Tapewire

Nasdaq · USD

ZLAB

Zai Lab Ltd

Export transactions ↓
Tapewire entity
4271
SEC CIK
0001704292
Parsed reports
288

Last 12 months

Inside the activity.

2 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 2026112
Apr 2026010
May 202606
Jun 202605
Jul 202610
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2023 Filed Jun 30, 2023 20:09 UTC GrantAmerican Depositary Shares 18,903 $26.45 $499,984.35
Disclosure

SEC source: 0000950170-23-031105 · ownership.xml · nonDerivative · entry 1

Chen Kai-Xian · CIK 0001836195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,919

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 20:05 UTC GrantAmerican Depositary Shares 18,903 $26.45 $499,984.35
Disclosure

SEC source: 0000950170-23-031095 · ownership.xml · nonDerivative · entry 1

GAYNOR RICHARD · CIK 0001741284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,815

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:06 UTC
Du YingDirector · Chairperson & CEO
Exercise / conversionRestricted Share Units · Derivative 58,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029858 · ownership.xml · derivative · entry 3

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,400

Underlying: American Depositary Shares · 58,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over four years beginning on 06/25/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over four years beginning on 06/25/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:06 UTC
Du YingDirector · Chairperson & CEO
Tax withholdingAmerican Depositary Shares 23,138 $25.30 $585,391.40
Disclosure

SEC source: 0000950170-23-029858 · ownership.xml · nonDerivative · entry 2

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,079,051

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:06 UTC
Du YingDirector · Chairperson & CEO
Exercise / conversionAmerican Depositary Shares 58,800 $25.30 $1,487,640.00
Disclosure

SEC source: 0000950170-23-029858 · ownership.xml · nonDerivative · entry 1

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,055,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:07 UTC
Reinhart HaraldSee Remarks
Exercise / conversionRestricted Share Units · Derivative 18,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029861 · ownership.xml · derivative · entry 3

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,750

Underlying: American Depositary Shares · 18,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over four years beginning on 06/25/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over four years beginning on 06/25/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:07 UTC
Reinhart HaraldSee Remarks
Tax withholdingAmerican Depositary Shares 7,182 $25.30 $181,704.60
Disclosure

SEC source: 0000950170-23-029861 · ownership.xml · nonDerivative · entry 2

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,315

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:07 UTC
Reinhart HaraldSee Remarks
Exercise / conversionAmerican Depositary Shares 18,250 $25.30 $461,725.00
Disclosure

SEC source: 0000950170-23-029861 · ownership.xml · nonDerivative · entry 1

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
Exercise / conversionRestricted Share Units · Derivative 14,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029856 · ownership.xml · derivative · entry 3

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,800

Underlying: American Depositary Shares · 14,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over four years beginning on 06/25/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over four years beginning on 06/25/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
Tax withholdingAmerican Depositary Shares 3,556 $25.30 $89,966.80
Disclosure

SEC source: 0000950170-23-029856 · ownership.xml · nonDerivative · entry 2

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,991

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
Exercise / conversionAmerican Depositary Shares 14,600 $25.30 $369,380.00
Disclosure

SEC source: 0000950170-23-029856 · ownership.xml · nonDerivative · entry 1

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:06 UTC
Du YingDirector · Chairperson & CEO
GrantStock Options (Right to Buy) · Derivative 377,391 $0.00 Strike: $33.95 $0.00
Disclosure

SEC source: 0000950170-23-011906 · ownership.xml · derivative · entry 1

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,391

Underlying: American Depositary Shares · 377,391 shares

Expires 2033-04-03

F1 · shares: The Stock Options are exercisable for American Depositary Shares (ADSs). The number of securities underlying each option and the exercise price therefor are represented in ADSs. Each ADS represents ten Ordinary Shares of the issuer.

