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NYSE · USD

YUMC

Yum China Holdings, Inc.

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Tapewire entity
1255
SEC CIK
0001673358
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2021 Filed Mar 29, 2021 06:46 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012150 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,837

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 10:25 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 87 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012142 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,649

Underlying: Common Stock · 87 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 06:44 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012148 · form4.xml · derivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,238

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 06:44 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012148 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 10:52 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012156 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,936

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 10:52 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012156 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,318

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 10:50 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012154 · form4.xml · derivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,968

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 10:50 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012154 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,879

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:35 UTC
Wat JoeyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 77,532 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005312 · form4.xml · derivative · entry 3

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:35 UTC
Wat JoeyDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,630 $60.50 $703,615.00
Disclosure

SEC source: 0001127602-21-005312 · form4.xml · nonDerivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,230

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:35 UTC
Wat JoeyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 77,532 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005312 · form4.xml · nonDerivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 11:56 UTC
Zhang LeilaChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,824 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005075 · form4.xml · derivative · entry 3

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 11:56 UTC
Zhang LeilaChief Technology Officer
Tax withholdingCommon Stock 1,260 $61.06 $76,935.60
Disclosure

SEC source: 0001127602-21-005075 · form4.xml · nonDerivative · entry 2

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,198

Read SEC document
February 09, 2021 Filed Feb 11, 2021 11:56 UTC
Zhang LeilaChief Technology Officer
Exercise / conversionCommon Stock 3,824 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005075 · form4.xml · nonDerivative · entry 1

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 06:59 UTC
Yuen AikenChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005077 · form4.xml · derivative · entry 3

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 06:59 UTC
Yuen AikenChief People Officer
Tax withholdingCommon Stock 2,154 $61.06 $131,523.24
Disclosure

SEC source: 0001127602-21-005077 · form4.xml · nonDerivative · entry 2

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,658

Read SEC document
February 09, 2021 Filed Feb 11, 2021 06:59 UTC
Yuen AikenChief People Officer
Exercise / conversionCommon Stock 5,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005077 · form4.xml · nonDerivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 07:04 UTC
Tan DannyChief Supply Chain Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005081 · form4.xml · derivative · entry 3

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 07:04 UTC
Tan DannyChief Supply Chain Officer
Tax withholdingCommon Stock 3,898 $61.06 $238,011.88
Disclosure

SEC source: 0001127602-21-005081 · form4.xml · nonDerivative · entry 2

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,455

Read SEC document
February 09, 2021 Filed Feb 11, 2021 07:04 UTC
Tan DannyChief Supply Chain Officer
Exercise / conversionCommon Stock 9,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005081 · form4.xml · nonDerivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 11:54 UTC
Kuai JeffGeneral Manager, Pizza Hut
Exercise / conversionRestricted Stock Unit · Derivative 4,589 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005073 · form4.xml · derivative · entry 3

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 11:54 UTC
Kuai JeffGeneral Manager, Pizza Hut
Tax withholdingCommon Stock 1,604 $61.06 $97,940.24
Disclosure

SEC source: 0001127602-21-005073 · form4.xml · nonDerivative · entry 2

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,330

Read SEC document
February 09, 2021 Filed Feb 11, 2021 11:54 UTC
Kuai JeffGeneral Manager, Pizza Hut
Exercise / conversionCommon Stock 4,589 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005073 · form4.xml · nonDerivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 07:01 UTC
Huang JohnsonGeneral Manager, KFC
Exercise / conversionRestricted Stock Unit · Derivative 11,217 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005079 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 07:01 UTC
Huang JohnsonGeneral Manager, KFC
Tax withholdingCommon Stock 4,587 $61.06 $280,082.22
Disclosure

SEC source: 0001127602-21-005079 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,284

Read SEC document
February 09, 2021 Filed Feb 11, 2021 07:01 UTC
Huang JohnsonGeneral Manager, KFC
Exercise / conversionCommon Stock 11,217 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005079 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 06:52 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,824 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005071 · form4.xml · derivative · entry 3

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 06:52 UTC
Wang Alice HChief Public Affairs Officer
Tax withholdingCommon Stock 1,260 $61.06 $76,935.60
Disclosure

SEC source: 0001127602-21-005071 · form4.xml · nonDerivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,866

Read SEC document
February 09, 2021 Filed Feb 11, 2021 06:52 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionCommon Stock 3,824 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005071 · form4.xml · nonDerivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 12:08 UTC
Lu XuelingController and PAO
Exercise / conversionRestricted Stock Unit · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005084 · form4.xml · derivative · entry 3

