Tapewire

Nasdaq · USD

ZM

Zoom Communications, Inc.

Export transactions ↓
Tapewire entity
889
SEC CIK
0001585521
Parsed reports
771

Last 12 months

Inside the activity.

0 purchase rows · 179 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025020
Jan 2026015
Feb 2026014
Mar 202605
Apr 2026025
May 2026017
Jun 2026022
Jul 2026013
Aug 2026013
Sep 202608
Oct 2026011

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2019 Filed May 7, 2019 22:35 UTC SaleClass A Common Stock 223,124 $34.20 $7,630,840.80
Disclosure

SEC source: 0000899243-19-012547 · doc4.xml · nonDerivative · entry 2

Puccini World Ltd · CIK 0001775955 · 10% owner

Oscar Time Ltd · CIK 0001775834 · 10% owner

Cranwood Co Ltd · CIK 0001775832 · 10% owner

Composers International Ltd · CIK 0001775867 · 10% owner

Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The Reporting Person sold shares to the underwriters in connection with the closing of the Issuer's initial public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2 · ownership.direct: Shares held directly by Puccini World Limited ("Puccini"). Puccini is directly wholly-owned by Chau Hoi Shuen Solina Holly ("Solina Chau"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or her pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed May 7, 2019 22:35 UTC ConversionClass A Common Stock 223,124 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012547 · doc4.xml · nonDerivative · entry 1

Puccini World Ltd · CIK 0001775955 · 10% owner

Oscar Time Ltd · CIK 0001775834 · 10% owner

Cranwood Co Ltd · CIK 0001775832 · 10% owner

Composers International Ltd · CIK 0001775867 · 10% owner

Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F2 · ownership.direct: Shares held directly by Puccini World Limited ("Puccini"). Puccini is directly wholly-owned by Chau Hoi Shuen Solina Holly ("Solina Chau"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or her pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed May 7, 2019 22:24 UTC
Li Ka Shing10% owner
ConversionClass B Common Stock · Derivative 507,243 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 8

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,208,398

Underlying: Class A Common Stock · 507,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed May 7, 2019 22:24 UTC
Li Ka Shing10% owner
ConversionClass B Common Stock · Derivative 14,622,766 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 7

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,715,641

Underlying: Class A Common Stock · 14,622,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F5 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed May 7, 2019 22:24 UTC
Li Ka Shing10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 2,396,020 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 6

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,396,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed May 7, 2019 22:24 UTC
Li Ka Shing10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 11,934,360 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 5

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 11,934,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed May 7, 2019 22:24 UTC
Li Ka Shing10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 292,386 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 4

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 292,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed May 7, 2019 22:24 UTC
Li Ka Shing10% owner
PurchaseClass A Common Stock 350,000 $36.00 $12,600,000.00
Disclosure

SEC source: 0000899243-19-012531 · doc4.xml · nonDerivative · entry 3

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bonus Goal International Limited

Disclosed balance after: 350,000

F4 · ownership.nature: Shares purchased by Bonus Goal International Limited ("Bonus Goal") from the underwriters at the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"). Bonus Goal is wholly-owned by Mayspin, which is wholly-owned by Li Ka Shing. Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed May 7, 2019 22:24 UTC
Li Ka Shing10% owner
SaleClass A Common Stock 507,243 $34.20 $17,347,710.60
Disclosure

SEC source: 0000899243-19-012531 · doc4.xml · nonDerivative · entry 2

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Bucantini sold shares to the underwriters in connection with the closing of the Issuer's initial public offering. The reported sale price reflects the price at which Bucantini sold shares to the underwriters, which is net of underwriting commissions.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed May 7, 2019 22:24 UTC
Li Ka Shing10% owner
ConversionClass A Common Stock 507,243 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012531 · doc4.xml · nonDerivative · entry 1

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:37 UTC ConversionClass B Common Stock · Derivative 848,877 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011110 · doc4.xml · derivative · entry 9

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,395,507

Underlying: Class A Common Stock · 848,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.direct: 14,552 shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person. The remaining shares are held directly by the Reporting Person.

F3 · ownership.nature: 14,552 shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person. The remaining shares are held directly by the Reporting Person.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:37 UTC ConversionClass B Common Stock · Derivative 353,324 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011110 · doc4.xml · derivative · entry 8

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,244,384

Underlying: Class A Common Stock · 353,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.direct: 14,552 shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person. The remaining shares are held directly by the Reporting Person.

F3 · ownership.nature: 14,552 shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person. The remaining shares are held directly by the Reporting Person.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:37 UTC ConversionSeries D Preferred Stock · Derivative 353,324 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011110 · doc4.xml · derivative · entry 7

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 353,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · price: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_date: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.expiration_date: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:37 UTC ConversionClass B Common Stock · Derivative 543,176 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011110 · doc4.xml · derivative · entry 6

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,891,060

Underlying: Class A Common Stock · 543,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.direct: 14,552 shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person. The remaining shares are held directly by the Reporting Person.

F3 · ownership.nature: 14,552 shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person. The remaining shares are held directly by the Reporting Person.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:37 UTC ConversionSeries C Preferred Stock · Derivative 543,176 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011110 · doc4.xml · derivative · entry 5

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 543,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · price: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_date: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.expiration_date: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:37 UTC ConversionClass B Common Stock · Derivative 3,333,332 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011110 · doc4.xml · derivative · entry 4

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,347,884

Underlying: Class A Common Stock · 3,333,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.direct: 14,552 shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person. The remaining shares are held directly by the Reporting Person.

F3 · ownership.nature: 14,552 shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person. The remaining shares are held directly by the Reporting Person.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:37 UTC ConversionSeries A Preferred Stock · Derivative 3,333,332 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011110 · doc4.xml · derivative · entry 3

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,333,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · price: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_date: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.expiration_date: Each share of preferred stock automatically converted into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:37 UTC SaleClass A Common Stock 848,877 $34.20 $29,031,593.40
Disclosure

SEC source: 0000899243-19-011110 · doc4.xml · nonDerivative · entry 2

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:37 UTC ConversionClass A Common Stock 848,877 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011110 · doc4.xml · nonDerivative · entry 1

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.

Read SEC document
April 15, 2019 Filed Oct 17, 2019 20:06 UTC SaleClass A Common Stock 340,000 $69.51 $23,631,836.00
Disclosure

SEC source: 0000899243-19-025671 · doc4.xml · nonDerivative · entry 2

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Read SEC document
April 15, 2019 Filed Oct 17, 2019 20:06 UTC ConversionClass A Common Stock 1,340,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025671 · doc4.xml · nonDerivative · entry 1

QUALCOMM INC/DE · CIK 0000804328 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the voluntary conversion of Class B Common Stock into Class A Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.