F2 · derivative.exercise_date: The Stock Options vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Smiley Joshua LSee Remarks
GrantRestricted Share Units · Derivative 28,580 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010708 · doc4.xml · derivative · entry 2

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,580

Underlying: American Depositary Shares · 28,580 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Smiley Joshua LSee Remarks
GrantStock Options (Right to Buy) · Derivative 150,050 $0.00 Strike: $33.95 $0.00
Disclosure

SEC source: 0000899243-23-010708 · doc4.xml · derivative · entry 1

Smiley Joshua L · CIK 0001725189 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,050

Underlying: American Depositary Shares · 150,050 shares

Expires 2033-04-03

F1 · shares: The Stock Options are exercisable for American Depositary Shares (ADSs). The number of securities underlying each option and the exercise price therefor are represented in ADSs. Each ADS represents ten Ordinary Shares of the issuer.

F2 · derivative.exercise_date: The Stock Options vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Amado RafaelSee Remarks
GrantRestricted Share Units · Derivative 21,564 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010711 · doc4.xml · derivative · entry 2

Amado Rafael · CIK 0001662119 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,564

Underlying: American Depositary Shares · 21,564 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Amado RafaelSee Remarks
GrantStock Options (Right to Buy) · Derivative 113,217 $0.00 Strike: $33.95 $0.00
Disclosure

SEC source: 0000899243-23-010711 · doc4.xml · derivative · entry 1

Amado Rafael · CIK 0001662119 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,217

Underlying: American Depositary Shares · 113,217 shares

Expires 2033-04-03

F1 · shares: The Stock Options are exercisable for American Depositary Shares (ADSs). The number of securities underlying each option and the exercise price therefor are represented in ADSs. Each ADS represents ten Ordinary Shares of the issuer.

F2 · derivative.exercise_date: The Stock Options vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
GrantRestricted Share Units · Derivative 20,126 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010710 · doc4.xml · derivative · entry 2

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,126

Underlying: American Depositary Shares · 20,126 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
GrantStock Options (Right to Buy) · Derivative 105,669 $0.00 Strike: $33.95 $0.00
Disclosure

SEC source: 0000899243-23-010710 · doc4.xml · derivative · entry 1

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,669

Underlying: American Depositary Shares · 105,669 shares

Expires 2033-04-03

F1 · shares: The Stock Options are exercisable for American Depositary Shares (ADSs). The number of securities underlying each option and the exercise price therefor are represented in ADSs. Each ADS represents ten Ordinary Shares of the issuer.

F2 · derivative.exercise_date: The Stock Options vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Reinhart HaraldSee Remarks
GrantRestricted Share Units · Derivative 21,081 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010712 · doc4.xml · derivative · entry 2

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,081

Underlying: American Depositary Shares · 21,081 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Reinhart HaraldSee Remarks
GrantStock Options (Right to Buy) · Derivative 109,632 $0.00 Strike: $33.95 $0.00
Disclosure

SEC source: 0000899243-23-010712 · doc4.xml · derivative · entry 1

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,632

Underlying: American Depositary Shares · 109,632 shares

Expires 2033-04-03

F1 · shares: The Stock Options are exercisable for American Depositary Shares (ADSs). The number of securities underlying each option and the exercise price therefor are represented in ADSs. Each ADS represents ten Ordinary Shares of the issuer.

F2 · derivative.exercise_date: The Stock Options vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant.

F3 · derivative.underlying: Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Cho William Ki ChulChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,907 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010709 · doc4.xml · derivative · entry 4

Cho William Ki Chul · CIK 0001835836 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,631

Underlying: American Depositary Shares · 1,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Cho William Ki ChulChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 920 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010709 · doc4.xml · derivative · entry 3

Cho William Ki Chul · CIK 0001835836 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,760

Underlying: American Depositary Shares · 920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F4 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2022, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F4 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2022, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Cho William Ki ChulChief Financial Officer
Exercise / conversionAmerican Depositary Shares 1,907 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010709 · doc4.xml · nonDerivative · entry 2

