Tapewire

Nasdaq · USD

ZM

Zoom Communications, Inc.

Export transactions ↓
Tapewire entity
889
SEC CIK
0001585521
Parsed reports
771

Last 12 months

Inside the activity.

0 purchase rows · 179 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025020
Jan 2026015
Feb 2026014
Mar 202605
Apr 2026025
May 2026017
Jun 2026022
Jul 2026013
Aug 2026013
Sep 202608
Oct 2026011

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2024 Filed Jun 14, 2024 22:36 UTC Exercise / conversionRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000110 · wk-form4_1718404576.xml · derivative · entry 2

Scheinman Daniel · CIK 0001605698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 12, 2024 Filed Jun 14, 2024 22:36 UTC Exercise / conversionClass A Common Stock 4,089 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000110 · wk-form4_1718404576.xml · nonDerivative · entry 1

Scheinman Daniel · CIK 0001605698 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Dan & Zoe Scheinman Trust Dated 2/23/01, for which the Reporting Person serves as trustee.

Read SEC document
June 11, 2024 Filed Jun 11, 2024 23:49 UTC
Sankarlingam VelchamyPres. of Engineering & Product
SaleClass A Common Stock 1,551 $62.99 $97,697.49
Disclosure

SEC source: 0001585521-24-000104 · wk-form4_1718149764.xml · nonDerivative · entry 3

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,736

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 11, 2024 Filed Jun 11, 2024 19:51 UTC
Crehan ShaneChief Accounting Officer
SaleClass A Common Stock 1,475 $62.99 $92,910.25
Disclosure

SEC source: 0001585521-24-000106 · wk-form4_1718149900.xml · nonDerivative · entry 3

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 23:49 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionRestricted Stock Units · Derivative 2,807 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000104 · wk-form4_1718149764.xml · derivative · entry 9

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,263

Underlying: Class A Common Stock · 2,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 12, 2023, which will vest in equal quarterly installments over three years.

F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 12, 2023, which will vest in equal quarterly installments over three years.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 23:49 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionRestricted Stock Units · Derivative 4,224 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000104 · wk-form4_1718149764.xml · derivative · entry 8

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,011

Underlying: Class A Common Stock · 4,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 9, 2022, which will vest in equal quarterly installments over four years.

F4 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 9, 2022, which will vest in equal quarterly installments over four years.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 23:49 UTC
Sankarlingam VelchamyPres. of Engineering & Product
SaleClass A Common Stock 3,589 $62.42 $224,026.82
Disclosure

SEC source: 0001585521-24-000104 · wk-form4_1718149764.xml · nonDerivative · entry 2

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,287

F1 · kind: This sale was mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 23:49 UTC
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionClass A Common Stock 7,031 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000104 · wk-form4_1718149764.xml · nonDerivative · entry 1

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 19:51 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,203 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000106 · wk-form4_1718149900.xml · derivative · entry 5

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,827

Underlying: Class A Common Stock · 1,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 12, 2023, which will vest in equal quarterly installments over three years.

F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 12, 2023, which will vest in equal quarterly installments over three years.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 19:51 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,810 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000106 · wk-form4_1718149900.xml · derivative · entry 4

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,290

Underlying: Class A Common Stock · 1,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 9, 2022, 1/4 of which will vest on the anniversary date of the award. The remaining units will vest in equal quarterlyinstallments thereafter.

