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,600 Underlying: Class B Common Stock · 6,700 shares Expires 2028-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase. F8 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 17:55 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 100 | $105.95 | $10,595.00 |
DisclosureSEC source: 0001585521-22-000126 · wf-form4_165533007934740.xml · nonDerivative · entry 5 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 17:55 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,000 | $105.04 | $105,038.00 |
DisclosureSEC source: 0001585521-22-000126 · wf-form4_165533007934740.xml · nonDerivative · entry 4 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.86 to $105.47. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 17:55 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 2,700 | $104.27 | $281,529.00 |
DisclosureSEC source: 0001585521-22-000126 · wf-form4_165533007934740.xml · nonDerivative · entry 3 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.83 to $104.76. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 17:55 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 2,900 | $103.41 | $299,897.70 |
DisclosureSEC source: 0001585521-22-000126 · wf-form4_165533007934740.xml · nonDerivative · entry 2 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.82 to $103.79. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 17:55 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass A Common Stock | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000126 · wf-form4_165533007934740.xml · nonDerivative · entry 1 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 23:28 UTC |
Tomb GregoryPresident
|
GrantRestricted Stock Units · Derivative | 460,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000124 · wf-form4_165516287329845.xml · derivative · entry 1 Tomb Gregory · CIK 0001804221 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,264 Underlying: Class A Common Stock · 460,264 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units on June 9th 2022, 1/32 of which will vest on each regular quarterly vest date over a four year period, commencing on the vesting commencement date. A "Regular Quarterly Vest Date" occurs on (i) the date that is every three months following the Vesting Commencement Date, on the day of the calendar month that corresponds with the Vesting Commencement Date and (ii) the 9th calendar day of the third month of each of Zoom's fiscal quarters. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units on June 9th 2022, 1/32 of which will vest on each regular quarterly vest date over a four year period, commencing on the vesting commencement date. A "Regular Quarterly Vest Date" occurs on (i) the date that is every three months following the Vesting Commencement Date, on the day of the calendar month that corresponds with the Vesting Commencement Date and (ii) the 9th calendar day of the third month of each of Zoom's fiscal quarters. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 18:28 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000120 · wf-form4_165490011319739.xml · derivative · entry 8 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139 Underlying: Class A Common Stock · 139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F8 · derivative.exercise_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on June 8, 2022. F8 · derivative.expiration_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on June 8, 2022. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 18:28 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000120 · wf-form4_165490011319739.xml · derivative · entry 5 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: The reporting person received an award of restricted stock units on June 8, 2020, 1/2 of which will vest on the first anniversary date of the grant, and 1/2 of which will vest on the second anniversary date of the grant. F4 · derivative.expiration_date: The reporting person received an award of restricted stock units on June 8, 2020, 1/2 of which will vest on the first anniversary date of the grant, and 1/2 of which will vest on the second anniversary date of the grant. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 18:28 UTC |
Steckelberg KellyChief Financial Officer
|
Tax withholdingClass A Common Stock | 105 | $112.17 | $11,777.55 |
DisclosureSEC source: 0001585521-22-000120 · wf-form4_165490011319739.xml · nonDerivative · entry 4 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,439 F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 18:28 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionClass A Common Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000120 · wf-form4_165490011319739.xml · nonDerivative · entry 3 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 18:28 UTC |
Steckelberg KellyChief Financial Officer
|
Tax withholdingClass A Common Stock | 61 | $112.16 | $6,841.56 |
DisclosureSEC source: 0001585521-22-000120 · wf-form4_165490011319739.xml · nonDerivative · entry 2 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,319 F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 18:28 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionClass A Common Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000120 · wf-form4_165490011319739.xml · nonDerivative · entry 1 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 22:27 UTC |
Bawa AparnaChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · derivative · entry 9 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F9 · derivative.exercise_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on June 8, 2022. F9 · derivative.expiration_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on June 8, 2022. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 22:27 UTC |
Bawa AparnaChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · derivative · entry 8 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F8 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on June 8, 2020, 1/2 of which will vest on the first anniversary date of the grant, and 1/2 of which will vest on the second anniversary date of the grant. F8 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on June 8, 2020, 1/2 of which will vest on the first anniversary date of the grant, and 1/2 of which will vest on the second anniversary date of the grant. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 22:27 UTC |
Bawa AparnaChief Operating Officer
|
Tax withholdingClass A Common Stock | 80 | $112.15 | $8,972.06 |
DisclosureSEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · nonDerivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,610 F3 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 22:27 UTC |
Bawa AparnaChief Operating Officer
|
Exercise / conversionClass A Common Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 22:27 UTC |
Bawa AparnaChief Operating Officer
|
Tax withholdingClass A Common Stock | 50 | $112.16 | $5,607.87 |
DisclosureSEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,465 F3 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 22:27 UTC |
Bawa AparnaChief Operating Officer
|
Exercise / conversionClass A Common Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 00:03 UTC |
Chadwick JonathanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000116 · wf-form4_165481940945949.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 00:03 UTC |
Chadwick JonathanDirector
|
Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000116 · wf-form4_165481940945949.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 23:25 UTC |
Bawa AparnaChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000114 · wf-form4_165464429876446.xml · derivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,394 Underlying: Class A Common Stock · 1,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F5 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. F5 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 23:25 UTC |
