Tapewire

Nasdaq · USD

ZM

Zoom Communications, Inc.

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Tapewire entity
889
SEC CIK
0001585521
Parsed reports
771

Last 12 months

Inside the activity.

0 purchase rows · 179 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025020
Jan 2026015
Feb 2026014
Mar 202605
Apr 2026025
May 2026017
Jun 2026022
Jul 2026013
Aug 2026013
Sep 202608
Oct 2026011

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2023 Filed Jun 15, 2023 17:56 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 3,224 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000148 · wk-form4_1686866204.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 17:55 UTC
Crehan ShaneChief Accounting Officer
GrantClass A Common Stock 337 $58.80 $19,816.61
Disclosure

SEC source: 0001585521-23-000146 · wk-form4_1686866117.xml · nonDerivative · entry 1

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337

F1 · kind: These shares were acquired pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 13, 2022 to June 12, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on June 12, 2023.

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June 09, 2023 Filed Jun 13, 2023 21:47 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionRestricted Stock Units · Derivative 4,224 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000144 · wk-form4_1686692848.xml · derivative · entry 7

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,905

Underlying: Class A Common Stock · 4,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 9, 2022, which will vest in equal quarterly installments over four years.

F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 9, 2022, which will vest in equal quarterly installments over four years.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 21:47 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Tax withholdingClass A Common Stock 2,093 $67.14 $140,524.02
Disclosure

SEC source: 0001585521-23-000144 · wk-form4_1686692848.xml · nonDerivative · entry 2

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,737

F1 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 21:47 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionClass A Common Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000144 · wk-form4_1686692848.xml · nonDerivative · entry 1

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 21:36 UTC Exercise / conversionRestricted Stock Units · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000142 · wk-form4_1686260160.xml · derivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632

Underlying: Class A Common Stock · 126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 21:36 UTC Exercise / conversionClass A Common Stock 126 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000142 · wk-form4_1686260160.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:32 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 3,968 $69.45 $275,568.47
Disclosure

SEC source: 0001585521-23-000140 · wk-form4_1686259967.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 8,976

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.12 to $69.65. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:32 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 3,032 $68.81 $208,644.65
Disclosure

SEC source: 0001585521-23-000140 · wk-form4_1686259967.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 12,944

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.12 to $69.10. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 04, 2023 Filed Jun 6, 2023 21:01 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,710 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000138 · wk-form4_1686085282.xml · derivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,553

Underlying: Class A Common Stock · 1,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

F4 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

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June 04, 2023 Filed Jun 6, 2023 21:01 UTC
Bawa AparnaChief Operating Officer
Tax withholdingClass A Common Stock 853 $66.75 $56,937.75
Disclosure

SEC source: 0001585521-23-000138 · wk-form4_1686085282.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 15,976

F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 04, 2023 Filed Jun 6, 2023 21:01 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionClass A Common Stock 1,710 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000138 · wk-form4_1686085282.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 16,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 17:13 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000134 · wk-form4_1685653980.xml · derivative · entry 8

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 17:13 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000134 · wk-form4_1685653980.xml · derivative · entry 7

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 17:13 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,224 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-23-000134 · wk-form4_1685653980.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,812

Underlying: Class B Common Stock · 3,224 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 17:13 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 200 $67.01 $13,401.00
Disclosure

SEC source: 0001585521-23-000134 · wk-form4_1685653980.xml · nonDerivative · entry 4

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to 67.01. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 17:13 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 1,046 $65.70 $68,719.06
Disclosure

SEC source: 0001585521-23-000134 · wk-form4_1685653980.xml · nonDerivative · entry 3

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.23 to $65.92. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 17:13 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 1,978 $64.72 $128,008.64
Disclosure

SEC source: 0001585521-23-000134 · wk-form4_1685653980.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,246

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.14 to 65.08. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 17:13 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 3,224 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000134 · wk-form4_1685653980.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 21:13 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 338 $66.94 $22,625.99
Disclosure

SEC source: 0001585521-23-000135 · wk-form4_1685654027.xml · nonDerivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 15,119

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.70 to $67.21. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 21:13 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 2,186 $65.68 $143,580.85
Disclosure

SEC source: 0001585521-23-000135 · wk-form4_1685654027.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 15,457

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.18 to $65.90. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 21:13 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 4,476 $64.75 $289,806.68
Disclosure

SEC source: 0001585521-23-000135 · wk-form4_1685654027.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 17,643

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.15 to $65.04. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 24, 2023 Filed May 26, 2023 22:43 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 370 $65.77 $24,335.20
Disclosure

SEC source: 0001585521-23-000130 · wk-form4_1685141025.xml · nonDerivative · entry 4