Cho William Ki Chul · CIK 0001835836 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC
Cho William Ki ChulChief Financial Officer
Exercise / conversionAmerican Depositary Shares 920 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010709 · doc4.xml · nonDerivative · entry 1

Cho William Ki Chul · CIK 0001835836 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Du YingDirector · Chairperson & CEO
Exercise / conversionRestricted Share Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010210 · doc4.xml · derivative · entry 6

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,200

Underlying: American Depositary Shares · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F6 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2022, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F6 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2022, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Du YingDirector · Chairperson & CEO
Exercise / conversionRestricted Share Units · Derivative 10,800 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010210 · doc4.xml · derivative · entry 5

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,200

Underlying: American Depositary Shares · 10,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Du YingDirector · Chairperson & CEO
Tax withholdingAmerican Depositary Shares 4,250 $33.26 $141,355.00
Disclosure

SEC source: 0000899243-23-010210 · doc4.xml · nonDerivative · entry 4

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,002,701

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Du YingDirector · Chairperson & CEO
Exercise / conversionAmerican Depositary Shares 10,800 $33.26 $359,208.00
Disclosure

SEC source: 0000899243-23-010210 · doc4.xml · nonDerivative · entry 3

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Du YingDirector · Chairperson & CEO
Tax withholdingAmerican Depositary Shares 1,338 $33.26 $44,501.88
Disclosure

SEC source: 0000899243-23-010210 · doc4.xml · nonDerivative · entry 2

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 996,151

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Du YingDirector · Chairperson & CEO
Exercise / conversionAmerican Depositary Shares 3,400 $33.26 $113,084.00
Disclosure

SEC source: 0000899243-23-010210 · doc4.xml · nonDerivative · entry 1

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 997,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Reinhart HaraldSee Remarks
Exercise / conversionRestricted Share Units · Derivative 1,010 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010212 · doc4.xml · derivative · entry 6

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,030

Underlying: American Depositary Shares · 1,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F6 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2022, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F6 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2022, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Reinhart HaraldSee Remarks
Exercise / conversionRestricted Share Units · Derivative 3,338 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010212 · doc4.xml · derivative · entry 5

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,354

Underlying: American Depositary Shares · 3,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Reinhart HaraldSee Remarks
Tax withholdingAmerican Depositary Shares 813 $33.26 $27,040.38
Disclosure

SEC source: 0000899243-23-010212 · doc4.xml · nonDerivative · entry 4

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,247

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Reinhart HaraldSee Remarks
Exercise / conversionAmerican Depositary Shares 3,338 $33.26 $111,021.88
Disclosure

SEC source: 0000899243-23-010212 · doc4.xml · nonDerivative · entry 3

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Reinhart HaraldSee Remarks
Tax withholdingAmerican Depositary Shares 246 $33.26 $8,181.96
Disclosure

SEC source: 0000899243-23-010212 · doc4.xml · nonDerivative · entry 2

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,722

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Reinhart HaraldSee Remarks
Exercise / conversionAmerican Depositary Shares 1,010 $33.26 $33,592.60
Disclosure

SEC source: 0000899243-23-010212 · doc4.xml · nonDerivative · entry 1

Reinhart Harald · CIK 0001835824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
Exercise / conversionRestricted Share Units · Derivative 830 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010211 · doc4.xml · derivative · entry 6

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,490

Underlying: American Depositary Shares · 830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F6 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2022, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F6 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2022, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
Exercise / conversionRestricted Share Units · Derivative 2,670 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010211 · doc4.xml · derivative · entry 5

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,684

Underlying: American Depositary Shares · 2,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer.

F5 · derivative.exercise_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F5 · derivative.expiration_date: The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting.

