Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2026 Filed Apr 24, 2026 22:16 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LPAffiliate of 10% Owner
STROME GROUP, INC.Affiliate of 10% Owner
|
PurchaseCommon Stock | 100,000 | $2.00 | $200,000.00 |
DisclosureSEC source: 0001213900-26-047650 · ownership.xml · nonDerivative · entry 1 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · Affiliate of 10% Owner STROME GROUP, INC. · CIK 0001724136 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 572,942 F1 · shares: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer. F1 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer. F2 · ownership.nature: Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF II under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:06 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseCommon Stock | 1,543 | $9.72 | $14,997.96 |
DisclosureSEC source: 0001654954-26-001833 · section16.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · HEP Investment, LLC Disclosed balance after: 583,615 Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 11:22 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LPAffiliate of 10% Owner
STROME GROUP, INC.Affiliate of 10% Owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 2,000 | $0.00 Strike: $9.77 | $0.00 |
DisclosureSEC source: 0001213900-26-016803 · ownership.xml · derivative · entry 2 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · Affiliate of 10% Owner STROME GROUP, INC. · CIK 0001724136 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 45,071 Underlying: Common Stock · 2,000 shares Expires 2031-02-11 F1 · shares: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer. F1 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer. F2 · ownership.nature: Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF II under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 11:22 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LPAffiliate of 10% Owner
STROME GROUP, INC.Affiliate of 10% Owner
|
PurchaseCommon Stock | 20,000 | $9.77 | $195,400.00 |
DisclosureSEC source: 0001213900-26-016803 · ownership.xml · nonDerivative · entry 1 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · Affiliate of 10% Owner STROME GROUP, INC. · CIK 0001724136 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 472,942 F1 · shares: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer. F1 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer. F2 · ownership.nature: Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF II under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 14:21 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseCommon Stock | 2,434 | $10.27 | $24,997.18 |
DisclosureSEC source: 0001654954-26-001157 · section16.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · HEP Investments LLC Disclosed balance after: 582,072 Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:11 UTC |
Cornell Alison ADirector
|
PurchaseCommon Stock | 11,709 | $8.54 | $99,994.86 |
DisclosureSEC source: 0001654954-26-000652 · section16.xml · nonDerivative · entry 1 Cornell Alison A · CIK 0001549395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,481 Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:06 UTC |
PAYNE JOHN BERNARDDirector · President and CEO
|
PurchaseCommon Stock | 11,709 | $8.54 | $99,994.86 |
DisclosureSEC source: 0001654954-26-000651 · section16.xml · nonDerivative · entry 1 PAYNE JOHN BERNARD · CIK 0001582392 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,618 Read SEC document |
| January 14, 2026 Filed Jan 27, 2026 22:09 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 1,766 | $8.49 | $14,993.34 |
DisclosureSEC source: 0001654954-26-000631 · section16.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519,292 Read SEC document |
| January 14, 2026 Filed Jan 27, 2026 22:09 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseCommon Stock | 1,766 | $8.49 | $14,993.34 |
DisclosureSEC source: 0001654954-26-000630 · section16.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by HEP Investments LLC Disclosed balance after: 579,638 Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 23:43 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseCommon Stock | 2,777 | $9.00 | $24,993.00 |
DisclosureSEC source: 0001641073-25-000004 · primary_doc.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by HEP Investments LLC Disclosed balance after: 577,872 Read SEC document |
| October 13, 2025 Filed Oct 20, 2025 20:19 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LPAffiliate of 10% Owner
STROME GROUP, INC.Affiliate of 10% Owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 2,025 | $0.00 Strike: $12.34 | $0.00 |
DisclosureSEC source: 0001213900-25-100376 · ownership.xml · derivative · entry 2 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · Affiliate of 10% Owner STROME GROUP, INC. · CIK 0001724136 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 43,071 Underlying: Common Stock · 2,025 shares Expires 2030-10-12 F1 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer. F2 · ownership.nature: Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF II under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| October 13, 2025 Filed Oct 20, 2025 20:19 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LPAffiliate of 10% Owner
STROME GROUP, INC.Affiliate of 10% Owner
|
PurchaseCommon Stock | 20,259 | $12.34 | $249,996.06 |
DisclosureSEC source: 0001213900-25-100376 · ownership.xml · nonDerivative · entry 1 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · Affiliate of 10% Owner STROME GROUP, INC. · CIK 0001724136 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 452,942 F1 · shares: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer. F1 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer. F2 · ownership.nature: Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF II under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 22:10 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseCommon Stock | 1,659 | $12.05 | $19,990.95 |