Bawa AparnaChief Operating Officer
|
Tax withholdingClass A Common Stock | 595 | $112.16 | $66,735.20 |
DisclosureSEC source: 0001585521-22-000114 · wf-form4_165464429876446.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,376 F3 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 23:25 UTC |
Bawa AparnaChief Operating Officer
|
Exercise / conversionClass A Common Stock | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000114 · wf-form4_165464429876446.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:16 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 200 | $112.56 | $22,511.00 |
DisclosureSEC source: 0001585521-22-000112 · wf-form4_165421536509015.xml · nonDerivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,260 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.51 to $112.60. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:16 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 600 | $109.02 | $65,413.20 |
DisclosureSEC source: 0001585521-22-000112 · wf-form4_165421536509015.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,460 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.67 to $109.41. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:16 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 1,000 | $107.77 | $107,773.00 |
DisclosureSEC source: 0001585521-22-000112 · wf-form4_165421536509015.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,060 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.30 to $108.26. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:16 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 200 | $106.22 | $21,243.00 |
DisclosureSEC source: 0001585521-22-000112 · wf-form4_165421536509015.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 84,060 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.85 to $106.58. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:17 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 6,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000110 · wf-form4_165412902622726.xml · derivative · entry 10 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:17 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 6,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000110 · wf-form4_165412902622726.xml · derivative · entry 9 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Underlying: Class A Common Stock · 6,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:17 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,700 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001585521-22-000110 · wf-form4_165412902622726.xml · derivative · entry 8 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,300 Underlying: Class B Common Stock · 6,700 shares Expires 2028-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase. F9 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:17 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,200 | $110.51 | $132,616.80 |
DisclosureSEC source: 0001585521-22-000110 · wf-form4_165412902622726.xml · nonDerivative · entry 6 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.18 to $110.96. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:17 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,900 | $109.64 | $208,306.50 |
DisclosureSEC source: 0001585521-22-000110 · wf-form4_165412902622726.xml · nonDerivative · entry 5 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.08 to $110.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:17 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,200 | $108.50 | $130,202.40 |
DisclosureSEC source: 0001585521-22-000110 · wf-form4_165412902622726.xml · nonDerivative · entry 4 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.08 to $108.98. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:17 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,200 | $107.19 | $128,630.40 |
DisclosureSEC source: 0001585521-22-000110 · wf-form4_165412902622726.xml · nonDerivative · entry 3 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.97 to $107.58. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:17 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,200 | $106.62 | $127,947.60 |
DisclosureSEC source: 0001585521-22-000110 · wf-form4_165412902622726.xml · nonDerivative · entry 2 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.92 to $106.915. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:17 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass A Common Stock | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000110 · wf-form4_165412902622726.xml · nonDerivative · entry 1 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2022 Filed May 27, 2022 17:45 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 6,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000108 · wf-form4_165368793802599.xml · derivative · entry 6 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| May 25, 2022 Filed May 27, 2022 17:45 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 6,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000108 · wf-form4_165368793802599.xml · derivative · entry 5 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Underlying: Class A Common Stock · 6,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| May 25, 2022 Filed May 27, 2022 17:45 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,700 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001585521-22-000108 · wf-form4_165368793802599.xml · derivative · entry 4 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,000 Underlying: Class B Common Stock · 6,700 shares Expires 2028-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| May 25, 2022 Filed May 27, 2022 17:45 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 6,700 | $100.27 | $671,806.99 |
DisclosureSEC source: 0001585521-22-000108 · wf-form4_165368793802599.xml · nonDerivative · entry 2 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.44. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 25, 2022 Filed May 27, 2022 17:45 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass A Common Stock | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000108 · wf-form4_165368793802599.xml · nonDerivative · entry 1 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2022 Filed May 17, 2022 23:07 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 2,000 | $95.05 | $190,091.00 |
DisclosureSEC source: 0001585521-22-000096 · wf-form4_165282879064345.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 84,260 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.04 to $95.07. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 13, 2022 Filed May 17, 2022 23:07 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 404 | $95.00 | $38,380.00 |
DisclosureSEC source: 0001585521-22-000096 · wf-form4_165282879064345.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 86,260 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 04, 2022 Filed May 5, 2022 23:26 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 404 | $103.96 | $41,999.84 |
DisclosureSEC source: 0001585521-22-000090 · wf-form4_165179316782469.xml · nonDerivative · entry 5 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 86,664 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 03, 2022 Filed May 5, 2022 23:26 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 100 | $106.66 | $10,666.00 |
DisclosureSEC source: 0001585521-22-000090 · wf-form4_165179316782469.xml · nonDerivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 87,068 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 03, 2022 Filed May 5, 2022 23:26 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 200 | $104.58 | $20,916.00 |
DisclosureSEC source: 0001585521-22-000090 · wf-form4_165179316782469.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 87,168 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.48 to $104.68. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.