Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2018 Filed Feb 14, 2018 23:20 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 5,000 | $0.11 | $550.00 |
DisclosureSEC source: 0001078782-18-000168 · primary_doc.xml · nonDerivative · entry 4 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,430,831 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:20 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 5,000 | $0.12 | $600.00 |
DisclosureSEC source: 0001078782-18-000168 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,425,831 Read SEC document |
| February 09, 2018 Filed Feb 14, 2018 23:20 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 55,000 | $0.08 | $4,400.00 |
DisclosureSEC source: 0001078782-18-000168 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,420,831 Read SEC document |
| February 06, 2018 Filed Feb 14, 2018 23:20 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 51,000 | $0.10 | $5,100.00 |
DisclosureSEC source: 0001078782-18-000168 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,365,831 Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 22:36 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 3,000 | $0.08 | $240.00 |
DisclosureSEC source: 0001078782-18-000075 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,314,831 Read SEC document |
| January 22, 2018 Filed Jan 25, 2018 22:36 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 56,000 | $0.07 | $3,920.00 |
DisclosureSEC source: 0001078782-18-000075 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,311,831 Read SEC document |
| January 19, 2018 Filed Jan 25, 2018 22:36 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 15,000 | $0.08 | $1,200.00 |
DisclosureSEC source: 0001078782-18-000075 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,255,831 Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:52 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 48,000 | $0.08 | $3,840.00 |
DisclosureSEC source: 0001078782-18-000006 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,240,831 Read SEC document |
| December 29, 2017 Filed Jan 4, 2018 20:52 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 20,000 | $0.09 | $1,800.00 |
DisclosureSEC source: 0001078782-18-000006 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,192,831 Read SEC document |
| December 22, 2017 Filed Jan 4, 2018 20:52 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 35,000 | $0.11 | $3,850.00 |
DisclosureSEC source: 0001078782-18-000006 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,172,831 Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 16:45 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 101,000 | $0.09 | $9,090.00 |
DisclosureSEC source: 0001078782-17-001707 · primary_doc.xml · nonDerivative · entry 4 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,137,831 Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 16:45 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 6,000 | $0.09 | $540.00 |
DisclosureSEC source: 0001078782-17-001707 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,036,831 Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 16:45 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 10,000 | $0.10 | $1,000.00 |
DisclosureSEC source: 0001078782-17-001707 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,030,831 Read SEC document |
| December 14, 2017 Filed Dec 20, 2017 16:45 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 8,000 | $0.10 | $800.00 |
DisclosureSEC source: 0001078782-17-001707 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,020,831 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 22:42 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 2,500 | $0.15 | $375.00 |
DisclosureSEC source: 0001078782-17-001647 · primary_doc.xml · nonDerivative · entry 4 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,012,831 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 22:42 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 81,500 | $0.11 | $8,965.00 |
DisclosureSEC source: 0001078782-17-001647 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,010,831 Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:42 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 33,000 | $0.09 | $2,970.00 |
DisclosureSEC source: 0001078782-17-001647 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,928,831 Read SEC document |
| November 24, 2017 Filed Nov 29, 2017 22:42 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 80,000 | $0.09 | $7,200.00 |
DisclosureSEC source: 0001078782-17-001647 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,895,831 Read SEC document |
| November 21, 2017 Filed Oct 24, 2018 20:59 UTC |
STROME MARK E10% owner
Strome Alpha Fund L P10% owner
STROME INVESTMENT MANAGEMENT LP10% owner