DisclosureSEC source: 0001654954-25-011774 · section16.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by HEP Investments LLC Disclosed balance after: 575,095 Read SEC document |
| October 08, 2025 Filed Oct 9, 2025 20:28 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 23,682 | $12.01 | $284,420.82 |
DisclosureSEC source: 0001654954-25-011614 · section16.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517,526 F1 · balance_after: Due to an administrative error, the amount previously reported in this Item 5 overstated the aggregate beneficial ownership of the reporting person by 13,156 shares of Common Stock. The number stated in Item 5 to this Form 4 has been updated to correct the reporting person's aggregate beneficial ownership. Read SEC document |
| October 02, 2025 Filed Oct 7, 2025 00:36 UTC |
YALDOO LAITH LDirector · 10% owner
|
GrantNonstatutory Stock Options to buy Common Stock · Derivative | 926 | $10.20 Strike: $12.03 | $9,445.20 |
DisclosureSEC source: 0001654954-25-011515 · section16.xml · derivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926 Underlying: Common Stock · 926 shares Expires 2035-10-02 F1 · price: This option was issued to the reporting person pursuant to the 2024 Equity Incentive Plan for Non-Employee Directors in lieu of retainer fees of $9,452.05. Read SEC document |
| October 02, 2025 Filed Oct 7, 2025 00:30 UTC |
Maggiore Christopher D.Director · 10% owner
|
GrantNonstatutory Stock Options to buy Common Stock · Derivative | 1,075 | $10.20 Strike: $12.03 | $10,965.00 |
DisclosureSEC source: 0001654954-25-011513 · section16.xml · derivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,075 Underlying: Common Stock · 1,075 shares Expires 2035-10-02 F1 · price: This option was issued to the reporting person pursuant to the 2024 Equity Incentive Plan for Non-Employee Directors in lieu of retainer fees of $10,964.38 Read SEC document |
| October 02, 2025 Filed Oct 7, 2025 00:23 UTC |
Cornell Alison ADirector
|
GrantNonstatutory Stock Options to buy Common Stock · Derivative | 1,223 | $10.20 Strike: $12.03 | $12,474.60 |
DisclosureSEC source: 0001654954-25-011510 · section16.xml · derivative · entry 1 Cornell Alison A · CIK 0001549395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,223 Underlying: Common Stock · 1,223 shares Expires 2035-10-02 F1 · price: This option was issued to the reporting person pursuant to the 2024 Equity Incentive Plan for Non-Employee Directors in lieu of retainer fees of $12,476.71. Read SEC document |
| September 30, 2025 Filed Oct 3, 2025 01:19 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseCommon Stock | 15,322 | $15.99 | $244,998.78 |
DisclosureSEC source: 0001641073-25-000003 · primary_doc.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by HEP Investments LLC Disclosed balance after: 573,436 Read SEC document |
| June 13, 2025 Filed Jun 16, 2025 21:04 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseWarrant for Common Stock · Derivative | 348 | $14.33 Strike: $14.33 | $4,986.84 |
DisclosureSEC source: 0001654954-25-007028 · section16.xml · derivative · entry 2 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HEP Investments LLC Disclosed balance after: 348 Underlying: Common Stock · 348 shares Expires 2030-06-13 Read SEC document |
| June 13, 2025 Filed Jun 16, 2025 21:04 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseCommon Stock | 3,488 | $14.33 | $49,983.04 |
DisclosureSEC source: 0001654954-25-007028 · section16.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HEP Investments LLC Disclosed balance after: 558,114 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 01:42 UTC |
Maggiore Christopher D.Director · 10% owner
|
SaleCommon Stock | 20 | $16.25 | $325.00 |
DisclosureSEC source: 0001654954-25-004085 · section16.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,000 Read SEC document |
| January 22, 2025 Filed Apr 4, 2025 12:23 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseCommon Stock | 2,880 | $17.53 | $50,480.64 |
DisclosureSEC source: 0001654954-25-003907 · section16.xml · nonDerivative · entry 2 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HEP Investments LLC Disclosed balance after: 554,626 F2 · shares: The shares were acquired in exchange for the release of certain obligations of the Company under the License Co-Development Participation Agreement. Read SEC document |
| January 22, 2025 Filed Apr 4, 2025 12:23 UTC |
YALDOO LAITH LDirector · 10% owner
|
PurchaseCommon Stock | 7,200 | $17.53 | $126,201.60 |
DisclosureSEC source: 0001654954-25-003907 · section16.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HEP Investments LLC Disclosed balance after: 551,746 F1 · shares: The shares were acquired in exchange for the release of certain obligations of the Company under the License Co-Development Participation Agreement. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 13:00 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LPAffiliate of 10% Owner
STROME GROUP, INC.Affiliate of 10% Owner
|
OtherCommon Stock | 34,000 | $18.50 | $629,000.00 |