F4 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 9, 2022, 1/4 of which will vest on the anniversary date of the award. The remaining units will vest in equal quarterlyinstallments thereafter.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 19:51 UTC
Crehan ShaneChief Accounting Officer
SaleClass A Common Stock 1,538 $62.42 $96,002.58
Disclosure

SEC source: 0001585521-24-000106 · wk-form4_1718149900.xml · nonDerivative · entry 2

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,475

F1 · kind: This sale was mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 19:51 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionClass A Common Stock 3,013 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000106 · wk-form4_1718149900.xml · nonDerivative · entry 1

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 23:47 UTC Exercise / conversionRestricted Stock Units · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000102 · wk-form4_1718149614.xml · derivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128

Underlying: Class A Common Stock · 126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 23:47 UTC Exercise / conversionClass A Common Stock 126 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000102 · wk-form4_1718149614.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 22:24 UTC
Yuan Eric S.Director · Chief Executive Officer
SaleClass A Common Stock 2,420 $61.67 $149,247.45
Disclosure

SEC source: 0001585521-24-000098 · wk-form4_1717626258.xml · nonDerivative · entry 2

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 83,040

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.43 to $62.07. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 00:38 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,710 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000100 · wk-form4_1717720682.xml · derivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,711

Underlying: Class A Common Stock · 1,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

F4 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 00:38 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 874 $61.78 $53,995.72
Disclosure

SEC source: 0001585521-24-000100 · wk-form4_1717720682.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,814

F2 · kind: This sale was mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 00:38 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionClass A Common Stock 1,710 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000100 · wk-form4_1717720682.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:24 UTC
Yuan Eric S.Director · Chief Executive Officer
SaleClass A Common Stock 2,420 $61.80 $149,551.16
Disclosure

SEC source: 0001585521-24-000098 · wk-form4_1717626258.xml · nonDerivative · entry 1

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 85,460

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.49 to $62.35. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

Read SEC document
May 29, 2024 Filed May 31, 2024 18:23 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 5,007 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000096 · wk-form4_1717194196.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 29, 2024 Filed May 31, 2024 18:23 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 5,007 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000096 · wk-form4_1717194196.xml · derivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,007

Underlying: Class A Common Stock · 5,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 29, 2024 Filed May 31, 2024 18:23 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,007 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-24-000096 · wk-form4_1717194196.xml · derivative · entry 4

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 498,036

Underlying: Class B Common Stock · 5,007 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 29, 2024 Filed May 31, 2024 18:23 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 5,007 $61.58 $308,332.06
Disclosure

SEC source: 0001585521-24-000096 · wk-form4_1717194196.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.32 to $61.865. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 29, 2024 Filed May 31, 2024 18:23 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 5,007 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000096 · wk-form4_1717194196.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 18:20 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 5,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000088 · wk-form4_1715984421.xml · derivative · entry 7

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 15, 2024 Filed May 17, 2024 18:20 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 5,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000088 · wk-form4_1715984421.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,007

Underlying: Class A Common Stock · 5,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 15, 2024 Filed May 17, 2024 18:20 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,007 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-24-000088 · wk-form4_1715984421.xml · derivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 503,043

Underlying: Class B Common Stock · 5,007 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 15, 2024 Filed May 17, 2024 18:20 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 899 $63.88 $57,427.94
Disclosure

SEC source: 0001585521-24-000088 · wk-form4_1715984421.xml · nonDerivative · entry 3

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.78 to $64.15. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 15, 2024 Filed May 17, 2024 18:20 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 4,108 $63.24 $259,802.65
Disclosure

SEC source: 0001585521-24-000088 · wk-form4_1715984421.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 899

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.78 to $63.775. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 15, 2024 Filed May 17, 2024 18:20 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 5,007 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000088 · wk-form4_1715984421.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 8, 2024 22:50 UTC
Yuan Eric S.Director · Chief Executive Officer
SaleClass A Common Stock 2,420 $62.11 $150,316.61
Disclosure

SEC source: 0001585521-24-000086 · wk-form4_1715208609.xml · nonDerivative · entry 2

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 87,880

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.895 to $62.31. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

Read SEC document
May 06, 2024 Filed May 8, 2024 22:50 UTC
Yuan Eric S.Director · Chief Executive Officer
SaleClass A Common Stock 2,420 $61.82 $149,594.24
Disclosure

