Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 75,000 | $0.12 | $9,000.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 11 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,022,520 Read SEC document |
| December 24, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 60,000 | $0.11 | $6,600.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 10 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,947,520 Read SEC document |
| December 21, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 15,000 | $0.13 | $1,950.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 9 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,728,520 Read SEC document |
| December 20, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 46,000 | $0.13 | $5,980.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 8 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,713,520 Read SEC document |
| December 19, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 15,000 | $0.13 | $1,950.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 7 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,667,520 Read SEC document |
| December 18, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 91,000 | $0.13 | $11,830.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 6 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,652,520 Read SEC document |
| December 17, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 59,000 | $0.13 | $7,670.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 5 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,561,520 Read SEC document |
| December 14, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 40,000 | $0.12 | $4,800.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 4 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,502,520 Read SEC document |
| December 13, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 85,000 | $0.12 | $10,200.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,462,520 Read SEC document |
| December 12, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 35,000 | $0.13 | $4,550.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,377,520 Read SEC document |
| December 11, 2018 Filed Jan 3, 2019 20:47 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 12,000 | $0.14 | $1,680.00 |
DisclosureSEC source: 0001078782-19-000006 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,342,520 Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 19:31 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 172,000 | $0.12 | $20,640.00 |
DisclosureSEC source: 0001078782-18-001401 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,330,520 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 19:31 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 31,000 | $0.13 | $4,030.00 |
DisclosureSEC source: 0001078782-18-001401 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,158,520 Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 19:31 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 10,000 | $0.15 | $1,500.00 |
DisclosureSEC source: 0001078782-18-001401 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,127,520 Read SEC document |
| November 14, 2018 Filed Apr 8, 2020 19:24 UTC |
RICE II PHILIP MChief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 50,000 | Not disclosed Strike: $0.14 | Not disclosed |
DisclosureSEC source: 0001078782-20-000238 · primary_doc.xml · derivative · entry 5 RICE II PHILIP M · CIK 0001534921 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-11-14 F1 · price: The warrants were issued to the reporting person as compensation for acting as a Chief Financial Officer. Read SEC document |
| September 28, 2018 Filed Apr 8, 2020 19:50 UTC |
RONDEAU ROBERT O JRDirector
|
GrantCommon Stock Purchase Warrant · Derivative | 500,000 | Not disclosed Strike: $0.14 | Not disclosed |
DisclosureSEC source: 0001078782-20-000240 · primary_doc.xml · derivative · entry 3 RONDEAU ROBERT O JR · CIK 0001669678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2023-09-28 F1 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 28, 2018 Filed Apr 8, 2020 19:58 UTC |
PAYNE JOHN BERNARDDirector
|
GrantCommon Stock Purchase Warrant · Derivative | 500,000 | Not disclosed Strike: $0.14 | Not disclosed |
DisclosureSEC source: 0001078782-20-000241 · primary_doc.xml · derivative · entry 4 PAYNE JOHN BERNARD · CIK 0001582392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2023-09-26 F1 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 28, 2018 Filed Apr 8, 2020 19:24 UTC |
RICE II PHILIP MChief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 500,000 | Not disclosed Strike: $0.14 | Not disclosed |
DisclosureSEC source: 0001078782-20-000238 · primary_doc.xml · derivative · entry 4 RICE II PHILIP M · CIK 0001534921 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2023-09-28 F2 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 28, 2018 Filed Apr 24, 2020 15:56 UTC |