DisclosureSEC source: 0001213900-25-004766 · ownership.xml · nonDerivative · entry 1 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · Affiliate of 10% Owner STROME GROUP, INC. · CIK 0001724136 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 432,683 F1 · shares: The reported securities are owned directly by Strome Mezzanine Fund, LP ("SMF"). On January 17, 2025, SMF entered into an Exchange Agreement with the Issuer, pursuant to which in exchange for cancelling the License Co-Development Participation Agreement between the Issuer and SMF dated October 8, 2020, the Issuer agreed to issue to SMF the reported securities. F1 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund, LP ("SMF"). On January 17, 2025, SMF entered into an Exchange Agreement with the Issuer, pursuant to which in exchange for cancelling the License Co-Development Participation Agreement between the Issuer and SMF dated October 8, 2020, the Issuer agreed to issue to SMF the reported securities. F2 · ownership.nature: Strome Investment Management, LP is the general partner of SMF. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:40 UTC |
YALDOO LAITH LDirector · 10% owner
|
GrantCommon Stock | 5,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-000107 · section16.xml · nonDerivative · entry 2 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 542,111 Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:40 UTC |
YALDOO LAITH LDirector · 10% owner
|
GrantCommon Stock | 5,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-000107 · section16.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 536,371 Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:25 UTC |
Masterson Nola EDirector
|
GrantCommon Stock | 7,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-000103 · section16.xml · nonDerivative · entry 2 Masterson Nola E · CIK 0001305231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,906 Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:25 UTC |
Masterson Nola EDirector
|
GrantCommon Stock | 1,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-000103 · section16.xml · nonDerivative · entry 1 Masterson Nola E · CIK 0001305231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,378 Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:27 UTC |
Maggiore Christopher D.Director · 10% owner
|
GrantCommon Stock | 7,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-000105 · section16.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,020 Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:27 UTC |
Maggiore Christopher D.Director · 10% owner
|
GrantCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-000105 · section16.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,743 Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:24 UTC |
Cornell Alison ADirector
|
GrantCommon Stock | 8,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-000101 · section16.xml · nonDerivative · entry 2 Cornell Alison A · CIK 0001549395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,772 Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:24 UTC |
Cornell Alison ADirector
|
GrantCommon Stock | 1,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-000101 · section16.xml · nonDerivative · entry 1 Cornell Alison A · CIK 0001549395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,491 Read SEC document |
| December 26, 2024 Filed Dec 31, 2024 11:47 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LP10% owner
STROME GROUP, INC.10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 7,500 | $0.00 Strike: $20.19 | $0.00 |
DisclosureSEC source: 0001213900-24-113655 · ownership.xml · derivative · entry 2 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · 10% owner STROME GROUP, INC. · CIK 0001724136 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 44,171 Underlying: Common Stock · 7,500 shares Expires 2029-12-26 F1 · shares: The reported securities are held by Strome Mezzanine Fund II, LP ("SMF II). Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for the shares held by SME II. The Reporting Persons disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. F1 · derivative.underlying_shares: The reported securities are held by Strome Mezzanine Fund II, LP ("SMF II). Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for the shares held by SME II. The Reporting Persons disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. F1 · ownership.nature: The reported securities are held by Strome Mezzanine Fund II, LP ("SMF II). Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for the shares held by SME II. The Reporting Persons disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| December 26, 2024 Filed Dec 31, 2024 11:47 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LP10% owner
STROME GROUP, INC.10% owner
|
PurchaseCommon Stock | 75,000 | $20.19 | $1,514,250.00 |
DisclosureSEC source: 0001213900-24-113655 · ownership.xml · nonDerivative · entry 1 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · 10% owner STROME GROUP, INC. · CIK 0001724136 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 398,683 F1 · shares: The reported securities are held by Strome Mezzanine Fund II, LP ("SMF II). Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for the shares held by SME II. The Reporting Persons disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. F1 · ownership.nature: The reported securities are held by Strome Mezzanine Fund II, LP ("SMF II). Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for the shares held by SME II. The Reporting Persons disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| October 16, 2024 Filed Oct 16, 2024 20:07 UTC |
PAYNE JOHN BERNARDDirector · President and CEO
|
PurchaseCommon Stock Warrant · Derivative | 634 | $15.77 Strike: $15.77 | $9,995.01 |
DisclosureSEC source: 0001654954-24-013034 · section16.xml · derivative · entry 2 PAYNE JOHN BERNARD · CIK 0001582392 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 634 Underlying: Common Stock · 634 shares Expires 2029-10-15 Read SEC document |
| October 16, 2024 Filed Oct 16, 2024 20:07 UTC |
PAYNE JOHN BERNARDDirector · President and CEO
|
PurchaseCommon Stock | 6,343 | $15.76 | $99,965.68 |