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 22,119

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.40 to $66.09. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 24, 2023 Filed May 26, 2023 22:43 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 694 $64.72 $44,912.90
Disclosure

SEC source: 0001585521-23-000130 · wk-form4_1685141025.xml · nonDerivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 22,489

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.39 to $65.21. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 24, 2023 Filed May 26, 2023 22:43 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 2,229 $63.80 $142,205.30
Disclosure

SEC source: 0001585521-23-000130 · wk-form4_1685141025.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 23,183

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.39 to $64.36. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 24, 2023 Filed May 26, 2023 22:43 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 3,707 $62.90 $233,165.85
Disclosure

SEC source: 0001585521-23-000130 · wk-form4_1685141025.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 25,412

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.38 to $63.37. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:46 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000122 · wf-form4_168426993602430.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:46 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000122 · wf-form4_168426993602430.xml · derivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:46 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,224 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-23-000122 · wf-form4_168426993602430.xml · derivative · entry 4

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 682,036

Underlying: Class B Common Stock · 3,224 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:46 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 3,224 $63.88 $205,948.48
Disclosure

SEC source: 0001585521-23-000122 · wf-form4_168426993602430.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.64 to $64.41. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:46 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 3,224 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000122 · wf-form4_168426993602430.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:13 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 10,500 $61.42 $644,874.30
Disclosure

SEC source: 0001585521-23-000099 · wf-form4_168323478740291.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 29,119

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.01 to $61.96. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 27, 2023 Filed May 1, 2023 18:43 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000097 · wf-form4_168298098166627.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
April 27, 2023 Filed May 1, 2023 18:43 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000097 · wf-form4_168298098166627.xml · derivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
April 27, 2023 Filed May 1, 2023 18:43 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,224 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-23-000097 · wf-form4_168298098166627.xml · derivative · entry 4

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 685,260

Underlying: Class B Common Stock · 3,224 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
April 27, 2023 Filed May 1, 2023 18:43 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 3,224 $61.70 $198,920.16
Disclosure

SEC source: 0001585521-23-000097 · wf-form4_168298098166627.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.28 to $62.04. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
April 27, 2023 Filed May 1, 2023 18:43 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 3,224 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000097 · wf-form4_168298098166627.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 22:41 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 407 $68.21 $27,762.69
Disclosure

SEC source: 0001585521-23-000095 · wf-form4_168203046893896.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 39,619

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.10 to $68.35. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 22:41 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 6,593 $67.52 $445,190.35
Disclosure

SEC source: 0001585521-23-000095 · wf-form4_168203046893896.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 40,026

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.10 to $68.07. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 18:24 UTC
Crehan ShaneChief Accounting Officer
SaleClass A Common Stock 11,049 $68.13 $752,768.37
Disclosure

SEC source: 0001585521-23-000093 · wf-form4_168177027215362.xml · nonDerivative · entry 1

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 17:22 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000091 · wf-form4_168150735783864.xml · derivative · entry 9

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 17:22 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000091 · wf-form4_168150735783864.xml · derivative · entry 8

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 17:22 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,224 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-23-000091 · wf-form4_168150735783864.xml · derivative · entry 7

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 688,484

Underlying: Class B Common Stock · 3,224 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 17:22 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 100 $71.07 $7,107.00
Disclosure

SEC source: 0001585521-23-000091 · wf-form4_168150735783864.xml · nonDerivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 17:22 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 443 $70.31 $31,149.37
Disclosure

SEC source: 0001585521-23-000091 · wf-form4_168150735783864.xml · nonDerivative · entry 4

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.98 to $70.89. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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April 12, 2023 Filed Apr 14, 2023 17:22 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 1,817 $69.25 $125,830.70
Disclosure

SEC source: 0001585521-23-000091 · wf-form4_168150735783864.xml · nonDerivative · entry 3

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 543

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.80 to $69.75. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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April 12, 2023 Filed Apr 14, 2023 17:22 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 864 $68.05 $58,795.20
Disclosure

SEC source: 0001585521-23-000091 · wf-form4_168150735783864.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,360

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.64 to $68.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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April 12, 2023 Filed Apr 14, 2023 17:22 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 3,224 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000091 · wf-form4_168150735783864.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 11, 2023 Filed Apr 13, 2023 22:33 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 3,182 $70.28 $223,644.32
Disclosure

SEC source: 0001585521-23-000089 · wf-form4_168142520570868.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 46,619

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.88 to $70.77. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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April 11, 2023 Filed Apr 13, 2023 22:33 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 3,818 $69.32 $264,682.47
Disclosure

SEC source: 0001585521-23-000089 · wf-form4_168142520570868.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 49,801

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.87 to $69.83. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.