Masterson Nola EDirector
|
GrantCommon Stock Purchase Warrant · Derivative | 500,000 | Not disclosed Strike: $0.14 | Not disclosed |
DisclosureSEC source: 0001078782-20-000283 · primary_doc.xml · derivative · entry 6 Masterson Nola E · CIK 0001305231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2023-09-26 F1 · price: The warrants were issued to the reporting person as compensation for acting as a director. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 18:33 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 15,000 | $0.17 | $2,550.00 |
DisclosureSEC source: 0001078782-18-001040 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,117,520 Read SEC document |
| September 20, 2018 Filed Sep 25, 2018 18:33 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 46,689 | $0.17 | $7,937.13 |
DisclosureSEC source: 0001078782-18-001040 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,102,520 Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 20:48 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 17,000 | $0.14 | $2,380.00 |
DisclosureSEC source: 0001078782-18-001003 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,055,831 Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 18:19 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 18,000 | $0.15 | $2,700.00 |
DisclosureSEC source: 0001078782-18-000963 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,038,831 Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 14:56 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 17,000 | $0.15 | $2,550.00 |
DisclosureSEC source: 0001078782-18-000932 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,020,831 Read SEC document |
| August 24, 2018 Filed Aug 29, 2018 14:56 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 60,000 | $0.13 | $7,800.00 |
DisclosureSEC source: 0001078782-18-000932 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,003,831 Read SEC document |
| August 23, 2018 Filed Aug 29, 2018 14:56 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 25,000 | $0.12 | $3,000.00 |
DisclosureSEC source: 0001078782-18-000932 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,843,831 Read SEC document |
| August 14, 2018 Filed Apr 8, 2020 19:24 UTC |
RICE II PHILIP MChief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 50,000 | Not disclosed Strike: $0.12 | Not disclosed |
DisclosureSEC source: 0001078782-20-000238 · primary_doc.xml · derivative · entry 3 RICE II PHILIP M · CIK 0001534921 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-08-14 F1 · price: The warrants were issued to the reporting person as compensation for acting as a Chief Financial Officer. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 18:40 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 35,000 | $0.12 | $4,200.00 |
DisclosureSEC source: 0001078782-18-000798 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,918,831 Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 18:40 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 10,000 | $0.12 | $1,200.00 |
DisclosureSEC source: 0001078782-18-000798 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,883,831 Read SEC document |
| August 02, 2018 Filed Aug 7, 2018 18:40 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 40,000 | $0.12 | $4,800.00 |
DisclosureSEC source: 0001078782-18-000798 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,873,831 Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 19:09 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 15,000 | $0.11 | $1,650.00 |
DisclosureSEC source: 0001078782-18-000760 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,833,831 Read SEC document |
| July 20, 2018 Filed Jul 26, 2018 18:49 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 5,000 | $0.13 | $650.00 |
DisclosureSEC source: 0001078782-18-000735 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,818,831 Read SEC document |
| July 20, 2018 Filed Jul 26, 2018 18:49 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 5,000 | $0.12 | $600.00 |
DisclosureSEC source: 0001078782-18-000735 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,813,831 Read SEC document |
| July 17, 2018 Filed Jul 17, 2018 18:50 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 40,000 | $0.10 | $4,000.00 |
DisclosureSEC source: 0001078782-18-000708 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,808,831 Read SEC document |
| June 28, 2018 Filed Oct 24, 2018 20:59 UTC |
STROME MARK E10% owner
Strome Alpha Fund L P10% owner
STROME INVESTMENT MANAGEMENT LP10% owner
STROME GROUP, INC.10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseConvertible Debt · Derivative | Not disclosed | $691,187.00 Strike: $0.10 | $691,187.00 |
