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NYSE · USD

YUMC

Yum China Holdings, Inc.

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1255
SEC CIK
0001673358
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2022 Filed Feb 11, 2022 11:18 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 6,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004355 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022.

F4 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 11:18 UTC
Yeung AndyChief Financial Officer
GrantStock Appreciation Right · Derivative 50,796 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0001127602-22-004355 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,796

Underlying: Common Stock · 50,796 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 11:08 UTC
Lu XuelingController and PAO
GrantStock Appreciation Right · Derivative 9,645 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0001127602-22-004341 · form4.xml · derivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,645

Underlying: Common Stock · 9,645 shares

Expires 2032-02-10

F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 11:08 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 1,197 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004341 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197

Underlying: Common Stock · 1,197 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 11:25 UTC
Zhang LeilaChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003866 · form4.xml · derivative · entry 3

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 11:25 UTC
Zhang LeilaChief Technology Officer
Tax withholdingCommon Stock 1,134 $46.07 $52,243.38
Disclosure

SEC source: 0001127602-22-003866 · form4.xml · nonDerivative · entry 2

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,752

Read SEC document
February 07, 2022 Filed Feb 9, 2022 11:25 UTC
Zhang LeilaChief Technology Officer
Exercise / conversionCommon Stock 3,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003866 · form4.xml · nonDerivative · entry 1

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 06:06 UTC
Yuen AikenChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,605 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003864 · form4.xml · derivative · entry 3

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 06:06 UTC
Yuen AikenChief People Officer
Tax withholdingCommon Stock 1,902 $46.07 $87,625.14
Disclosure

SEC source: 0001127602-22-003864 · form4.xml · nonDerivative · entry 2

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,361

Read SEC document
February 07, 2022 Filed Feb 9, 2022 06:06 UTC
Yuen AikenChief People Officer
Exercise / conversionCommon Stock 5,605 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003864 · form4.xml · nonDerivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 11:29 UTC
Kuai JeffGeneral Manager, Pizza Hut
Exercise / conversionRestricted Stock Unit · Derivative 4,425 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003868 · form4.xml · derivative · entry 3

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 11:29 UTC
Kuai JeffGeneral Manager, Pizza Hut
Tax withholdingCommon Stock 1,419 $46.07 $65,373.33
Disclosure

SEC source: 0001127602-22-003868 · form4.xml · nonDerivative · entry 2

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,336

Read SEC document
February 07, 2022 Filed Feb 9, 2022 11:29 UTC
Kuai JeffGeneral Manager, Pizza Hut
Exercise / conversionCommon Stock 4,425 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003868 · form4.xml · nonDerivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 06:04 UTC
Huang JohnsonGeneral Manager, KFC
Exercise / conversionRestricted Stock Unit · Derivative 10,818 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003862 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 06:04 UTC
Huang JohnsonGeneral Manager, KFC
Tax withholdingCommon Stock 4,248 $46.07 $195,705.36
Disclosure

SEC source: 0001127602-22-003862 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,363

Read SEC document
February 07, 2022 Filed Feb 9, 2022 06:04 UTC
Huang JohnsonGeneral Manager, KFC
Exercise / conversionCommon Stock 10,818 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003862 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 06:30 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003870 · form4.xml · derivative · entry 3

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 06:30 UTC
Wang Alice HChief Public Affairs Officer
Tax withholdingCommon Stock 1,134 $46.07 $52,243.38
Disclosure

SEC source: 0001127602-22-003870 · form4.xml · nonDerivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,108

Read SEC document
February 07, 2022 Filed Feb 9, 2022 06:30 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionCommon Stock 3,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003870 · form4.xml · nonDerivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 11:03 UTC
Lu XuelingController and PAO
Exercise / conversionRestricted Stock Unit · Derivative 2,901 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003860 · form4.xml · derivative · entry 3

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 11:03 UTC
Lu XuelingController and PAO
Tax withholdingCommon Stock 723 $46.07 $33,308.61
Disclosure

SEC source: 0001127602-22-003860 · form4.xml · nonDerivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,940

