YETI

SEC source: 0001104659-20-096624 · a4.xml · derivative · entry 6

Castro Hollie Sammons · CIK 0001473276 · SVP, Talent & ESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,004

Underlying: Common Stock · 6,570 shares

Expires 2028-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options were granted on October 24, 2018. The stock options vest and become exercisable in equal installments on each of the first four anniversaries of October 24, 2018.

SEC source: 0001104659-20-096624 · a4.xml · nonDerivative · entry 4

Castro Hollie Sammons · CIK 0001473276 · SVP, Talent & ESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,220

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020.

SEC source: 0001104659-20-096624 · a4.xml · nonDerivative · entry 3

Castro Hollie Sammons · CIK 0001473276 · SVP, Talent & ESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-20-096624 · a4.xml · nonDerivative · entry 2

Castro Hollie Sammons · CIK 0001473276 · SVP, Talent & ESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-20-097000 · a4.xml · nonDerivative · entry 2

Reintjes Matthew J · CIK 0001679571 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,323

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.27 to $49.98 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001104659-20-097000 · a4.xml · nonDerivative · entry 1

Reintjes Matthew J · CIK 0001679571 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,828

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.22 to $49.12 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001104659-20-096624 · a4.xml · nonDerivative · entry 1

Castro Hollie Sammons · CIK 0001473276 · SVP, Talent & ESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,220

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020.

SEC source: 0001104659-20-083530 · a4.xml · nonDerivative · entry 2

Reintjes Matthew J · CIK 0001679571 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,323

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.71 to $42.72 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 38,310 restricted stock units and 69,009 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-083530 · a4.xml · nonDerivative · entry 1

Reintjes Matthew J · CIK 0001679571 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,623

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.69 to $42.68 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 38,310 restricted stock units and 69,009 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-073883 · a4.xml · nonDerivative · entry 2

Reintjes Matthew J · CIK 0001679571 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,323

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.755 to $35.49 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 38,310 restricted stock units and 69,009 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-073883 · a4.xml · nonDerivative · entry 1

Reintjes Matthew J · CIK 0001679571 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,323

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.75 to $34.74 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 38,310 restricted stock units and 69,009 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-072104 · a4.xml · nonDerivative · entry 1

Zambetti Kirk A · CIK 0001755472 · SVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,949

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2020.

F2 · balance_after: Includes 8,209 restricted stock units and 12,629 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-070951 · a4.xml · derivative · entry 4

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,873 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option is fully vested.

SEC source: 0001104659-20-070951 · a4.xml · nonDerivative · entry 3

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776

F3 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.77 to $36.695 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer.

F2 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-070951 · a4.xml · nonDerivative · entry 2

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-070950 · a4.xml · nonDerivative · entry 2

Zambetti Kirk A · CIK 0001755472 · SVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,649

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2020.

F3 · balance_after: Includes 8,209 restricted stock units and 12,629 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-070951 · a4.xml · nonDerivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,873

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-070950 · a4.xml · nonDerivative · entry 1

Zambetti Kirk A · CIK 0001755472 · SVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,349

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.49 to $35.26 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 8,209 restricted stock units and 12,629 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-068428 · a4.xml · nonDerivative · entry 1

Seiders Roy J · CIK 0001679611 · Director

RJS ICE Management, LLC · CIK 0001679608 · Director

RJS Ice 2, LP · CIK 0001679605 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,000,000

F1 · kind: RJS Ice 2, LP sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on June 1, 2020 at a price of $32.32 per share, after deducting underwriting discounts and commissions of $0.33 per share.

F2 · ownership.nature: The amount shown represents the beneficial ownership of Common Stock held directly by RJS Ice 2, LP.

F3 · ownership.nature: Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS Ice 2, LP, and may be deemed to beneficially own the shares of common stock held by RJS Ice 2, LP.

SEC source: 0001104659-20-067271 · a4.xml · derivative · entry 10

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,873

Underlying: Common Stock · 5,173 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested.

SEC source: 0001104659-20-067271 · a4.xml · nonDerivative · entry 7

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,873

F2 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.78 to $33.96 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer.

F1 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067271 · a4.xml · nonDerivative · entry 6

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,859

F2 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $33.775 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer.

