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YUM BRANDS INC

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3067
SEC CIK
0001041061
Parsed reports
635

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202606
Mar 202602
Apr 202602
May 2026013
Jun 202602
Jul 202603
Aug 202604
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2017 Filed Jun 2, 2017 16:31 UTC
Niccol Brian RCEO, Taco Bell
Disposition to issuerCommon Stock 3,562 $72.64 $258,743.68
Disclosure

SEC source: 0001127602-17-020204 · form4.xml · nonDerivative · entry 2

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
June 01, 2017 Filed Jun 2, 2017 16:31 UTC
Niccol Brian RCEO, Taco Bell
Exercise / conversionCommon Stock 5,033 $28.22 $142,031.26
Disclosure

SEC source: 0001127602-17-020204 · form4.xml · nonDerivative · entry 1

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 19, 2017 Filed May 22, 2017 17:42 UTC GrantPhantom Stock · Derivative 356.7861 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018960 · form4.xml · derivative · entry 2

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356.7861

Underlying: Common Stock · 356.7861 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.

Read SEC document
May 19, 2017 Filed May 22, 2017 17:42 UTC GrantPhantom Stock · Derivative 1,427.1443 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018960 · form4.xml · derivative · entry 1

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427.1443

Underlying: Common Stock · 1,427.1443 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.

Read SEC document
May 10, 2017 Filed May 12, 2017 16:13 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 6,693 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-017854 · form4.xml · derivative · entry 8

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,118

Underlying: Common Stock · 6,693 shares

Expires 2018-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
May 10, 2017 Filed May 12, 2017 16:13 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 6,210 $0.00 Strike: $24.32 $0.00
Disclosure

SEC source: 0001127602-17-017854 · form4.xml · derivative · entry 7

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044

Underlying: Common Stock · 6,210 shares

Expires 2017-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 10, 2017 Filed May 12, 2017 16:13 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 4,109 $68.86 $282,957.66
Disclosure

SEC source: 0001127602-17-017854 · form4.xml · nonDerivative · entry 6

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,971

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 10, 2017 Filed May 12, 2017 16:13 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 2,584 $68.82 $177,830.88
Disclosure

SEC source: 0001127602-17-017854 · form4.xml · nonDerivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,080

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 10, 2017 Filed May 12, 2017 16:13 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 6,693 $26.56 $177,766.08
Disclosure

SEC source: 0001127602-17-017854 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 10, 2017 Filed May 12, 2017 16:13 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 4,016 $68.81 $276,322.89
Disclosure

SEC source: 0001127602-17-017854 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,971

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 10, 2017 Filed May 12, 2017 16:13 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 2,194 $68.85 $151,056.90
Disclosure

SEC source: 0001127602-17-017854 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,987

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 10, 2017 Filed May 12, 2017 16:13 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 6,210 $24.32 $151,027.20
Disclosure

SEC source: 0001127602-17-017854 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 05, 2017 Filed Feb 6, 2018 19:17 UTC
Kesselman Marc L.Chief Legal Officer and GC
OtherRestricted Stock Units · Derivative 42.37 $69.30 $2,936.24
Disclosure

SEC source: 0001127602-18-004270 · form4.xml · derivative · entry 5

Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828.95

Underlying: Common Stock · 42.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
Exercise / conversionStock Appreciation Right · Derivative 5,033 $0.00 Strike: $28.22 $0.00
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · derivative · entry 13

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,073

Underlying: Common Stock · 5,033 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
Exercise / conversionStock Appreciation Right · Derivative 5,033 $0.00 Strike: $28.22 $0.00
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · derivative · entry 12

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,106

Underlying: Common Stock · 5,033 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
Exercise / conversionStock Appreciation Right · Derivative 5,033 $0.00 Strike: $28.22 $0.00
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · derivative · entry 11

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,139

Underlying: Common Stock · 5,033 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
SaleCommon Stock 1,406 $67.99 $95,593.94
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · nonDerivative · entry 9

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
Disposition to issuerCommon Stock 3,627 $67.95 $246,454.65
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · nonDerivative · entry 8

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
Exercise / conversionCommon Stock 5,033 $28.22 $142,031.26
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · nonDerivative · entry 7

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
SaleCommon Stock 1,406 $67.99 $95,593.94
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · nonDerivative · entry 6

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
Disposition to issuerCommon Stock 3,627 $67.98 $246,563.46
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · nonDerivative · entry 5

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
Exercise / conversionCommon Stock 5,033 $28.22 $142,031.26
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · nonDerivative · entry 4

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
SaleCommon Stock 1,406 $68.06 $95,688.28
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · nonDerivative · entry 3

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
Disposition to issuerCommon Stock 3,627 $67.98 $246,563.46
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · nonDerivative · entry 2

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
May 04, 2017 Filed May 8, 2017 20:25 UTC
Niccol Brian RCEO, Taco Bell
Exercise / conversionCommon Stock 5,033 $28.22 $142,031.26
Disclosure