DisclosureSEC source: 0001654954-24-013034 · section16.xml · nonDerivative · entry 1 PAYNE JOHN BERNARD · CIK 0001582392 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,909 Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 23:33 UTC |
YALDOO LAITH LDirector
|
PurchaseWarrant to Purchase Common Stock · Derivative | 313 | $15.96 Strike: $15.96 | $4,994.54 |
DisclosureSEC source: 0001641073-24-000004 · primary_doc.xml · derivative · entry 2 YALDOO LAITH L · CIK 0001641073 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 313 Underlying: Common Stock · 313 shares Expires 2029-10-15 Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 23:33 UTC |
YALDOO LAITH LDirector
|
PurchaseCommon Stock | 3,133 | $15.96 | $49,993.28 |
DisclosureSEC source: 0001641073-24-000004 · primary_doc.xml · nonDerivative · entry 1 YALDOO LAITH L · CIK 0001641073 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 533,424 Read SEC document |
| August 27, 2024 Filed Jan 24, 2025 00:48 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LPAffiliate of 10% Owner
STROME GROUP, INC.Affiliate of 10% Owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 3,000 | $0.00 Strike: $8.44 | $0.00 |
DisclosureSEC source: 0001213900-25-006114 · ownership.xml · derivative · entry 2 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · Affiliate of 10% Owner STROME GROUP, INC. · CIK 0001724136 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 44,171 Underlying: Common Stock · Not disclosed shares Expires 2029-08-27 F1 · shares: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II). F1 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II). F2 · ownership.nature: Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| August 27, 2024 Filed Jan 24, 2025 00:48 UTC |
STROME MARK E10% owner
STROME INVESTMENT MANAGEMENT LPAffiliate of 10% Owner
STROME GROUP, INC.Affiliate of 10% Owner
|
PurchaseCommon Stock | 30,000 | $8.44 | $253,200.00 |
DisclosureSEC source: 0001213900-25-006114 · ownership.xml · nonDerivative · entry 1 STROME MARK E · CIK 0000919484 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · Affiliate of 10% Owner STROME GROUP, INC. · CIK 0001724136 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By entity Disclosed balance after: 398,683 F1 · shares: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II). F1 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II). F2 · ownership.nature: Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:09 UTC |
Cornell Alison ADirector
|
PurchaseCommon Stock Purchase Warrants · Derivative | 1,199 | $8.34 Strike: $8.34 | $9,999.66 |
DisclosureSEC source: 0001654954-24-011075 · section16.xml · derivative · entry 2 Cornell Alison A · CIK 0001549395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,199 Underlying: Common Stock · 1,199 shares Expires 2029-08-22 Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:09 UTC |
Cornell Alison ADirector
|
PurchaseCommon Stock | 11,990 | $8.34 | $99,996.60 |
DisclosureSEC source: 0001654954-24-011075 · section16.xml · nonDerivative · entry 1 Cornell Alison A · CIK 0001549395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,975 Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:05 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock Purchase Warrants · Derivative | 3,133 | $8.34 Strike: $8.34 | $26,129.22 |
DisclosureSEC source: 0001654954-24-011071 · section16.xml · derivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,133 Underlying: Common Stock · 3,133 shares Expires 2029-08-22 Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:05 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 31,336 | $8.34 | $261,342.24 |
DisclosureSEC source: 0001654954-24-011071 · section16.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498,443 Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 20:58 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 208 | $8.05 Strike: $8.05 | $1,674.40 |
DisclosureSEC source: 0001654954-24-009647 · section16.xml · derivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208 Underlying: Common Stock · 208 shares Expires 2029-07-26 Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 20:58 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 2,080 | $8.05 | $16,744.00 |
DisclosureSEC source: 0001654954-24-009647 · section16.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,107 Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 21:37 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 3,764 | $7.97 | $29,999.08 |
DisclosureSEC source: 0001654954-24-007745 · section16.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,027 Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 21:37 UTC |
Cornell Alison ADirector
|
GrantCommon Stock | 6,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-24-007746 · section16.xml · nonDerivative · entry 1 Cornell Alison A · CIK 0001549395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,985 Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 21:37 UTC |
Maggiore Christopher D.Director · 10% owner
|
GrantCommon Stock | 6,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-24-007745 · section16.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,263 Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 21:36 UTC |
Masterson Nola EDirector
|
GrantCommon Stock | 6,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-24-007744 · section16.xml · nonDerivative · entry 1 Masterson Nola E · CIK 0001305231 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,024 F1 · balance_after: The reporting person's previous Form 4 filed on June 6, 2024 inadvertently included an additional 66 shares of common stock in the total securities beneficially owned, which has been corrected in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.