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ZM

Zoom Communications, Inc.

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889
SEC CIK
0001585521
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771

Last 12 months

Inside the activity.

0 purchase rows · 179 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025020
Jan 2026015
Feb 2026014
Mar 202605
Apr 2026025
May 2026017
Jun 2026022
Jul 2026013
Aug 2026013
Sep 202608
Oct 2026011

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2024 Filed Jan 10, 2024 20:45 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass A Common Stock 33,217 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000012 · wk-form4_1704937524.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 89,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 01:42 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 9,429 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · derivative · entry 6

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,290

Underlying: Class A Common Stock · 9,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F8 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years.

F8 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 01:42 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 8,576 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · derivative · entry 5

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,577

Underlying: Class A Common Stock · 8,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F7 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year beginning July 8, 2023.

F7 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year beginning July 8, 2023.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 01:42 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 11,963 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · derivative · entry 4

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,629

Underlying: Class A Common Stock · 11,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years.

F6 · derivative.expiration_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 01:42 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 4,469 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · derivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,470

Underlying: Class A Common Stock · 4,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years.

F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 01:42 UTC
Bawa AparnaChief Operating Officer
Tax withholdingClass A Common Stock 10,486 $67.46 $707,424.36
Disclosure

SEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 25,929

F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.4635 to $67.4644. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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January 08, 2024 Filed Jan 11, 2024 01:42 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionClass A Common Stock 34,437 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 36,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 01:23 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 30,173 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000008 · wk-form4_1704936191.xml · derivative · entry 7

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301,726

Underlying: Class A Common Stock · 30,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F10 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years.

F10 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 01:23 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 38,282 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000008 · wk-form4_1704936191.xml · derivative · entry 6

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 382,812

Underlying: Class A Common Stock · 38,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F9 · derivative.exercise_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years.

F9 · derivative.expiration_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 01:23 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 32,342 $67.46 $2,181,843.07
Disclosure

SEC source: 0001585521-24-000008 · wk-form4_1704936191.xml · nonDerivative · entry 2

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 118,383

F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.461 to $67.462. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

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January 08, 2024 Filed Jan 11, 2024 01:23 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 68,455 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000008 · wk-form4_1704936191.xml · nonDerivative · entry 1

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 150,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

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January 08, 2024 Filed Jan 23, 2024 00:36 UTC Amendment
Bawa AparnaChief Operating Officer
Tax withholdingClass A Common Stock 4,744 $67.46 $320,049.69
Disclosure

SEC source: 0001585521-24-000017 · wk-form4a_1705970152.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 21,185

F1 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F2 · balance_after: This amendment is being filed to report additional shares sold for taxes not originally reported.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:58 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,984 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000006 · wk-form4_1704844705.xml · derivative · entry 5

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,952

Underlying: Class A Common Stock · 3,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on October 7, 2022, which will vest in equal quarterly installments over two years.

F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on October 7, 2022, which will vest in equal quarterly installments over two years.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:58 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000006 · wk-form4_1704844705.xml · derivative · entry 4

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558

Underlying: Class A Common Stock · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on October 8, 2021, 1/12 of which vests on January 5, 2022 and the remaining units vesting in equal quarterly installments over the next 11 quarters subject to the Reporting Person's continuous service as of such vesting date. The restricted stock units are subject to accelerated vesting in the event of termination of employment by theReporting Person under certain circumstances in connection with a change in control of the Issuer.

F4 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on October 8, 2021, 1/12 of which vests on January 5, 2022 and the remaining units vesting in equal quarterly installments over the next 11 quarters subject to the Reporting Person's continuous service as of such vesting date. The restricted stock units are subject to accelerated vesting in the event of termination of employment by theReporting Person under certain circumstances in connection with a change in control of the Issuer.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:58 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 690 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000006 · wk-form4_1704844705.xml · derivative · entry 3

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,072

Underlying: Class A Common Stock · 690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units, 1/4 of which will vest on October 5, 2021 and the remaining units will vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service (as defined in the Issuer's 2019 Equity Incentive Plan) on each such vesting date. The restricted stock units are subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units, 1/4 of which will vest on October 5, 2021 and the remaining units will vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service (as defined in the Issuer's 2019 Equity Incentive Plan) on each such vesting date. The restricted stock units are subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:58 UTC
Crehan ShaneChief Accounting Officer
Tax withholdingClass A Common Stock 1,873 $66.98 $125,453.54
Disclosure

SEC source: 0001585521-24-000006 · wk-form4_1704844705.xml · nonDerivative · entry 2

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,480

F1 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:58 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionClass A Common Stock 4,860 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000006 · wk-form4_1704844705.xml · nonDerivative · entry 1

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 23:36 UTC SaleClass A Common Stock 400 $70.36 $28,145.80
Disclosure

SEC source: 0001585521-24-000004 · wk-form4_1704411393.xml · nonDerivative · entry 2

Subotovsky Santiago · CIK 0001773806 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,693

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.19 to $70.65. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 23:36 UTC SaleClass A Common Stock 1,667 $69.51 $115,869.67
Disclosure

SEC source: 0001585521-24-000004 · wk-form4_1704411393.xml · nonDerivative · entry 1

Subotovsky Santiago · CIK 0001773806 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,093

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.08 to $69.915. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 19:00 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 10,983 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000002 · wk-form4_1704239993.xml · derivative · entry 7

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 19:00 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 10,983 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000002 · wk-form4_1704239993.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,983

Underlying: Class A Common Stock · 10,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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December 29, 2023 Filed Jan 2, 2024 19:00 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,983 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-24-000002 · wk-form4_1704239993.xml · derivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 533,085

Underlying: Class B Common Stock · 10,983 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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December 29, 2023 Filed Jan 2, 2024 19:00 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 1,936 $73.11 $141,536.31
Disclosure

SEC source: 0001585521-24-000002 · wk-form4_1704239993.xml · nonDerivative · entry 3

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.82 to $73.48. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 19:00 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 9,047 $72.16 $652,841.47
Disclosure

SEC source: 0001585521-24-000002 · wk-form4_1704239993.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,936

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.82 to $72.81. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 19:00 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 10,983 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000002 · wk-form4_1704239993.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 18:18 UTC
Steckelberg KellyChief Financial Officer
GiftClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000274 · wk-form4_1703287119.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 56,085

F1 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee.