STROME GROUP, INC.10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 333,333 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001736749-18-000011 · primary_doc.xml · derivative · entry 2 STROME MARK E · CIK 0000919484 · 10% owner Strome Alpha Fund L P · CIK 0001324539 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · 10% owner STROME GROUP, INC. · CIK 0001724136 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,000,000 Underlying: Common Stock · 333,333 shares Expires 2022-11-20 F5 · price: As additional consideration for Strome Alpha's funding of the Participation Agreement and to encourage Strome Alpha's continued investment in Zivo, Laith Yaldoo, the Manager of HEP, assigned this warrant to Strome Alpha. No valuation of this portion of the consideration was assigned. F3 · ownership.nature: This filing is made on behalf of Strome Mezzanine, Strome Alpha, Strome Investment Management, LP, Strome Group, Inc., and Mark Strome (together,the "Reporting Persons"). Strome Investment Management, LP is the general partner of Strome Mezzanine and Strome Alpha. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark Strome is the President and CEO of Strome Group, Inc. Strome Investment Management, LP, Strome Group, Inc., and Mark Strome may be deemed to share voting and investment power for the shares held by Strome Mezzanine and Strome Alpha. F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| November 21, 2017 Filed Oct 24, 2018 20:59 UTC |
STROME MARK E10% owner
Strome Alpha Fund L P10% owner
STROME INVESTMENT MANAGEMENT LP10% owner
STROME GROUP, INC.10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 666,667 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001736749-18-000011 · primary_doc.xml · derivative · entry 1 STROME MARK E · CIK 0000919484 · 10% owner Strome Alpha Fund L P · CIK 0001324539 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · 10% owner STROME GROUP, INC. · CIK 0001724136 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 666,667 Underlying: Common Stock · 666,667 shares Expires 2022-11-20 F1 · price: Strome Mezzanine Fund, L.P. ("Strome Mezzanine") entered into a Participation Agreement dated July 21, 2017 (the "Participation Agreement") with HEP Investments, LLC ("HEP") and Zivo Bioscience, Inc. ("Zivo"), as amended by the Amendment to Participation Agreement, Guaranty, Warrants and Amended and Restated Registration Rights Agreement dated November 15, 2017 (the "Amendment"), which added Strome Alpha Fund LP ("Strome Alpha") as a party to the Participation Agreement. A copy of the Participation Agreement was filed with Strome Mezzanine's Schedule 13D on July 31, 2017, and a copy of the Amendment was filed with Strome Mezzanine's Schedule 13D/A on November 21, 2017. Under the terms of the Participation Agreement, Strome Mezzanine and Strome Alpha agreed to fund a portion of a Ninth Amended and Restated Secured Promissory Note made by Zivo in favor of HEP. F2 · price: As additional consideration for Strome Mezzanine's funding of the Participation Agreement and to encourage Strome Mezzanine's continued investment in Zivo, Laith Yaldoo, the Manager of HEP, assigned this warrant to Strome Mezzanine. No valuation of this portion of the consideration was assigned. F3 · ownership.nature: This filing is made on behalf of Strome Mezzanine, Strome Alpha, Strome Investment Management, LP, Strome Group, Inc., and Mark Strome (together,the "Reporting Persons"). Strome Investment Management, LP is the general partner of Strome Mezzanine and Strome Alpha. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark Strome is the President and CEO of Strome Group, Inc. Strome Investment Management, LP, Strome Group, Inc., and Mark Strome may be deemed to share voting and investment power for the shares held by Strome Mezzanine and Strome Alpha. F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 23:14 UTC |
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 16,666,667 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001713153-17-000003 · primary_doc.xml · derivative · entry 1 STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666,667 Underlying: Common Stock · 16,666,667 shares Expires 2019-11-16 F1 · price: The Reporting Person entered into a Participation Agreement dated July 21, 2017 (the "Participation Agreement") with HEP Investments, LLC ("HEP") and Zivo Bioscience, Inc. ("Zivo"), as amended by the Amendment to Participation Agreement, Guaranty, Warrants and Amended and Restated Registration Rights Agreement dated November 15, 2017 (the "Amendment") under which the Reporting Person agreed to fund a portion of a Ninth Amended and Restated Secured Promissory Note made by Zivo in favor of HEP. Under the terms of the Participation Agreement, Zivo issues warrants to the Reporting Person upon certain funding benchmarks. A copy of the Participation Agreement was filed with the Reporting Person's Schedule 13D on July 31, 2017, and a copy of the Amendment was filed with the Reporting Person's Schedule 13D/A on November 21, 2017. F2 · balance_after: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 17:08 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 20,000 | $0.08 | $1,600.00 |
DisclosureSEC source: 0001078782-17-001636 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,815,831 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:15 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 41,000 | $0.08 | $3,280.00 |
DisclosureSEC source: 0001078782-17-001584 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,795,831 Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 21:15 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 52,000 | $0.07 | $3,640.00 |