SEC source: 0001127602-17-017263 · form4.xml · nonDerivative · entry 1

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:12 UTC
Skeans Tracy LChief People Officer
Exercise / conversionPhantom Stock · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013497 · form4.xml · derivative · entry 7

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.9776

Underlying: Common Stock · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:12 UTC
Skeans Tracy LChief People Officer
Exercise / conversionPhantom Stock · Derivative 1,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013497 · form4.xml · derivative · entry 6

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.4392

Underlying: Common Stock · 1,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:12 UTC
Skeans Tracy LChief People Officer
Tax withholdingCommon Stock 183 $63.90 $11,693.70
Disclosure

SEC source: 0001127602-17-013497 · form4.xml · nonDerivative · entry 4

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:12 UTC
Skeans Tracy LChief People Officer
Exercise / conversionCommon Stock 455 $63.90 $29,074.50
Disclosure

SEC source: 0001127602-17-013497 · form4.xml · nonDerivative · entry 3

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:12 UTC
Skeans Tracy LChief People Officer
Tax withholdingCommon Stock 517 $63.90 $33,036.30
Disclosure

SEC source: 0001127602-17-013497 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:12 UTC
Skeans Tracy LChief People Officer
Exercise / conversionCommon Stock 1,290 $63.90 $82,431.00
Disclosure

SEC source: 0001127602-17-013497 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:03 UTC
Russell David EricVice President, Controller
Exercise / conversionPhantom Stock · Derivative 1,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013494 · form4.xml · derivative · entry 4

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.6049

Underlying: Common Stock · 1,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:03 UTC
Russell David EricVice President, Controller
Tax withholdingCommon Stock 461 $63.90 $29,457.90
Disclosure

SEC source: 0001127602-17-013494 · form4.xml · nonDerivative · entry 2

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,637

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:03 UTC
Russell David EricVice President, Controller
Exercise / conversionCommon Stock 1,486 $63.90 $94,955.40
Disclosure

SEC source: 0001127602-17-013494 · form4.xml · nonDerivative · entry 1

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 17:56 UTC
Creed GregDirector · CEO
Exercise / conversionPhantom Stock · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013492 · form4.xml · derivative · entry 3

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,661.6419

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 17:56 UTC
Creed GregDirector · CEO
Tax withholdingCommon Stock 47 $63.90 $3,003.30
Disclosure

SEC source: 0001127602-17-013492 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,173

Read SEC document
April 01, 2017 Filed Apr 3, 2017 17:56 UTC
Creed GregDirector · CEO
Exercise / conversionCommon Stock 104 $63.90 $6,645.60
Disclosure

SEC source: 0001127602-17-013492 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:43 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 6,603 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-006671 · form4.xml · derivative · entry 8

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,811

Underlying: Common Stock · 6,603 shares

Expires 2018-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F4 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:43 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 6,127 $0.00 Strike: $24.32 $0.00
Disclosure

SEC source: 0001127602-17-006671 · form4.xml · derivative · entry 7

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 6,127 shares

Expires 2017-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:43 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 4,038 $68.36 $276,034.85
Disclosure

SEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 6

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,971

F1 · shares: Pursuant to 10b5-1 Plan

F3 · shares: This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:43 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 2,565 $68.39 $175,420.35
Disclosure

SEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,009

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:43 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 6,603 $26.56 $175,375.68
Disclosure

SEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:43 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 3,948 $68.31 $269,670.51
Disclosure

SEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,971

F1 · shares: Pursuant to 10b5-1 Plan

F2 · shares: This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:43 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 2,179 $68.39 $149,021.81
Disclosure

SEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,919

F1 · shares: Pursuant to 10b5-1 Plan

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February 15, 2017 Filed Feb 16, 2017 22:43 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 6,127 $24.32 $149,008.64
Disclosure

SEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

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February 13, 2017 Filed Feb 13, 2017 22:33 UTC
Creed GregDirector · CEO
Exercise / conversionStock Appreciation Right · Derivative 105,653 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005539 · form4.xml · derivative · entry 4

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,653 shares

Expires 2018-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2017 Filed Feb 13, 2017 22:33 UTC
Creed GregDirector · CEO
Disposition to issuerCommon Stock 60,777 $68.14 $4,141,344.78
Disclosure

SEC source: 0001127602-17-005539 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,116

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February 13, 2017 Filed Feb 13, 2017 22:33 UTC
Creed GregDirector · CEO
Exercise / conversionCommon Stock 105,653 $26.56 $2,806,143.68
Disclosure

SEC source: 0001127602-17-005539 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2017 Filed Feb 13, 2017 19:49 UTC
Gibbs David WPresident, CFO
GrantStock Appreciation Right · Derivative 77,465 $0.00 Strike: $68.00 $0.00
Disclosure

SEC source: 0001127602-17-005350 · form4.xml · derivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,465

Underlying: Common Stock · 77,465 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

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February 10, 2017 Filed Feb 13, 2017 17:54 UTC GrantCommon Stock 3,529 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005235 · form4.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,529

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.