Last 12 months
Inside the activity.
0 purchase rows · 179 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 16 |
| Dec 2025 | 0 | 20 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 25 |
| May 2026 | 0 | 17 |
| Jun 2026 | 0 | 22 |
| Jul 2026 | 0 | 13 |
| Aug 2026 | 0 | 13 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 11 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2023 Filed Mar 15, 2023 21:38 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 200 | $70.47 | $14,094.76 |
DisclosureSEC source: 0001585521-23-000053 · wf-form4_167891630225935.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 63,639 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.46 to $70.48. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 21:38 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 3,190 | $69.62 | $222,089.40 |
DisclosureSEC source: 0001585521-23-000053 · wf-form4_167891630225935.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 63,839 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.30 to $70.28. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 21:38 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 3,610 | $68.82 | $248,449.95 |
DisclosureSEC source: 0001585521-23-000053 · wf-form4_167891630225935.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 67,029 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.30 to $69.29. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 17:37 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 3,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000051 · wf-form4_167891620658371.xml · derivative · entry 9 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 17:37 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 3,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000051 · wf-form4_167891620658371.xml · derivative · entry 8 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,224 Underlying: Class A Common Stock · 3,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 17:37 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,224 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001585521-23-000051 · wf-form4_167891620658371.xml · derivative · entry 7 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,932 Underlying: Class B Common Stock · 3,224 shares Expires 2028-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase. F8 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 17:37 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 400 | $69.36 | $27,745.52 |
DisclosureSEC source: 0001585521-23-000051 · wf-form4_167891620658371.xml · nonDerivative · entry 5 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.29 to $69.495. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 17:37 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,722 | $68.86 | $118,584.84 |
DisclosureSEC source: 0001585521-23-000051 · wf-form4_167891620658371.xml · nonDerivative · entry 4 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.29 to $69.28. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 17:37 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 700 | $67.49 | $47,244.40 |
DisclosureSEC source: 0001585521-23-000051 · wf-form4_167891620658371.xml · nonDerivative · entry 3 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,122 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.18 to $67.96. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 17:37 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 402 | $66.41 | $26,696.58 |
DisclosureSEC source: 0001585521-23-000051 · wf-form4_167891620658371.xml · nonDerivative · entry 2 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,822 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.18 to $66.95. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 17:37 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass A Common Stock | 3,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000051 · wf-form4_167891620658371.xml · nonDerivative · entry 1 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:09 UTC |
Sankarlingam VelchamyPres. of Engineering & Product
|
Exercise / conversionRestricted Stock Units · Derivative | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000049 · wf-form4_167874177728495.xml · derivative · entry 7 Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,129 Underlying: Class A Common Stock · 4,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 9, 2022, which will vest in equal quarterly installments over four years. F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 9, 2022, which will vest in equal quarterly installments over four years. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:09 UTC |
Sankarlingam VelchamyPres. of Engineering & Product
|
Tax withholdingClass A Common Stock | 2,182 | $65.99 | $143,986.25 |
DisclosureSEC source: 0001585521-23-000049 · wf-form4_167874177728495.xml · nonDerivative · entry 2 Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,436 F1 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:09 UTC |
Sankarlingam VelchamyPres. of Engineering & Product
|
Exercise / conversionClass A Common Stock | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000049 · wf-form4_167874177728495.xml · nonDerivative · entry 1 Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 17:07 UTC |
Crehan ShaneChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000047 · wf-form4_167874160864523.xml · derivative · entry 4 Crehan Shane · CIK 0001765578 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170 Underlying: Class A Common Stock · 171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on October 7, 2022, 50% of which will vest on March 9, 2023 and 50% on September 9, 2023. F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on October 7, 2022, 50% of which will vest on March 9, 2023 and 50% on September 9, 2023. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 17:07 UTC |
Crehan ShaneChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000047 · wf-form4_167874160864523.xml · derivative · entry 3 Crehan Shane · CIK 0001765578 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25 Underlying: Class A Common Stock · 25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 9, 2021, 1/4 of which will vest every six months. F4 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 9, 2021, 1/4 of which will vest every six months. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 17:07 UTC |
Crehan ShaneChief Accounting Officer
|
Tax withholdingClass A Common Stock | 70 | $65.98 | $4,618.53 |
DisclosureSEC source: 0001585521-23-000047 · wf-form4_167874160864523.xml · nonDerivative · entry 2 Crehan Shane · CIK 0001765578 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,269 F1 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.9761 to 66.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 17:07 UTC |
Crehan ShaneChief Accounting Officer
|
Exercise / conversionClass A Common Stock | 196 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000047 · wf-form4_167874160864523.xml · nonDerivative · entry 1 Crehan Shane · CIK 0001765578 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 23:13 UTC |
Chadwick JonathanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000045 · wf-form4_167840357733915.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 23:13 UTC |
Chadwick JonathanDirector
|
Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000045 · wf-form4_167840357733915.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 22:14 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 2,384 | $72.52 | $172,885.77 |
DisclosureSEC source: 0001585521-23-000043 · wf-form4_167822727423537.xml · nonDerivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 70,639 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.99 to 72.95. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 22:14 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 4,616 | $71.35 | $329,370.53 |
DisclosureSEC source: 0001585521-23-000043 · wf-form4_167822727423537.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 73,023 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.94 to $71.92. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 22:14 UTC |
Bawa AparnaChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000043 · wf-form4_167822727423537.xml · derivative · entry 5 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,263 Underlying: Class A Common Stock · 1,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F6 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. F6 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 22:14 UTC |
Bawa AparnaChief Operating Officer
|