DisclosureSEC source: 0001736749-18-000011 · primary_doc.xml · derivative · entry 3 STROME MARK E · CIK 0000919484 · 10% owner Strome Alpha Fund L P · CIK 0001324539 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · 10% owner STROME GROUP, INC. · CIK 0001724136 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 6,911,870 shares Expires 2019-04-01 F6 · price: On June 28, 2018, Strome Mezzanine, Strome Alpha, HEP and Zivo entered into the First Amended and Restated Participation Agreement (the "A&R Participation Agreement"). Under the terms of the A&R Participation Agreement, Strome Mezzanine purchased a participation right in the Eleventh Amended and Restated Senior Secured Promissory Note dated May 16, 2018 (the "Eleventh A&R Note") in the amount of $691,187. The Eleventh A&R Note accrues interest at a rate of eleven percent per annum. The principal amount of the Eleventh A&R Note and accrued interest are convertible to Common Stock of Zivo at $0.10 per share. F7 · valueOwnedAfter: Under the A&R Participation Agreement, upon conversion Strome Mezzanine and Strome Alpha will receive shares of Common Stock equal to the principal and one-half of the accrued interest but unpaid interest, converted at $0.10 per share. If all of the principal and accrued but unpaid interest were converted as of the date hereof, Strome Mezzanine and Strome Alpha would receive a combined 22,952,461 shares of Common Stock. Under the terms of the A&R Participation Agreement, Strome Mezzanine would receive 17,697,804 shares upon conversion , and Strome Alpha would receive 5,254,657 of the shares issued upon conversion. A copy of the A&R Participation Agreement was filed with Strome Mezzanine's Schedule 13D on October 24, 2018, and a copy of the Eleventh A&R Note was filed with Zivo's Form 8-K on May 18, 2018. F3 · ownership.nature: This filing is made on behalf of Strome Mezzanine, Strome Alpha, Strome Investment Management, LP, Strome Group, Inc., and Mark Strome (together,the "Reporting Persons"). Strome Investment Management, LP is the general partner of Strome Mezzanine and Strome Alpha. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark Strome is the President and CEO of Strome Group, Inc. Strome Investment Management, LP, Strome Group, Inc., and Mark Strome may be deemed to share voting and investment power for the shares held by Strome Mezzanine and Strome Alpha. F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| June 07, 2018 Filed Oct 24, 2018 20:59 UTC |
STROME MARK E10% owner
Strome Alpha Fund L P10% owner
STROME INVESTMENT MANAGEMENT LP10% owner
STROME GROUP, INC.10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 9,000,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001736749-18-000011 · primary_doc.xml · derivative · entry 5 STROME MARK E · CIK 0000919484 · 10% owner Strome Alpha Fund L P · CIK 0001324539 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · 10% owner STROME GROUP, INC. · CIK 0001724136 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,000,000 Underlying: Common Stock · 9,000,000 shares Expires 2023-06-01 F8 · price: Under the terms of the A&R Participation Agreement, in consideration of Strome Mezzanine purchasing a participation right in the Eleventh A&R Note, Zivo issued this warrant to Strome Mezzanine. F3 · ownership.nature: This filing is made on behalf of Strome Mezzanine, Strome Alpha, Strome Investment Management, LP, Strome Group, Inc., and Mark Strome (together,the "Reporting Persons"). Strome Investment Management, LP is the general partner of Strome Mezzanine and Strome Alpha. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark Strome is the President and CEO of Strome Group, Inc. Strome Investment Management, LP, Strome Group, Inc., and Mark Strome may be deemed to share voting and investment power for the shares held by Strome Mezzanine and Strome Alpha. F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| June 07, 2018 Filed Oct 24, 2018 20:59 UTC |
STROME MARK E10% owner
Strome Alpha Fund L P10% owner
STROME INVESTMENT MANAGEMENT LP10% owner
STROME GROUP, INC.10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 16,000,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001736749-18-000011 · primary_doc.xml · derivative · entry 4 STROME MARK E · CIK 0000919484 · 10% owner Strome Alpha Fund L P · CIK 0001324539 · 10% owner STROME INVESTMENT MANAGEMENT LP · CIK 0000936711 · 10% owner STROME GROUP, INC. · CIK 0001724136 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,000,000 Underlying: Common Stock · 16,000,000 shares Expires 2023-06-01 F8 · price: Under the terms of the A&R Participation Agreement, in consideration of Strome Mezzanine purchasing a participation right in the Eleventh A&R Note, Zivo issued this warrant to Strome Mezzanine. F3 · ownership.nature: This filing is made on behalf of Strome Mezzanine, Strome Alpha, Strome Investment Management, LP, Strome Group, Inc., and Mark Strome (together,the "Reporting Persons"). Strome Investment Management, LP is the general partner of Strome Mezzanine and Strome Alpha. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark Strome is the President and CEO of Strome Group, Inc. Strome Investment Management, LP, Strome Group, Inc., and Mark Strome may be deemed to share voting and investment power for the shares held by Strome Mezzanine and Strome Alpha. F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:14 UTC |