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December 18, 2023 Filed Dec 20, 2023 23:45 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 104 $72.32 $7,521.00
Disclosure

SEC source: 0001585521-23-000272 · wk-form4_1703115931.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 1,978

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.235 to $72.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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December 18, 2023 Filed Dec 20, 2023 23:45 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 727 $71.59 $52,043.68
Disclosure

SEC source: 0001585521-23-000272 · wk-form4_1703115931.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 2,082

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.15 to $72.145. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 18:20 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 10,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000270 · wk-form4_1702941645.xml · derivative · entry 8

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 18:20 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 10,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000270 · wk-form4_1702941645.xml · derivative · entry 7

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,960

Underlying: Class A Common Stock · 10,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 18:20 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,960 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-23-000270 · wk-form4_1702941645.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 544,068

Underlying: Class B Common Stock · 10,960 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 18:20 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 500 $73.82 $36,910.00
Disclosure

SEC source: 0001585521-23-000270 · wk-form4_1702941645.xml · nonDerivative · entry 4

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $73.91. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 18:20 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 3,618 $72.83 $263,508.35
Disclosure

SEC source: 0001585521-23-000270 · wk-form4_1702941645.xml · nonDerivative · entry 3

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 500

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.58 to $73.535. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 18:20 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 6,842 $72.01 $492,682.16
Disclosure

SEC source: 0001585521-23-000270 · wk-form4_1702941645.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,118

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.58 to $72.57. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 18:20 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 10,960 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000270 · wk-form4_1702941645.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 01:37 UTC
Sankarlingam VelchamyPres. of Engineering & Product
SaleClass A Common Stock 1,571 $71.98 $113,080.58
Disclosure

SEC source: 0001585521-23-000266 · wk-form4_1702431440.xml · nonDerivative · entry 3

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,858

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:37 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionRestricted Stock Units · Derivative 2,807 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000266 · wk-form4_1702431440.xml · derivative · entry 9

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,877

Underlying: Class A Common Stock · 2,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 12, 2023, which will vest in equal quarterly installments over three years.

F6 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 12, 2023, which will vest in equal quarterly installments over three years.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:37 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionRestricted Stock Units · Derivative 4,224 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000266 · wk-form4_1702431440.xml · derivative · entry 8

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,458

Underlying: Class A Common Stock · 4,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 9, 2022, which will vest in equal quarterly installments over four years.

F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 9, 2022, which will vest in equal quarterly installments over four years.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:37 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Tax withholdingClass A Common Stock 3,544 $71.90 $254,815.37
Disclosure

SEC source: 0001585521-23-000266 · wk-form4_1702431440.xml · nonDerivative · entry 2

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,429

F1 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.898 to $71.902. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:37 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionClass A Common Stock 7,031 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000266 · wk-form4_1702431440.xml · nonDerivative · entry 1

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:41 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,203 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000268 · wk-form4_1702431691.xml · derivative · entry 4

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,233

Underlying: Class A Common Stock · 1,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 12, 2023, which will vest in equal quarterly installments over three years.

F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 12, 2023, which will vest in equal quarterly installments over three years.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:41 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,810 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000268 · wk-form4_1702431691.xml · derivative · entry 3

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,910

Underlying: Class A Common Stock · 1,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 9, 2022, 1/4 of which will vest on the anniversary date of the award. The remaining units will vest in equal quarterlyinstallments thereafter.

F4 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 9, 2022, 1/4 of which will vest on the anniversary date of the award. The remaining units will vest in equal quarterlyinstallments thereafter.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:41 UTC
Crehan ShaneChief Accounting Officer
Tax withholdingClass A Common Stock 1,520 $71.90 $109,287.70
Disclosure

SEC source: 0001585521-23-000268 · wk-form4_1702431691.xml · nonDerivative · entry 2

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,493

F1 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.896 to $71.903. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:41 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionClass A Common Stock 3,013 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000268 · wk-form4_1702431691.xml · nonDerivative · entry 1

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:33 UTC Exercise / conversionRestricted Stock Units · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000263 · wk-form4_1702341178.xml · derivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380

Underlying: Class A Common Stock · 126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters.

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:33 UTC Exercise / conversionClass A Common Stock 126 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000263 · wk-form4_1702341178.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 23:29 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 11,207 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000261 · wk-form4_1701905337.xml · derivative · entry 16

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 23:29 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
Exercise / conversionClass B Common Stock · Derivative 11,207 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000261 · wk-form4_1701905337.xml · derivative · entry 15

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,207

Underlying: Class A Common Stock · 11,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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December 05, 2023 Filed Dec 6, 2023 23:29 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,207 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001585521-23-000261 · wk-form4_1701905337.xml · derivative · entry 14

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 11,207 shares

Expires 2028-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This option is fully vested.

F12 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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December 05, 2023 Filed Dec 6, 2023 23:29 UTC
Yuan Eric S.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,421 $67.37 $163,094.78
Disclosure

SEC source: 0001585521-23-000261 · wk-form4_1701905337.xml · nonDerivative · entry 10

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 82,270

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.23 to $67.47. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F6 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.