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 12:08 UTC
Lu XuelingController and PAO
Tax withholdingCommon Stock 614 $61.06 $37,490.84
Disclosure

SEC source: 0001127602-21-005084 · form4.xml · nonDerivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,762

Read SEC document
February 09, 2021 Filed Feb 11, 2021 12:08 UTC
Lu XuelingController and PAO
Exercise / conversionCommon Stock 2,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005084 · form4.xml · nonDerivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 11:13 UTC
Zhang LeilaChief Technology Officer
GrantStock Appreciation Right · Derivative 17,199 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004519 · form4.xml · derivative · entry 1

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,199

Underlying: Common Stock · 17,199 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 06:18 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 26,137 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004526 · form4.xml · derivative · entry 2

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,137

Underlying: Common Stock · 26,137 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · shares: Represents the special grant of restricted stock units that were awarded to select employees of the Company.

F4 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 06:18 UTC
Chan JosephChief Legal Officer
GrantStock Appreciation Right · Derivative 32,248 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004526 · form4.xml · derivative · entry 1

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,248

Underlying: Common Stock · 32,248 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 06:05 UTC
Yuen AikenChief People Officer
GrantStock Appreciation Right · Derivative 20,066 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004510 · form4.xml · derivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,066

Underlying: Common Stock · 20,066 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 06:08 UTC
Tan DannyChief Supply Chain Officer
GrantStock Appreciation Right · Derivative 28,665 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004513 · form4.xml · derivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,665

Underlying: Common Stock · 28,665 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 11:11 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantStock Appreciation Right · Derivative 20,066 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004516 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,066

Underlying: Common Stock · 20,066 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 06:09 UTC
Huang JohnsonGeneral Manager, KFC
GrantStock Appreciation Right · Derivative 35,831 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004514 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,831

Underlying: Common Stock · 35,831 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

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February 05, 2021 Filed Feb 9, 2021 11:02 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 43,562 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004508 · form4.xml · derivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,562

Underlying: Common Stock · 43,562 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · shares: Represents the special grant of restricted stock units that were awarded to select employees of the Company.

F4 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This grant does not have an expiration date.

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February 05, 2021 Filed Feb 9, 2021 11:02 UTC
Wat JoeyDirector · Chief Executive Officer
GrantStock Appreciation Right · Derivative 171,989 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004508 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,989

Underlying: Common Stock · 171,989 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

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February 05, 2021 Filed Feb 9, 2021 06:15 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 5,228 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004522 · form4.xml · derivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,228

Underlying: Common Stock · 5,228 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · shares: Represents the special grant of restricted stock units that were awarded to select employees of the Company.

F4 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This grant does not have an expiration date.

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February 05, 2021 Filed Feb 9, 2021 06:15 UTC
Wang Alice HChief Public Affairs Officer
GrantStock Appreciation Right · Derivative 12,900 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004522 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

Underlying: Common Stock · 12,900 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

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February 05, 2021 Filed Feb 9, 2021 11:17 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 13,940 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004524 · form4.xml · derivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,940

Underlying: Common Stock · 13,940 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · shares: Represents the special grant of restricted stock units that were awarded to select employees of the Company.

F4 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This grant does not have an expiration date.

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February 05, 2021 Filed Feb 9, 2021 11:17 UTC
Lu XuelingController and PAO
GrantStock Appreciation Right · Derivative 8,600 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004524 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 8,600 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

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February 05, 2021 Filed Feb 9, 2021 11:13 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 27,880 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004520 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,880

Underlying: Common Stock · 27,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · shares: Represents the special grant of restricted stock units that were awarded to select employees of the Company.

F4 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This grant does not have an expiration date.

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February 05, 2021 Filed Feb 9, 2021 11:13 UTC
Yeung AndyChief Financial Officer
GrantStock Appreciation Right · Derivative 42,998 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004520 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,998

Underlying: Common Stock · 42,998 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

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January 25, 2021 Filed Jan 27, 2021 13:19 UTC
Wat JoeyDirector · Chief Executive Officer
Tax withholdingCommon Stock 49,690 $58.37 $2,900,405.30
Disclosure

SEC source: 0001127602-21-002674 · form4.xml · nonDerivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,328

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January 25, 2021 Filed Jan 27, 2021 13:19 UTC
Wat JoeyDirector · Chief Executive Officer
GrantCommon Stock 111,489 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002674 · form4.xml · nonDerivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,018

F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2018 to December 31, 2020.

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December 16, 2020 Filed Dec 18, 2020 11:27 UTC
Zhang LeilaChief Technology Officer
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031914 · form4.xml · derivative · entry 2

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,656

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.