F1 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067271 · a4.xml · nonDerivative · entry 5

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067263 · a4.xml · nonDerivative · entry 3

Zambetti Kirk A · CIK 0001755472 · SVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,049

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.945 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 8,209 restricted stock units and 12,629 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067263 · a4.xml · nonDerivative · entry 2

Zambetti Kirk A · CIK 0001755472 · SVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,157

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.49 to $33.48 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 8,209 restricted stock units and 12,629 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067271 · a4.xml · derivative · entry 9

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,046

Underlying: Common Stock · 700 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested.

SEC source: 0001104659-20-067271 · a4.xml · derivative · entry 8

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,746

Underlying: Common Stock · 10,000 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested.

SEC source: 0001104659-20-067271 · a4.xml · nonDerivative · entry 4

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,770

F2 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.74 to $33.01 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer.

F1 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067271 · a4.xml · nonDerivative · entry 3

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067271 · a4.xml · nonDerivative · entry 2

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,970

F2 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2020.

F3 · price: The stock option is fully vested.

F1 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067271 · a4.xml · nonDerivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067263 · a4.xml · nonDerivative · entry 1

Zambetti Kirk A · CIK 0001755472 · SVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,964

F1 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.49 to $33.02 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 8,209 restricted stock units and 12,629 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-067221 · a4.xml · nonDerivative · entry 1

Brown Tracey D · CIK 0001769818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,689

F1 · shares: Represents 3,689 restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F1 · balance_after: Represents 3,689 restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0001104659-20-064934 · a4.xml · nonDerivative · entry 1

SHEARER ROBERT K · CIK 0001234928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,540

F1 · shares: Represents deferred stock units. Each deferred stock unit represents the right to receive one share of the Issuer's common stock.

F1 · balance_after: Represents deferred stock units. Each deferred stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0001104659-20-064933 · a4.xml · nonDerivative · entry 1

MCCOY DUSTAN E · CIK 0001220053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,637

F1 · shares: Represents restricted stock units.

F2 · balance_after: Includes 4,133 restricted stock units and 3,155 deferred stock units. Each restricted stock unit and deferred stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0001104659-20-064931 · a4.xml · nonDerivative · entry 1

GIBEAU FRANK D · CIK 0001337679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,803

F1 · shares: Represents restricted stock units.

F2 · balance_after: Includes 4,133 restricted stock units and 699 deferred stock units. Each restricted stock unit and deferred stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0001104659-20-064930 · a4.xml · nonDerivative · entry 1

Kelley Mary Lou · CIK 0001639857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,625

F1 · shares: Represents deferred stock units.

F2 · balance_after: Includes 4,683 restricted stock units and 5,274 deferred stock units. Each restricted stock unit and deferred stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0001104659-20-063263 · a4.xml · derivative · entry 3

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,746

Underlying: Common Stock · 7,000 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested.

SEC source: 0001104659-20-063263 · a4.xml · nonDerivative · entry 2

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,970

F2 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2019.

F1 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-063263 · a4.xml · nonDerivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,826 restricted stock units and 11,990 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-060891 · a4.xml · nonDerivative · entry 3

CORTEC GROUP GP, LLC · CIK 0001803535 · 10% owner

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 316,625

F1 · kind: Cortec Group Fund V, L.P., Cortec Co-Investment Fund V, LLC and Cortec Group Fund V (Parallel), L.P. each sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on May 13, 2020 at a price of $28.015 per share, after deducting underwriting discounts and commissions of $0.185 per share.

F4 · ownership.nature: The amount shown represents the beneficial ownership of Common Stock held directly by Cortec Group Fund V (Parallel), L.P.

SEC source: 0001104659-20-060891 · a4.xml · nonDerivative · entry 2

CORTEC GROUP GP, LLC · CIK 0001803535 · 10% owner

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 119,117

F1 · kind: Cortec Group Fund V, L.P., Cortec Co-Investment Fund V, LLC and Cortec Group Fund V (Parallel), L.P. each sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on May 13, 2020 at a price of $28.015 per share, after deducting underwriting discounts and commissions of $0.185 per share.

F3 · ownership.nature: The amount shown represents the beneficial ownership of Common Stock held directly by Cortec Co-Investment Fund V, LLC.