Read SEC document
February 07, 2022 Filed Feb 9, 2022 11:03 UTC
Lu XuelingController and PAO
Exercise / conversionCommon Stock 2,901 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003860 · form4.xml · nonDerivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 11:26 UTC
Wat JoeyDirector · Chief Executive Officer
Tax withholdingCommon Stock 29,830 $45.62 $1,360,844.60
Disclosure

SEC source: 0001127602-22-002195 · form4.xml · nonDerivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,086

Read SEC document
January 25, 2022 Filed Jan 27, 2022 11:26 UTC
Wat JoeyDirector · Chief Executive Officer
GrantCommon Stock 67,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002195 · form4.xml · nonDerivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,916

F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2019 to December 31, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 11:13 UTC
Zhang LeilaChief Technology Officer
GrantRestricted Stock Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031499 · form4.xml · derivative · entry 1

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 06:02 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031490 · form4.xml · derivative · entry 2

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,356

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 06:02 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031490 · form4.xml · derivative · entry 1

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 06:16 UTC
Yuen AikenChief People Officer
GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031501 · form4.xml · derivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,602

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 11:11 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031497 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,420

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 06:18 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031503 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,814

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 11:07 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031494 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,929

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 06:04 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031492 · form4.xml · derivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,270

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 06:04 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031492 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,684

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 11:24 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031508 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,115

Underlying: Common Stock · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 11:24 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031508 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 11:21 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031506 · form4.xml · derivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,062

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 11:21 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031506 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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November 10, 2021 Filed Nov 12, 2021 06:12 UTC
Yuen AikenChief People Officer
Exercise / conversionStock Appreciation Right · Derivative 2,290 $0.00 Strike: $19.46 $0.00
Disclosure

SEC source: 0001127602-21-028865 · form4.xml · derivative · entry 4

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,290 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

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November 10, 2021 Filed Nov 12, 2021 06:12 UTC
Yuen AikenChief People Officer
Disposition to issuerCommon Stock 810 $55.08 $44,614.80
Disclosure

SEC source: 0001127602-21-028865 · form4.xml · nonDerivative · entry 3

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,658

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November 10, 2021 Filed Nov 12, 2021 06:12 UTC
Yuen AikenChief People Officer
SaleCommon Stock 1,480 $54.99 $81,385.20
Disclosure

SEC source: 0001127602-21-028865 · form4.xml · nonDerivative · entry 2

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,468

Read SEC document
November 10, 2021 Filed Nov 12, 2021 06:12 UTC
Yuen AikenChief People Officer
Exercise / conversionCommon Stock 2,290 $19.46 $44,563.40
Disclosure

SEC source: 0001127602-21-028865 · form4.xml · nonDerivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 06:28 UTC
Huang JohnsonGeneral Manager, KFC
Exercise / conversionRestricted Stock Unit · Derivative 20,926 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-028200 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the fourth anniversary of 11/1/2017.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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November 01, 2021 Filed Nov 3, 2021 06:28 UTC
Huang JohnsonGeneral Manager, KFC
Tax withholdingCommon Stock 9,417 $58.24 $548,446.08
Disclosure

SEC source: 0001127602-21-028200 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,793

Read SEC document
November 01, 2021 Filed Nov 3, 2021 06:28 UTC
Huang JohnsonGeneral Manager, KFC
Exercise / conversionCommon Stock 20,926 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-028200 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 10:15 UTC
Yeung AndyChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-028198 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

Underlying: Common Stock · 8,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 11/01/2019.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 10:15 UTC
Yeung AndyChief Financial Officer
Tax withholdingCommon Stock 3,145 $58.24 $183,164.80
Disclosure

SEC source: 0001127602-21-028198 · form4.xml · nonDerivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

Read SEC document
November 01, 2021 Filed Nov 3, 2021 10:15 UTC
Yeung AndyChief Financial Officer
Exercise / conversionCommon Stock 8,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-028198 · form4.xml · nonDerivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 10:45 UTC
Zhang LeilaChief Technology Officer
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025556 · form4.xml · derivative · entry 1

Zhang Leila · CIK 0001804578 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 12:52 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025582 · form4.xml · derivative · entry 2

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,292

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 12:52 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025582 · form4.xml · derivative · entry 1

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.