DisclosureSEC source: 0001078782-17-001584 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,754,831 Read SEC document |
| November 08, 2017 Filed Feb 9, 2018 22:12 UTC |
RICE II PHILIP MDirector · Chief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 6,000,000 | Not disclosed Strike: $0.08 | Not disclosed |
DisclosureSEC source: 0001078782-18-000113 · primary_doc.xml · derivative · entry 26 RICE II PHILIP M · CIK 0001534921 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000,000 Underlying: Common Stock · 6,000,000 shares Expires 2022-11-08 F2 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| November 08, 2017 Filed Feb 9, 2018 21:22 UTC |
DAHL ANDREW APresident/CEO
|
GrantCommon Stock Purchase Warrant · Derivative | 10,000,000 | Not disclosed Strike: $0.08 | Not disclosed |
DisclosureSEC source: 0001078782-18-000112 · primary_doc.xml · derivative · entry 1 DAHL ANDREW A · CIK 0001537603 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000,000 Underlying: Common Stock · 10,000,000 shares Expires 2022-11-08 F1 · price: The warrants were issued to the reporting person as compensation for his services as President and CEO. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 17:34 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 50,000 | $0.08 | $4,000.00 |
DisclosureSEC source: 0001078782-17-001470 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,652,831 Read SEC document |
| October 26, 2017 Filed Nov 2, 2017 19:28 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 50,000 | $0.07 | $3,500.00 |
DisclosureSEC source: 0001078782-17-001495 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,702,831 Read SEC document |
| October 19, 2017 Filed Feb 9, 2018 22:12 UTC |
RICE II PHILIP MDirector · Chief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 50,000 | Not disclosed Strike: $0.07 | Not disclosed |
DisclosureSEC source: 0001078782-18-000113 · primary_doc.xml · derivative · entry 25 RICE II PHILIP M · CIK 0001534921 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-10-19 F2 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 20, 2017 Filed Oct 5, 2017 22:37 UTC |
STROME MEZZANINE FUND, LP10% owner
|
PurchaseConvertible Debt · Derivative | 5,000,000 | $500,000.00 Strike: $0.10 | $2,500,000,000,000.00 |
DisclosureSEC source: 0001713153-17-000002 · primary_doc.xml · derivative · entry 2 STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Participation Agreement Disclosed balance after: 10,000,000 Underlying: Common Stock · 5,000,000 shares Expires 2018-09-30 F2 · balance_after: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 ("Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. F3 · ownership.nature: Under the Participation Agreement the Reporting Person has funded $1,000,000 of the Note and may demand that HEP convert the Reporting Person's portion of the Note. Read SEC document |
| September 20, 2017 Filed Oct 5, 2017 22:37 UTC |
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 250,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001713153-17-000002 · primary_doc.xml · derivative · entry 1 STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2022-09-19 F1 · price: The Reporting Person entered into a Participation Agreement dated July 21, 2017 (the "Participation Agreement") with HEP Investments, LLC ("HEP") and Zivo Bioscience, Inc. ("Zivo"), under which the Reporting Person agreed to fund a portion of a Ninth Amended and Restated Secured Promissory Note (the "Note"). Under the terms of the Participation Agreement, Zivo issues warrants to the Reporting Person upon certain funding benchmarks. A copy of the Participation Agreement was filed with the Reporting Person's Schedule 13D on July 31, 2017. F2 · balance_after: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 ("Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| September 11, 2017 Filed Feb 9, 2018 22:12 UTC |
RICE II PHILIP MDirector · Chief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 500,000 | Not disclosed Strike: $0.07 | Not disclosed |
DisclosureSEC source: 0001078782-18-000113 · primary_doc.xml · derivative · entry 24 RICE II PHILIP M · CIK 0001534921 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2022-09-11 F2 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 11, 2017 Filed Apr 8, 2020 19:50 UTC |
RONDEAU ROBERT O JRDirector
|
GrantCommon Stock Purchase Warrant · Derivative | 500,000 | Not disclosed Strike: $0.07 | Not disclosed |
DisclosureSEC source: 0001078782-20-000240 · primary_doc.xml · derivative · entry 2 RONDEAU ROBERT O JR · CIK 0001669678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2022-09-11 F1 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 11, 2017 Filed Apr 8, 2020 19:58 UTC |
PAYNE JOHN BERNARDDirector
|
GrantCommon Stock Purchase Warrant · Derivative | 500,000 | Not disclosed Strike: $0.07 | Not disclosed |
DisclosureSEC source: 0001078782-20-000241 · primary_doc.xml · derivative · entry 3 PAYNE JOHN BERNARD · CIK 0001582392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2022-09-11 F1 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 11, 2017 Filed Apr 24, 2020 15:56 UTC |
Masterson Nola EDirector
|