F1 · derivative.underlying: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
Tax withholdingAmerican Depositary Shares 706 $33.26 $23,481.56
Disclosure

SEC source: 0000899243-23-010211 · doc4.xml · nonDerivative · entry 4

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,947

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
Exercise / conversionAmerican Depositary Shares 2,670 $33.26 $88,804.20
Disclosure

SEC source: 0000899243-23-010211 · doc4.xml · nonDerivative · entry 3

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
Tax withholdingAmerican Depositary Shares 247 $33.26 $8,215.22
Disclosure

SEC source: 0000899243-23-010211 · doc4.xml · nonDerivative · entry 2

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,983

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F3 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
Exercise / conversionAmerican Depositary Shares 830 $33.26 $27,605.80
Disclosure

SEC source: 0000899243-23-010211 · doc4.xml · nonDerivative · entry 1

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F2 · shares: ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:05 UTC
Du YingDirector · Chairperson & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 300,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000899243-23-007337 · doc4.xml · derivative · entry 7

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,165

Underlying: American Depositary Shares · 300,000 shares

Expires 2025-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reported transaction was effected pursuant to a sale plan adopted by the Reporting Person, dated 12/13/2022, that expires on 12/20/2023 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1034.

F8 · derivative.exercise_date: The Stock Options fully vested as of October 22, 2020.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:05 UTC
Du YingDirector · Chairperson & CEO
GiftAmerican Depositary Shares 426 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007337 · doc4.xml · nonDerivative · entry 6

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,089

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F7 · kind: This transaction represents a bona fide gift of securities by the reporting person to the reporting person's adult child.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:05 UTC
Du YingDirector · Chairperson & CEO
GiftAmerican Depositary Shares 426 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007337 · doc4.xml · nonDerivative · entry 5

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,515

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F6 · kind: This transaction represents a bona fide gift of securities by the reporting person to an UTMA account for the benefit of the reporting person's adult child.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:05 UTC
Du YingDirector · Chairperson & CEO
Tax withholdingAmerican Depositary Shares 120,906 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007337 · doc4.xml · nonDerivative · entry 4

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,941

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F5 · kind: This transaction represents the disposition of shares to cover taxes.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:05 UTC
Du YingDirector · Chairperson & CEO
Exercise / conversionAmerican Depositary Shares 300,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007337 · doc4.xml · nonDerivative · entry 3

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F4 · kind: The reported transaction was effected pursuant to a sale plan adopted by the Reporting Person, dated 12/13/2022, that expires on 12/20/2023 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1034.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:05 UTC
Edmondson Frazor Titus IIIChief Legal Officer
SaleAmerican Depositary Shares 7,965 $40.55 $322,980.75
Disclosure

SEC source: 0000899243-23-007334 · doc4.xml · nonDerivative · entry 1

Edmondson Frazor Titus III · CIK 0001835780 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. The issuer's ADSs and Ordinary Shares are fully fungible, and this Form 4 reports transactions in terms of ADSs.

F2 · kind: The reported transaction was effected pursuant to a sale plan adopted by the Reporting Person, dated 11/14/2022, that expires on 11/30/2023 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:11 UTC Amendment
Du YingDirector · Chairperson & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 300,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0000950170-23-006709 · ownership.xml · derivative · entry 5

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,165

Underlying: American Depositary Shares · 300,000 shares

Expires 2025-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The reported transaction was effected pursuant to a sale plan adopted by the Reporting Person, dated 12/13/2022, that expires on 12/20/2023 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1034.

F10 · derivative.exercise_date: The Stock Options fully vested as of October 22, 2020.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:11 UTC Amendment
Du YingDirector · Chairperson & CEO
Tax withholdingAmerican Depositary Shares 120,906 $40.55 $4,902,738.30
Disclosure

SEC source: 0000950170-23-006709 · ownership.xml · nonDerivative · entry 4

Du Ying · CIK 0001731790 · Director · Chairperson & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,089

F1 · security: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.

F8 · kind: This transaction represents the disposition of shares to cover taxes.

F9 · price: As a result of a typographical error, the original Form 4 reporting this transaction stated the wrong transaction price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.