STROME MARK E10% owner
|
PurchaseCommon Stock | 4,268,163 | $0.10 | $426,816.30 |
DisclosureSEC source: 0000919484-18-000001 · primary_doc.xml · nonDerivative · entry 2 STROME MARK E · CIK 0000919484 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 13,088,129 F1 · balance_after: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 ("Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. F2 · ownership.nature: By the Mark E. Strome Living Trust, U/A/D January 15, 1997. Read SEC document |
| May 17, 2018 Filed May 17, 2018 20:57 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 52,000 | $0.10 | $5,200.00 |
DisclosureSEC source: 0001078782-18-000576 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,768,831 Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:57 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 111,000 | $0.09 | $9,990.00 |
DisclosureSEC source: 0001078782-18-000576 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,716,831 Read SEC document |
| May 16, 2018 Filed Sep 17, 2018 20:48 UTC |
Maggiore Christopher D.Director · 10% owner
|
GrantCommon Stock Purchase Warrant · Derivative | 5,000,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001078782-18-001003 · primary_doc.xml · derivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common Stock · 5,000,000 shares Expires 2023-05-16 F1 · price: Acquired in a private transaction from a 3rd party. Read SEC document |
| May 11, 2018 Filed May 25, 2018 20:14 UTC |
STROME MARK E10% owner
|
PurchaseCommon Stock | 8,819,966 | $0.10 | $881,996.60 |
DisclosureSEC source: 0000919484-18-000001 · primary_doc.xml · nonDerivative · entry 1 STROME MARK E · CIK 0000919484 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 8,819,966 F1 · balance_after: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 ("Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. F2 · ownership.nature: By the Mark E. Strome Living Trust, U/A/D January 15, 1997. Read SEC document |
| May 01, 2018 Filed Sep 17, 2018 20:48 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 5,000,000 | $0.10 | $500,000.00 |
DisclosureSEC source: 0001078782-18-001003 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,038,831 Read SEC document |
| April 23, 2018 Filed Apr 8, 2020 19:24 UTC |
RICE II PHILIP MChief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 50,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001078782-20-000238 · primary_doc.xml · derivative · entry 2 RICE II PHILIP M · CIK 0001534921 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-04-23 F1 · price: The warrants were issued to the reporting person as compensation for acting as a Chief Financial Officer. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:20 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 39,000 | $0.11 | $4,290.00 |
DisclosureSEC source: 0001078782-18-000298 · primary_doc.xml · nonDerivative · entry 3 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,606,831 Read SEC document |
| March 07, 2018 Filed Mar 12, 2018 18:20 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 57,000 | $0.11 | $6,270.00 |
DisclosureSEC source: 0001078782-18-000298 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,567,831 Read SEC document |
| March 06, 2018 Filed Mar 12, 2018 18:20 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 20,000 | $0.11 | $2,200.00 |
DisclosureSEC source: 0001078782-18-000298 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,510,831 Read SEC document |
| March 05, 2018 Filed Mar 5, 2018 21:45 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 10,000 | $0.11 | $1,100.00 |
DisclosureSEC source: 0001078782-18-000261 · primary_doc.xml · nonDerivative · entry 2 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,490,831 Read SEC document |
| February 27, 2018 Filed Mar 5, 2018 21:45 UTC |
Maggiore Christopher D.Director · 10% owner
|
PurchaseCommon Stock | 50,000 | $0.12 | $6,000.00 |
DisclosureSEC source: 0001078782-18-000261 · primary_doc.xml · nonDerivative · entry 1 Maggiore Christopher D. · CIK 0001436075 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480,831 Read SEC document |
| February 21, 2018 Filed Apr 8, 2020 19:24 UTC |
RICE II PHILIP MChief Financial Officer
|
GrantCommon Stock Purchase Warrant · Derivative | 50,000 | Not disclosed Strike: $0.11 | Not disclosed |
DisclosureSEC source: 0001078782-20-000238 · primary_doc.xml · derivative · entry 1 RICE II PHILIP M · CIK 0001534921 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-02-21 F1 · price: The warrants were issued to the reporting person as compensation for acting as a Chief Financial Officer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.