SEC source: 0001585521-24-000086 · wk-form4_1715208609.xml · nonDerivative · entry 1

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 90,300

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.57 to $62.145. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

Read SEC document
May 01, 2024 Filed May 3, 2024 18:28 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 5,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000084 · wk-form4_1714775290.xml · derivative · entry 7

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 01, 2024 Filed May 3, 2024 18:28 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 5,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000084 · wk-form4_1714775290.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,007

Underlying: Class A Common Stock · 5,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 01, 2024 Filed May 3, 2024 18:28 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,007 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-24-000084 · wk-form4_1714775290.xml · derivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 508,050

Underlying: Class B Common Stock · 5,007 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
May 01, 2024 Filed May 3, 2024 18:28 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 1,254 $62.05 $77,805.06
Disclosure

SEC source: 0001585521-24-000084 · wk-form4_1714775290.xml · nonDerivative · entry 3

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.78 to $62.27. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 01, 2024 Filed May 3, 2024 18:28 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 3,753 $61.21 $229,714.00
Disclosure

SEC source: 0001585521-24-000084 · wk-form4_1714775290.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,254

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.71 to $61.655. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 01, 2024 Filed May 3, 2024 18:28 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 5,007 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000084 · wk-form4_1714775290.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 22, 2024 22:40 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 500 $60.69 $30,345.00
Disclosure

SEC source: 0001585521-24-000072 · wk-form4_1713825622.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 1,978

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.68 to $60.70. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 18, 2024 Filed Apr 22, 2024 22:40 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 21,468 $60.17 $1,291,682.33
Disclosure

SEC source: 0001585521-24-000072 · wk-form4_1713825622.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 2,478

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.67 to $60.663. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 18:19 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 5,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000070 · wk-form4_1713565180.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 18:19 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 5,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000070 · wk-form4_1713565180.xml · derivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,007

Underlying: Class A Common Stock · 5,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 18:19 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,007 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-24-000070 · wk-form4_1713565180.xml · derivative · entry 4

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 513,057

Underlying: Class B Common Stock · 5,007 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 18:19 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 5,007 $59.36 $297,203.00
Disclosure

SEC source: 0001585521-24-000070 · wk-form4_1713565180.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.02 to $59.71. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 18:19 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 5,007 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000070 · wk-form4_1713565180.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2024 Filed Apr 12, 2024 22:13 UTC
Yuan Eric S.Director · Chief Executive Officer
SaleClass A Common Stock 2,420 $62.45 $151,122.71
Disclosure

SEC source: 0001585521-24-000066 · wk-form4_1712960028.xml · nonDerivative · entry 3

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 92,720

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.04 to $62.755. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 22:15 UTC
Sankarlingam VelchamyPres. of Engineering & Product
SaleClass A Common Stock 1,950 $62.69 $122,247.84
Disclosure

SEC source: 0001585521-24-000068 · wk-form4_1712960131.xml · nonDerivative · entry 2

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,845

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.61 to $62.84. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 22:15 UTC
Sankarlingam VelchamyPres. of Engineering & Product
SaleClass A Common Stock 11,926 $62.14 $741,072.10
Disclosure

SEC source: 0001585521-24-000068 · wk-form4_1712960131.xml · nonDerivative · entry 1

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,795

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.61 to $62.605. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 22:13 UTC
Yuan Eric S.Director · Chief Executive Officer
SaleClass A Common Stock 500 $62.69 $31,342.75
Disclosure

SEC source: 0001585521-24-000066 · wk-form4_1712960028.xml · nonDerivative · entry 2

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 95,140

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.595 to $62.90. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 22:13 UTC
Yuan Eric S.Director · Chief Executive Officer
SaleClass A Common Stock 27,463 $61.97 $1,701,785.99
Disclosure

SEC source: 0001585521-24-000066 · wk-form4_1712960028.xml · nonDerivative · entry 1

Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 95,640

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.56 to $62.53. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · ownership.nature: The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.