GrantCommon Stock Purchase Warrant · Derivative | 500,000 | Not disclosed Strike: $0.07 | Not disclosed |
DisclosureSEC source: 0001078782-20-000283 · primary_doc.xml · derivative · entry 5 Masterson Nola E · CIK 0001305231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2022-09-11 F1 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 10, 2017 Filed Sep 25, 2018 18:33 UTC |
Maggiore Christopher D.Director · 10% owner
|
GrantCommon Stock Purchase Warrant · Derivative | 500,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001078782-18-001040 · primary_doc.xml · derivative · entry 5 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2022-09-10 F1 · price: A The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 21:22 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 20,000 | $0.07 | $1,350.00 |
DisclosureSEC source: 0001078782-17-001213 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,602,831 Read SEC document |
| August 13, 2017 Filed Feb 9, 2018 22:12 UTC |
RICE II PHILIP MDirector · Chief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 50,000 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0001078782-18-000113 · primary_doc.xml · derivative · entry 23 RICE II PHILIP M · CIK 0001534921 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-08-13 F2 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| May 12, 2017 Filed Jun 14, 2017 18:06 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 10,000 | $0.07 | $700.00 |
DisclosureSEC source: 0001078782-17-000855 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,582,831 Read SEC document |
| May 12, 2017 Filed Feb 9, 2018 22:12 UTC |
RICE II PHILIP MDirector · Chief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 50,000 | Not disclosed Strike: $0.09 | Not disclosed |
DisclosureSEC source: 0001078782-18-000113 · primary_doc.xml · derivative · entry 22 RICE II PHILIP M · CIK 0001534921 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-05-12 F2 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| May 08, 2017 Filed Jun 14, 2017 18:06 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 30,000 | $0.07 | $2,130.00 |
DisclosureSEC source: 0001078782-17-000855 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,572,831 Read SEC document |
| May 07, 2017 Filed Jun 14, 2017 18:06 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 44,000 | $0.07 | $2,948.00 |
DisclosureSEC source: 0001078782-17-000855 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,542,831 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 17:40 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 10,000 | $0.09 | $948.00 |
DisclosureSEC source: 0001078782-17-000568 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,498,831 Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:40 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 45,000 | $0.07 | $3,073.50 |
DisclosureSEC source: 0001078782-17-000568 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,488,831 Read SEC document |
| April 24, 2017 Filed Apr 28, 2017 17:40 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 59,000 | $0.06 | $3,445.60 |
DisclosureSEC source: 0001078782-17-000568 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,443,831 Read SEC document |
| March 31, 2017 Filed Feb 9, 2018 22:12 UTC |
RICE II PHILIP MDirector · Chief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 50,000 | Not disclosed Strike: $0.08 | Not disclosed |
DisclosureSEC source: 0001078782-18-000113 · primary_doc.xml · derivative · entry 21 RICE II PHILIP M · CIK 0001534921 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-03-31 F2 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| November 14, 2016 Filed Feb 9, 2018 22:12 UTC |
RICE II PHILIP MDirector · Chief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 50,000 | Not disclosed Strike: $0.08 | Not disclosed |
DisclosureSEC source: 0001078782-18-000113 · primary_doc.xml · derivative · entry 20 RICE II PHILIP M · CIK 0001534921 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2021-11-14 F2 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 10, 2016 Filed Feb 9, 2018 22:12 UTC |
RICE II PHILIP MDirector · Chief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 250,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001078782-18-000113 · primary_doc.xml · derivative · entry 19 RICE II PHILIP M · CIK 0001534921 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2021-09-10 F2 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 10, 2016 Filed Sep 25, 2018 18:33 UTC |
Maggiore Christopher D.Director · 10% owner
|
GrantCommon Stock Purchase Warrant · Derivative | 250,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001078782-18-001040 · primary_doc.xml · derivative · entry 4 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2021-09-10 F1 · price: A The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 10, 2016 Filed Apr 8, 2020 19:50 UTC |
RONDEAU ROBERT O JRDirector
|
GrantCommon Stock Purchase Warrant · Derivative | 250,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001078782-20-000240 · primary_doc.xml · derivative · entry 1 RONDEAU ROBERT O JR · CIK 0001669678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2021-09-10 F1 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.