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YUM

YUM BRANDS INC

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Tapewire entity
3067
SEC CIK
0001041061
Parsed reports
635

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202606
Mar 202602
Apr 202602
May 2026013
Jun 202602
Jul 202603
Aug 202604
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2019 Filed Feb 12, 2019 16:07 UTC GrantPhantom Stock · Derivative 357.4237 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005255 · form4.xml · derivative · entry 2

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357.4237

Underlying: Common Stock · 357.4237 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:07 UTC GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005255 · form4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:01 UTC GrantPhantom Stock · Derivative 268.0678 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005253 · form4.xml · derivative · entry 2

NELSON THOMAS C · CIK 0001249592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268.0678

Underlying: Common Stock · 268.0678 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:01 UTC GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005253 · form4.xml · derivative · entry 1

NELSON THOMAS C · CIK 0001249592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 15:57 UTC GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005245 · form4.xml · derivative · entry 1

Stock Elane B · CIK 0001500235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 10, 2019 Filed Feb 11, 2019 22:18 UTC
Russell David EricVice President, Controller
Tax withholdingPhantom Stock · Derivative 48.29 $94.49 $4,562.92
Disclosure

SEC source: 0001127602-19-005134 · form4.xml · derivative · entry 2

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412.4183

Underlying: Common Stock · 48.29 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 10, 2019 Filed Feb 11, 2019 22:18 UTC
Russell David EricVice President, Controller
Tax withholdingPhantom Stock · Derivative 201.5816 $94.49 $19,047.45
Disclosure

SEC source: 0001127602-19-005134 · form4.xml · derivative · entry 1

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,180.5434

Underlying: Common Stock · 201.5816 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 22:55 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 11,128 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-004866 · form4.xml · derivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 11,128 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 22:55 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 11,080 $94.06 $1,042,184.80
Disclosure

SEC source: 0001127602-19-004866 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,345

Read SEC document
February 08, 2019 Filed Feb 8, 2019 22:55 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 8,356 $94.06 $785,965.36
Disclosure

SEC source: 0001127602-19-004866 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,425

Read SEC document
February 08, 2019 Filed Feb 8, 2019 22:55 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 2,773 $94.24 $261,327.52
Disclosure

SEC source: 0001127602-19-004866 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,781

Read SEC document
February 08, 2019 Filed Feb 8, 2019 22:55 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 11,128 $23.48 $261,285.44
Disclosure

SEC source: 0001127602-19-004866 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:10 UTC
Domier TanyaDirector
PurchaseCommon Stock 800 $94.22 $75,376.00
Disclosure

SEC source: 0001127602-19-005122 · form4.xml · nonDerivative · entry 3

Domier Tanya L · CIK 0001645820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 2,652

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:10 UTC
Domier TanyaDirector
PurchaseCommon Stock 100 $94.21 $9,421.00
Disclosure

SEC source: 0001127602-19-005122 · form4.xml · nonDerivative · entry 2

Domier Tanya L · CIK 0001645820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 1,852

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:10 UTC
Domier TanyaDirector
PurchaseCommon Stock 1,752 $94.23 $165,090.96
Disclosure

SEC source: 0001127602-19-005122 · form4.xml · nonDerivative · entry 1

Domier Tanya L · CIK 0001645820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 1,752

Read SEC document
January 24, 2019 Filed Jan 28, 2019 20:42 UTC
Skeans Tracy LChief People Officer
Tax withholdingCommon Stock 2,012 $92.91 $186,934.92
Disclosure

SEC source: 0001127602-19-002816 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479

Read SEC document
January 24, 2019 Filed Jan 28, 2019 20:42 UTC
Skeans Tracy LChief People Officer
GrantCommon Stock 7,959 $92.91 $739,470.69
Disclosure

SEC source: 0001127602-19-002816 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,491

Read SEC document
January 24, 2019 Filed Jan 28, 2019 17:56 UTC
Creed GregDirector · CEO
Tax withholdingCommon Stock 25,472 $92.91 $2,366,603.52
Disclosure

SEC source: 0001127602-19-002802 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,119

Read SEC document
January 24, 2019 Filed Jan 28, 2019 17:56 UTC
Creed GregDirector · CEO
GrantCommon Stock 63,510 $92.91 $5,900,714.10
Disclosure

SEC source: 0001127602-19-002802 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,591

Read SEC document
January 24, 2019 Filed Jan 28, 2019 17:52 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 4,798 $92.91 $445,782.18
Disclosure

SEC source: 0001127602-19-002799 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,426

Read SEC document
January 24, 2019 Filed Jan 28, 2019 17:52 UTC
Gibbs David WPresident, CFO
GrantCommon Stock 15,878 $92.91 $1,475,224.98
Disclosure

SEC source: 0001127602-19-002799 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,224

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:01 UTC
Lowings AnthonyCEO, KFC Division
Exercise / conversionStock Appreciation Right · Derivative 3,248 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-002352 · form4.xml · derivative · entry 4

Lowings Anthony · CIK 0001762328 · CEO, KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,746

Underlying: Common Stock · 3,248 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:01 UTC
Lowings AnthonyCEO, KFC Division
Disposition to issuerCommon Stock 1,485 $90.39 $134,229.15
Disclosure

SEC source: 0001127602-19-002352 · form4.xml · nonDerivative · entry 2

Lowings Anthony · CIK 0001762328 · CEO, KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,499

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:01 UTC
Lowings AnthonyCEO, KFC Division
Exercise / conversionCommon Stock 3,248 $23.48 $76,263.04
Disclosure