Tax withholdingClass A Common Stock | 848 | $71.23 | $60,403.04 |
DisclosureSEC source: 0001585521-23-000043 · wf-form4_167822727423537.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,639 F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 22:14 UTC |
Bawa AparnaChief Operating Officer
|
Exercise / conversionClass A Common Stock | 1,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000043 · wf-form4_167822727423537.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:22 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 3,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000041 · wf-form4_167788573144159.xml · derivative · entry 10 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:22 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 3,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000041 · wf-form4_167788573144159.xml · derivative · entry 9 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,224 Underlying: Class A Common Stock · 3,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:22 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,224 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001585521-23-000041 · wf-form4_167788573144159.xml · derivative · entry 8 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,156 Underlying: Class B Common Stock · 3,224 shares Expires 2028-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase. F8 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:22 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 100 | $75.39 | $7,539.00 |
DisclosureSEC source: 0001585521-23-000041 · wf-form4_167788573144159.xml · nonDerivative · entry 6 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:22 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 306 | $74.28 | $22,728.67 |
DisclosureSEC source: 0001585521-23-000041 · wf-form4_167788573144159.xml · nonDerivative · entry 5 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.38. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:22 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 376 | $72.57 | $27,285.19 |
DisclosureSEC source: 0001585521-23-000041 · wf-form4_167788573144159.xml · nonDerivative · entry 4 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.26 to $72.91. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:22 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 891 | $70.84 | $63,118.08 |
DisclosureSEC source: 0001585521-23-000041 · wf-form4_167788573144159.xml · nonDerivative · entry 3 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.53 to $71.12. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:22 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,551 | $69.72 | $108,143.32 |
DisclosureSEC source: 0001585521-23-000041 · wf-form4_167788573144159.xml · nonDerivative · entry 2 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,673 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.45 to $70.25. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:22 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass A Common Stock | 3,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000041 · wf-form4_167788573144159.xml · nonDerivative · entry 1 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:22 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 700 | $75.32 | $52,721.97 |
DisclosureSEC source: 0001585521-23-000040 · wf-form4_167788568914734.xml · nonDerivative · entry 6 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 76,777 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.18 to $75.48. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:22 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 700 | $74.40 | $52,076.50 |
DisclosureSEC source: 0001585521-23-000040 · wf-form4_167788568914734.xml · nonDerivative · entry 5 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,477 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.16 to $74.86. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:22 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 1,100 | $72.75 | $80,023.46 |
DisclosureSEC source: 0001585521-23-000040 · wf-form4_167788568914734.xml · nonDerivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,177 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.58 to $72.90. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:22 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 700 | $72.19 | $50,530.48 |
DisclosureSEC source: 0001585521-23-000040 · wf-form4_167788568914734.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,277 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.57 to $72.53. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:22 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 3,900 | $70.91 | $276,563.43 |
DisclosureSEC source: 0001585521-23-000040 · wf-form4_167788568914734.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,977 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.56 to $71.52. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:22 UTC |
Bawa AparnaChief Operating Officer
|
SaleClass A Common Stock | 6,900 | $69.73 | $481,168.05 |
DisclosureSEC source: 0001585521-23-000040 · wf-form4_167788568914734.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,877 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.36 to $70.34. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 18:24 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 3,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000029 · wf-form4_167607144052294.xml · derivative · entry 9 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 18:24 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 3,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000029 · wf-form4_167607144052294.xml · derivative · entry 8 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,224 Underlying: Class A Common Stock · 3,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 18:24 UTC |
Steckelberg KellyChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,224 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001585521-23-000029 · wf-form4_167607144052294.xml · derivative · entry 7 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,380 Underlying: Class B Common Stock · 3,224 shares Expires 2028-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase. F8 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 18:24 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 101 | $80.46 | $8,126.26 |
DisclosureSEC source: 0001585521-23-000029 · wf-form4_167607144052294.xml · nonDerivative · entry 5 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.26 to $80.46. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 18:24 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 1,735 | $79.26 | $137,513.50 |
DisclosureSEC source: 0001585521-23-000029 · wf-form4_167607144052294.xml · nonDerivative · entry 4 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.79 to $79.74. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 18:24 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 662 | $78.37 | $51,882.20 |
DisclosureSEC source: 0001585521-23-000029 · wf-form4_167607144052294.xml · nonDerivative · entry 3 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,836 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.77 to $78.75. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 18:24 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 726 | $76.97 | $55,879.49 |
DisclosureSEC source: 0001585521-23-000029 · wf-form4_167607144052294.xml · nonDerivative · entry 2 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,498 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.66 to $77.60. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 18:24 UTC |
Steckelberg KellyChief Financial Officer
|
ConversionClass A Common Stock | 3,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000029 · wf-form4_167607144052294.xml · nonDerivative · entry 1 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 17:51 UTC |
Steckelberg KellyChief Financial Officer
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ConversionClass B Common Stock · Derivative | 3,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000027 · wf-form4_167485987689354.xml · derivative · entry 8 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 17:51 UTC |
Steckelberg KellyChief Financial Officer
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Exercise / conversionClass B Common Stock · Derivative | 3,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000027 · wf-form4_167485987689354.xml · derivative · entry 7 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,224 Underlying: Class A Common Stock · 3,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.