SEC source: 0001104659-20-060891 · a4.xml · nonDerivative · entry 1

CORTEC GROUP GP, LLC · CIK 0001803535 · 10% owner

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,178,976

F1 · kind: Cortec Group Fund V, L.P., Cortec Co-Investment Fund V, LLC and Cortec Group Fund V (Parallel), L.P. each sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on May 13, 2020 at a price of $28.015 per share, after deducting underwriting discounts and commissions of $0.185 per share.

F2 · ownership.nature: The amount shown represents the beneficial ownership of Common Stock held directly by Cortec Group Fund V, L.P.

SEC source: 0001104659-20-060882 · a4.xml · nonDerivative · entry 1

Seiders Roy J · CIK 0001679611 · Director

RJS ICE Management, LLC · CIK 0001679608 · Director

RJS Ice 2, LP · CIK 0001679605 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,436,318

F1 · kind: RJS Ice 2, LP sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on May 13, 2020 at a price of $28.015 per share, after deducting underwriting discounts and commissions of $0.185 per share.

F2 · ownership.nature: The amount shown represents the beneficial ownership of Common Stock held directly by RJS Ice 2, LP.

F3 · ownership.nature: Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS Ice 2, LP, and may be deemed to beneficially own the shares of common stock held by RJS Ice 2, LP.

SEC source: 0001104659-20-060311 · a4.xml · nonDerivative · entry 1

Kelley Mary Lou · CIK 0001639857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,492

F1 · balance_after: Includes 4,683 restricted stock units and 1,141 deferred stock units. Each restricted stock unit and deferred stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0001104659-20-024389 · a4.xml · nonDerivative · entry 2

Kienitz Michael K · CIK 0001803845 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,559

F3 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2019.

F2 · balance_after: Includes 5,928 restricted stock units and 11,510 shares of restricted stock, as well as shares acquired upon the vesting of previously reported restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.

SEC source: 0001104659-20-023514 · a4.xml · nonDerivative · entry 3

CORTEC GROUP GP, LLC · CIK 0001803535 · 10% owner

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,035,523

F1 · kind: Cortec Group Fund V, L.P., Cortec Co-Investment Fund V, LLC and Cortec Group Fund V (Parallel), L.P. each sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on February 20, 2020 at a price of $31.85 per share.

F4 · ownership.nature: The amount shown represents the beneficial ownership of Common Stock held directly by Cortec Group Fund V (Parallel), L.P.

SEC source: 0001104659-20-023514 · a4.xml · nonDerivative · entry 2

CORTEC GROUP GP, LLC · CIK 0001803535 · 10% owner

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 389,571

F1 · kind: Cortec Group Fund V, L.P., Cortec Co-Investment Fund V, LLC and Cortec Group Fund V (Parallel), L.P. each sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on February 20, 2020 at a price of $31.85 per share.

F3 · ownership.nature: The amount shown represents the beneficial ownership of Common Stock held directly by Cortec Co-Investment Fund V, LLC.

SEC source: 0001104659-20-023514 · a4.xml · nonDerivative · entry 1

CORTEC GROUP GP, LLC · CIK 0001803535 · 10% owner

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 16,937,844

F1 · kind: Cortec Group Fund V, L.P., Cortec Co-Investment Fund V, LLC and Cortec Group Fund V (Parallel), L.P. each sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on February 20, 2020 at a price of $31.85 per share.

F2 · ownership.nature: The amount shown represents the beneficial ownership of Common Stock held directly by Cortec Group Fund V, L.P.

SEC source: 0001104659-20-023510 · a4.xml · nonDerivative · entry 1

Seiders Roy J · CIK 0001679611 · Director

RJS ICE Management, LLC · CIK 0001679608 · Director

RJS Ice 2, LP · CIK 0001679605 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,402,115

F1 · kind: RJS Ice 2, LP sold shares in an offering of Common Stock by certain selling stockholders of the Issuer on February 20, 2020 at a price of $31.85 per share.

F2 · ownership.nature: The amount shown represents the beneficial ownership of Common Stock held directly by RJS Ice 2, LP.

F3 · ownership.nature: Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS Ice 2, LP, and may be deemed to beneficially own the shares of common stock held by RJS Ice 2, LP.