SEC source: 0001127602-19-002352 · form4.xml · nonDerivative · entry 1

Lowings Anthony · CIK 0001762328 · CEO, KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 15, 2019 Filed Jan 16, 2019 15:23 UTC
Lowings AnthonyCEO, KFC Division
Exercise / conversionStock Appreciation Right · Derivative 3,761 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001127602-19-002071 · form4.xml · derivative · entry 5

Lowings Anthony · CIK 0001762328 · CEO, KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,761 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 15, 2019 Filed Jan 16, 2019 15:23 UTC
Lowings AnthonyCEO, KFC Division
SaleCommon Stock 2,889 $89.93 $259,807.77
Disclosure

SEC source: 0001127602-19-002071 · form4.xml · nonDerivative · entry 3

Lowings Anthony · CIK 0001762328 · CEO, KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,736

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 15, 2019 Filed Jan 16, 2019 15:23 UTC
Lowings AnthonyCEO, KFC Division
Disposition to issuerCommon Stock 872 $90.00 $78,480.00
Disclosure

SEC source: 0001127602-19-002071 · form4.xml · nonDerivative · entry 2

Lowings Anthony · CIK 0001762328 · CEO, KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,625

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 15, 2019 Filed Jan 16, 2019 15:23 UTC
Lowings AnthonyCEO, KFC Division
Exercise / conversionCommon Stock 3,761 $20.85 $78,416.85
Disclosure

SEC source: 0001127602-19-002071 · form4.xml · nonDerivative · entry 1

Lowings Anthony · CIK 0001762328 · CEO, KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 15, 2019 Filed Jan 16, 2019 14:19 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 8,343 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001127602-19-002066 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,343 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 14:19 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 6,410 $89.93 $576,451.30
Disclosure

SEC source: 0001127602-19-002066 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,346

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 15, 2019 Filed Jan 16, 2019 14:19 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 1,933 $90.00 $173,970.00
Disclosure

SEC source: 0001127602-19-002066 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,756

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 15, 2019 Filed Jan 16, 2019 14:19 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 8,343 $20.85 $173,951.55
Disclosure

SEC source: 0001127602-19-002066 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:22 UTC
Gibbs David WPresident, CFO
Exercise / conversionPhantom Stock · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000483 · form4.xml · derivative · entry 6

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944.1988

Underlying: Common Stock · 26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:22 UTC
Gibbs David WPresident, CFO
Exercise / conversionPhantom Stock · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000483 · form4.xml · derivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811.8321

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:22 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 6 $91.92 $551.52
Disclosure

SEC source: 0001127602-19-000483 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,346

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:22 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 26 $91.92 $2,389.92
Disclosure

SEC source: 0001127602-19-000483 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:22 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 17 $91.92 $1,562.64
Disclosure

SEC source: 0001127602-19-000483 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,326

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:22 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 77 $91.92 $7,077.84
Disclosure

SEC source: 0001127602-19-000483 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:06 UTC
Creed GregDirector · CEO
Exercise / conversionPhantom Stock · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000481 · form4.xml · derivative · entry 4

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,037.6419

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:06 UTC
Creed GregDirector · CEO
Tax withholdingCommon Stock 27 $91.92 $2,481.84
Disclosure

SEC source: 0001127602-19-000481 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:06 UTC
Creed GregDirector · CEO
Exercise / conversionCommon Stock 104 $91.92 $9,559.68
Disclosure

SEC source: 0001127602-19-000481 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 18:34 UTC
Creed GregDirector · CEO
GiftCommon Stock 161,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037119 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Limited Liability Company

Disclosed balance after: 163,279

F1 · shares: This transaction represents the transfer of 99% of the economic interests of an LLC to a trust, of which Mr. Creed's spouse and adult children are beneficiaries.

F2 · ownership.nature: Mr. Creed disclaims ownership of the shares held by the LLC, except to the extent of his pecuniary interest therein.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 16:44 UTC
Skeans Tracy LChief People Officer
Exercise / conversionPhantom Stock · Derivative 620 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037053 · form4.xml · derivative · entry 7

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388.8187

Underlying: Common Stock · 620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 16:44 UTC
Skeans Tracy LChief People Officer
Exercise / conversionPhantom Stock · Derivative 1,827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037053 · form4.xml · derivative · entry 6

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141.4921

Underlying: Common Stock · 1,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 16:44 UTC
Skeans Tracy LChief People Officer
Tax withholdingCommon Stock 232 $90.10 $20,903.20
Disclosure

SEC source: 0001127602-18-037053 · form4.xml · nonDerivative · entry 4

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Read SEC document
December 19, 2018 Filed Dec 21, 2018 16:44 UTC
Skeans Tracy LChief People Officer
Exercise / conversionCommon Stock 620 $90.10 $55,862.00
Disclosure

SEC source: 0001127602-18-037053 · form4.xml · nonDerivative · entry 3

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 19, 2018 Filed Dec 21, 2018 16:44 UTC
Skeans Tracy LChief People Officer
Tax withholdingCommon Stock 683 $90.10 $61,538.30
Disclosure

SEC source: 0001127602-18-037053 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

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December 19, 2018 Filed Dec 21, 2018 16:44 UTC
Skeans Tracy LChief People Officer
Exercise / conversionCommon Stock 1,827 $90.10 $164,612.70
Disclosure

SEC source: 0001127602-18-037053 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 17, 2018 Filed Dec 18, 2018 18:27 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 8,343 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001127602-18-036527 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343

Underlying: Common Stock · 8,343 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

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December 17, 2018 Filed Dec 18, 2018 18:27 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 6,446 $91.22 $588,004.12
Disclosure

SEC source: 0001127602-18-036527 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,266

F1 · shares: Pursuant to 10b5-1 Plan

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.